Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2021 Filed Aug 17, 2021 21:36 UTC |
Daley AdamDirector
|
OtherCommon Stock, Par Value $0.0001 Per Share | 246,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000152 · wf-form4_162923615317496.xml · nonDerivative · entry 2 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Investment Trust Disclosed balance after: 678,976 F3 · kind: The shares of common stock reported herein give effect to the pro rata distribution from an affiliate of the Sponsor for no additional consideration to members of the Sponsor, including the reporting person. F4 · ownership.nature: Held by Daley Investment Trust, of which the reporting person is a trustee. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:36 UTC |
Daley AdamDirector
|
OtherCommon Stock, Par Value $0.0001 Per Share | 432,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000152 · wf-form4_162923615317496.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Revocable Trust Disclosed balance after: 432,725 F1 · kind: The shares of common stock reported herein give effect to the pro rata distribution from Star Peak Sponsor LLC (the "Sponsor") and its affiliates for no additional consideration to members of the Sponsor, including the reporting person. F2 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:16 UTC |
BUZBY DAVID SDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 166,018 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001758766-21-000131 · wf-form4_162587253417624.xml · derivative · entry 10 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,716 Underlying: Common Stock, Par Value $0.0001 Per Share · 166,018 shares Expires 2028-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested 25% on January 1, 2019, and the remaining options vested in equal monthly installments thereafter. F3 · balance_after: These options will vest in equal monthly installments through January 1, 2022. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:16 UTC |
BUZBY DAVID SDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 27,596 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001758766-21-000131 · wf-form4_162587253417624.xml · derivative · entry 9 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,734 Underlying: Common Stock, Par Value $0.0001 Per Share · 27,596 shares Expires 2025-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:16 UTC |
BUZBY DAVID SDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 32,978 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001758766-21-000131 · wf-form4_162587253417624.xml · derivative · entry 8 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,330 Underlying: Common Stock, Par Value $0.0001 Per Share · 32,978 shares Expires 2025-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:16 UTC |
BUZBY DAVID SDirector
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 11,049 | $34.11 | $376,881.39 |
DisclosureSEC source: 0001758766-21-000131 · wf-form4_162587253417624.xml · nonDerivative · entry 6 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,624 Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:16 UTC |
BUZBY DAVID SDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 166,018 | $2.27 | $376,860.86 |
DisclosureSEC source: 0001758766-21-000131 · wf-form4_162587253417624.xml · nonDerivative · entry 5 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:16 UTC |
BUZBY DAVID SDirector
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 1,012 | $34.11 | $34,519.32 |
DisclosureSEC source: 0001758766-21-000131 · wf-form4_162587253417624.xml · nonDerivative · entry 4 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,655 Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:16 UTC |
BUZBY DAVID SDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 27,596 | $1.25 | $34,495.00 |
DisclosureSEC source: 0001758766-21-000131 · wf-form4_162587253417624.xml · nonDerivative · entry 3 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:16 UTC |
BUZBY DAVID SDirector
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 1,209 | $34.11 | $41,238.99 |
DisclosureSEC source: 0001758766-21-000131 · wf-form4_162587253417624.xml · nonDerivative · entry 2 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,071 Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 23:16 UTC |
BUZBY DAVID SDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 32,978 | $1.25 | $41,222.50 |
DisclosureSEC source: 0001758766-21-000131 · wf-form4_162587253417624.xml · nonDerivative · entry 1 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:45 UTC |
Russo AlanChief Revenue Officer
|
GrantRestricted Stock Unit · Derivative | 17,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000129 · wf-form4_162561513544415.xml · derivative · entry 2 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,018 Underlying: Common Stock, Par Value $0.0001 Per Share · 17,018 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning April 28, 2021. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning April 28, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:45 UTC |
Russo AlanChief Revenue Officer
|
GrantRestricted Stock Unit · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000129 · wf-form4_162561513544415.xml · derivative · entry 1 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 65,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2024. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2024. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:43 UTC |
Johnson larshChief Technical Officer
|
GrantRestricted Stock Unit · Derivative | 13,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000121 · wf-form4_162561496847168.xml · derivative · entry 2 Johnson larsh · CIK 0001864717 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,812 Underlying: Common Stock, Par Value $0.0001 Per Share · 13,812 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning April 28, 2021. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning April 28, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:43 UTC |
Johnson larshChief Technical Officer
|
GrantRestricted Stock Unit · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000121 · wf-form4_162561496847168.xml · derivative · entry 1 Johnson larsh · CIK 0001864717 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 65,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2024. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2024. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:44 UTC |
Patel PrakeshChief Strategy Officer
|
