Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEM, INC.STEM · Entity 7172 | Chief People Officer | February 19, 2025 | February 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEM, INC.
Report date February 19, 2025 · Filed February 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 184,568 |
Reported balance
After 2025-02-19 transaction · row 1
1 source rowRow 1 · 2025-02-19 · Exercise / conversion · Acquired 22,579 · Balance 184,568 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 431,642 |
Reported balance
After 2025-02-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-19 · Exercise / conversion · Disposed 22,579 · Balance 431,642 F1: On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2025 Filed Feb 22, 2025 01:31 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 22,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025172 · ownership.xml · derivative · entry 2 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,642 Underlying: Common Stock, Par Value $0.0001 Per Share · 22,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024. F1 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 01:31 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 22,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025172 · ownership.xml · nonDerivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2024 Filed Nov 1, 2024 20:04 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 275,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000179 · wk-form4_1730491487.xml · derivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 454,221 Underlying: Common Stock, Par Value $0.0001 Per Share · 275,000 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests 100% on November 7, 2025. F1 · derivative.expiration_date: The RSU award vests 100% on November 7, 2025. Read SEC document |
| May 28, 2024 Filed May 28, 2024 23:26 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000100 · wk-form4_1716938756.xml · derivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,221 Underlying: Common Stock, Par Value $0.0001 Per Share · 100,000 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests in three annual installments (33% / 33% / 34%) beginning on March 7, 2025. F1 · derivative.expiration_date: The RSU award vests in three annual installments (33% / 33% / 34%) beginning on March 7, 2025. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:16 UTC | STEM, INC. STEM · Entity 7172 | PurchaseCommon Stock, Par Value $0.0001 Per Share | 24,000 | $1.84 | $44,160.00 |
DisclosureSEC source: 0001758766-24-000056 · wk-form4_1710796551.xml · nonDerivative · entry 2 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,989 Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:16 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 16,689 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000056 · wk-form4_1710796551.xml · derivative · entry 3 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,221 Underlying: Common Stock, Par Value $0.0001 Per Share · 16,689 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On March 14, 2022, the reporting person was granted 66,755 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on March 14, 2023. F1 · derivative.expiration_date: On March 14, 2022, the reporting person was granted 66,755 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on March 14, 2023. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:16 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 16,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000056 · wk-form4_1710796551.xml · nonDerivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:16 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 26,512 | $2.19 | $58,061.28 |
DisclosureSEC source: 0001758766-24-000052 · wk-form4_1710274587.xml · nonDerivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 121,300 F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:25 UTC | STEM, INC. STEM · Entity 7172 | GrantCommon Stock, Par Value $0.0001 Per Share | 55,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000042 · wk-form4_1709673906.xml · nonDerivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,812 F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:50 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Option (Right to Buy) · Derivative | 51,456 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001758766-24-000015 · wk-form4_1708465820.xml · derivative · entry 3 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,456 Underlying: Common Stock, Par Value $0.0001 Per Share · 51,456 shares Expires 2034-02-15 F2 · derivative.exercise_date: The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:50 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 22,578 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000015 · wk-form4_1708465820.xml · derivative · entry 2 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,910 Underlying: Common Stock, Par Value $0.0001 Per Share · 22,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024. F1 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:50 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 22,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000015 · wk-form4_1708465820.xml · nonDerivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 21:45 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 27,063 | $6.72 | $181,795.70 |
DisclosureSEC source: 0001758766-23-000041 · wf-form4_167900313332055.xml · nonDerivative · entry 2 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,731 F2 · shares: Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of RSUs. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $6.71 to $6.75. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 21:45 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 70,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000041 · wf-form4_167900313332055.xml · derivative · entry 3 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,488 Underlying: Common Stock, Par Value $0.0001 Per Share · 70,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 14, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F4 · derivative.exercise_date: On March 14, 2022, the reporting person was granted 53,404 RSUs vesting 100% on March 14, 2023 and 66,755 RSUs vesting in four equal annual installments beginning on March 14, 2023. F4 · derivative.expiration_date: On March 14, 2022, the reporting person was granted 53,404 RSUs vesting 100% on March 14, 2023 and 66,755 RSUs vesting in four equal annual installments beginning on March 14, 2023. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 21:45 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 70,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000041 · wf-form4_167900313332055.xml · nonDerivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 14, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:39 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Option (Right to Buy) · Derivative | 88,388 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000014 · wf-form4_167668435261964.xml · derivative · entry 2 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,388 Underlying: Common Stock, Par Value $0.0001 Per Share · 88,388 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:39 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 68,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000014 · wf-form4_167668435261964.xml · derivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,580 Underlying: Common Stock, Par Value $0.0001 Per Share · 68,421 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:53 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 26,702 | $17.05 | $455,362.56 |
DisclosureSEC source: 0001758766-22-000165 · wf-form4_166336518779523.xml · nonDerivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,702 F1 · shares: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $17.01 to $17.20. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 23:03 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 925 | $15.98 | $14,781.50 |
DisclosureSEC source: 0001758766-22-000149 · wf-form4_166077742334226.xml · nonDerivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.97 to $15.99. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.