GrantRestricted Stock Unit · Derivative | 13,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000125 · wf-form4_162561504439620.xml · derivative · entry 2 Patel Prakesh · CIK 0001863629 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,812 Underlying: Common Stock, Par Value $0.0001 Per Share · 13,812 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning April 28, 2021. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning April 28, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:44 UTC |
Patel PrakeshChief Strategy Officer
|
GrantRestricted Stock Unit · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000125 · wf-form4_162561504439620.xml · derivative · entry 1 Patel Prakesh · CIK 0001863629 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 65,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2024. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2024. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:41 UTC |
Woodward JaneDirector
|
GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000116 · wf-form4_162561484034740.xml · derivative · entry 1 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:42 UTC |
Tammineedi AnilDirector
|
GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000118 · wf-form4_162561490079916.xml · derivative · entry 1 Tammineedi Anil · CIK 0001861916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:44 UTC |
Laureles Saul R.Chief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 13,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000124 · wf-form4_162561502988053.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,557 Underlying: Common Stock, Par Value $0.0001 Per Share · 13,812 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F4 · derivative.exercise_date: The RSU award vests ratably over four years beginning April 28, 2021. F4 · derivative.expiration_date: The RSU award vests ratably over four years beginning April 28, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:44 UTC |
Laureles Saul R.Chief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 18,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000124 · wf-form4_162561502988053.xml · derivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,745 Underlying: Common Stock, Par Value $0.0001 Per Share · 18,745 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F3 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F3 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:44 UTC |
Laureles Saul R.Chief Legal Officer
|
GrantCommon Stock, Par Value $0.0001 Per Share | 18,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000124 · wf-form4_162561502988053.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,745 F1 · shares: Pursuant to Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:45 UTC |
Carrington John EugeneCEO and Director
|
GrantRestricted Stock Unit · Derivative | 39,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000128 · wf-form4_162561510237184.xml · derivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,463 Underlying: Common Stock, Par Value $0.0001 Per Share · 39,463 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning April 28, 2021. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning April 28, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:45 UTC |
Carrington John EugeneCEO and Director
|
GrantRestricted Stock Unit · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000128 · wf-form4_162561510237184.xml · derivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests 43% on April 28, 2024. Thereafter, the remainder of the RSU award vests ratably over four years. F2 · derivative.expiration_date: The RSU award vests 43% on April 28, 2024. Thereafter, the remainder of the RSU award vests ratably over four years. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:44 UTC |
TYSON LAURA DDirector
|
GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000127 · wf-form4_162561508456151.xml · derivative · entry 1 TYSON LAURA D · CIK 0001183429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:42 UTC |
BUZBY DAVID SDirector
|
GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000120 · wf-form4_162561495176206.xml · derivative · entry 1 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:44 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 15,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000126 · wf-form4_162561506466503.xml · derivative · entry 2 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,785 Underlying: Common Stock, Par Value $0.0001 Per Share · 15,785 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning April 28, 2021. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning April 28, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:44 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000126 · wf-form4_162561506466503.xml · derivative · entry 1 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 65,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2024. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2024. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:41 UTC |
MORGAN MICHAEL CDirector
|
GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000117 · wf-form4_162561487706275.xml · derivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:43 UTC |
Triplett Mark WilliamChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 27,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000122 · wf-form4_162561498648931.xml · derivative · entry 2 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,624 Underlying: Common Stock, Par Value $0.0001 Per Share · 27,624 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning April 28, 2021. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning April 28, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:43 UTC |
Triplett Mark WilliamChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000122 · wf-form4_162561498648931.xml · derivative · entry 1 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 65,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2024. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2024. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:42 UTC |
TROE LISA LDirector
|
GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000119 · wf-form4_162561493339451.xml · derivative · entry 1 TROE LISA L · CIK 0001603830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:43 UTC |
Daley AdamDirector
|
GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000123 · wf-form4_162561501036375.xml · derivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| July 02, 2021 Filed Mar 4, 2022 01:32 UTC Amendment |
Laureles Saul R.Chief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 13,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000034 · wf-form4a_164635751699207.xml · derivative · entry 4 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,557 Underlying: Common Stock, Par Value $0.0001 Per Share · 13,812 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F4 · derivative.exercise_date: The RSU award vests ratably over four years beginning April 28, 2021. F4 · derivative.expiration_date: The RSU award vests ratably over four years beginning April 28, 2021. Read SEC document |
| July 02, 2021 Filed Mar 4, 2022 01:32 UTC Amendment |
Laureles Saul R.Chief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 18,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000034 · wf-form4a_164635751699207.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,745 Underlying: Common Stock, Par Value $0.0001 Per Share · 18,745 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F3 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F3 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| July 02, 2021 Filed Mar 4, 2022 01:32 UTC Amendment |
Laureles Saul R.Chief Legal Officer
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 4,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000034 · wf-form4a_164635751699207.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,125 Read SEC document |
| July 02, 2021 Filed Mar 4, 2022 01:32 UTC Amendment |
Laureles Saul R.Chief Legal Officer
|
GrantCommon Stock, Par Value $0.0001 Per Share | 18,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000034 · wf-form4a_164635751699207.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,745 F1 · shares: Pursuant to Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 14:02 UTC |
Johnson larshChief Technical Officer
|
GrantStock Option (Right to Buy) · Derivative | 34,530 | $0.00 Strike: $25.34 | $0.00 |
DisclosureSEC source: 0001758766-21-000084 · wf-form4_162265695629732.xml · derivative · entry 1 Johnson larsh · CIK 0001864717 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,033 Underlying: Common Stock · 34,530 shares Expires 2031-05-27 F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on May 28, 2021. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 14:03 UTC |
Russo AlanChief Revenue Officer
|
GrantStock Option (Right to Buy) · Derivative | 14,182 | $0.00 Strike: $25.34 | $0.00 |
DisclosureSEC source: 0001758766-21-000085 · wf-form4_162265697120256.xml · derivative · entry 1 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,703 Underlying: Common Stock · 14,182 shares Expires 2031-05-27 F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on May 28, 2021. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 14:03 UTC |
Patel PrakeshChief Strategy Officer
|
GrantStock Option (Right to Buy) · Derivative | 34,530 | $0.00 Strike: $25.34 | $0.00 |
DisclosureSEC source: 0001758766-21-000086 · wf-form4_162265700332167.xml · derivative · entry 1 Patel Prakesh · CIK 0001863629 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,052 Underlying: Common Stock · 34,530 shares Expires 2031-05-27 F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on May 28, 2021. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 18:02 UTC |
Laureles Saul R.CLO and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 34,530 | $0.00 Strike: $25.34 | $0.00 |
DisclosureSEC source: 0001758766-21-000083 · wf-form4_162265693731032.xml · derivative · entry 1 Laureles Saul R. · CIK 0001672864 · CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,530 Underlying: Common Stock · 34,530 shares Expires 2031-05-27 F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on May 28, 2021. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 18:01 UTC |
Carrington John EugeneCEO and Director
|
GrantStock Option (Right to Buy) · Derivative | 98,658 | $0.00 Strike: $25.34 | $0.00 |
DisclosureSEC source: 0001758766-21-000081 · wf-form4_162265689818070.xml · derivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,104,581 Underlying: Common Stock · 98,658 shares Expires 2031-05-27 F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on May 28, 2021. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 14:02 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 39,463 | $0.00 Strike: $25.34 | $0.00 |
DisclosureSEC source: 0001758766-21-000082 · wf-form4_162265691888497.xml · derivative · entry 1 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,611 Underlying: Common Stock · 39,463 shares Expires 2031-05-27 F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on May 28, 2021. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:02 UTC |
ROGERS DESIREE GDirector
|
Exercise / conversionClass B Common Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058973 · tm2114745-6_4seq1.xml · derivative · entry 2 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:02 UTC |
ROGERS DESIREE GDirector
|
Exercise / conversionCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058973 · tm2114745-6_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 20:01 UTC |
SHAPER C PARKDirector
|
Exercise / conversionClass B Common Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058969 · tm2114745-4_4seq1.xml · derivative · entry 2 SHAPER C PARK · CIK 0001228688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 20:01 UTC |
SHAPER C PARKDirector
|
Exercise / conversionCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058969 · tm2114745-4_4seq1.xml · nonDerivative · entry 1 SHAPER C PARK · CIK 0001228688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:01 UTC |
MORGAN MICHAEL CDirector · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 9,509,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058961 · tm2114745-3_4seq1.xml · derivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Star Peak Sponsor LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 9,509,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · derivative.exercise_price: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · kind: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · derivative.exercise_date: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · derivative.expiration_date: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:01 UTC |
MORGAN MICHAEL CDirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $10.00 | $500,000.00 |
DisclosureSEC source: 0001104659-21-058961 · tm2114745-3_4seq1.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Portcullis Partners, LP Disclosed balance after: 9,559,626 F3 · kind: As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. F3 · price: As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:01 UTC |
MORGAN MICHAEL CDirector · 10% owner
|
Exercise / conversionCommon Stock | 9,509,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058961 · tm2114745-3_4seq1.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Star Peak Sponsor LLC Disclosed balance after: 9,509,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · kind: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · price: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.