Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Inspired Entertainment, Inc.INSE · Entity 6542 | Director | January 02, 2026 | January 06, 2026 |
| Stagwell IncSTGW · Entity 4480 | Director | June 11, 2026 | June 12, 2026 |
| Whole Earth Brands, Inc.ACTTU · Entity 88485 | Director | April 25, 2019 | April 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Inspired Entertainment, Inc.
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,667 |
Reported balance
After 2026-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 10,952 · Balance 40,667 F1: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2026, July 1, 2026 and October 1, 2026. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. F2: Does not include 27,624 restricted stock units from awards received during the years 2018 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2026, July 1, 2026 and October 1, 2026. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer.
F2: Does not include 27,624 restricted stock units from awards received during the years 2018 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement.
Stagwell Inc
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 214,984 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 22,970 · Balance 214,984 F1: The reporting person was awarded restricted stock units as a component of non-employee director compensation. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will vest in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was awarded restricted stock units as a component of non-employee director compensation. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will vest in full on the first anniversary of the date of grant.
Whole Earth Brands, Inc.
Report date April 25, 2019 · Filed April 25, 2019
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Benson Hill, Inc.
Report date September 29, 2021 · Filed October 01, 2021
Section 16 reporting ended · disclosed 2021-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,000 |
Reported balance
After 2021-09-29 transaction · row 1
1 source rowRow 1 · 2021-09-29 · Exercise / conversion · Acquired 40,000 · Balance 40,000 F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-09-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-09-29 · Exercise / conversion · Disposed 40,000 · Balance 0 F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.
Pinnacle Entertainment, Inc.
Report date October 15, 2018 · Filed October 16, 2018
Section 16 reporting ended · disclosed 2018-10-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-15 transaction · row 1
1 source rowRow 1 · 2018-10-15 · Disposition to issuer · Disposed 64,730 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc. F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.86 · Expires 2019-05-22 | Direct | 0 |
Reported balance
After 2018-10-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-10-15 · Disposition to issuer · Disposed 10,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc. F4: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person). F3: Each of the options was fully vested and became exercisable on the date of grant. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2019-03-19 | Direct | 0 |
Reported balance
After 2018-10-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-15 · Disposition to issuer · Disposed 10,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc. F4: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person). F3: Each of the options was fully vested and became exercisable on the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.
F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.
F3: Each of the options was fully vested and became exercisable on the date of grant.
F4: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).
STEM, INC.
Report date April 28, 2021 · Filed April 30, 2021
Section 16 reporting ended · disclosed 2021-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,000 |
Reported balance
After 2021-04-28 transaction · row 1
1 source rowRow 1 · 2021-04-28 · Exercise / conversion · Acquired 40,000 · Balance 40,000 F1: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-28 · Exercise / conversion · Disposed 40,000 · Balance 0 F1: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2026 Filed Jun 12, 2026 22:02 UTC | Stagwell Inc STGW · Entity 4480 | GrantClass A Common Stock | 22,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-073621 · tm2617832-3_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,984 F1 · shares: The reporting person was awarded restricted stock units as a component of non-employee director compensation. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will vest in full on the first anniversary of the date of grant. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 17:30 UTC | Inspired Entertainment, Inc. INSE · Entity 6542 | GrantCommon Stock | 10,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-000643 · ownership.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,667 F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2026, July 1, 2026 and October 1, 2026. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2026, July 1, 2026 and October 1, 2026. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. F2 · balance_after: Does not include 27,624 restricted stock units from awards received during the years 2018 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 22:05 UTC | Stagwell Inc STGW · Entity 4480 | GrantClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-059968 · tm2518047-7_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,014 F1 · shares: The reporting person was awarded restricted stock units as a component of non-employee director compensation. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will vest in full on the first anniversary of the date of grant. Read SEC document |
| May 21, 2025 Filed Jun 4, 2025 20:30 UTC | Stagwell Inc STGW · Entity 4480 | PurchaseClass A Common Stock | 2,086 | $4.75 | $9,916.84 |
DisclosureSEC source: 0001104659-25-056418 · tm2517178-1_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,014 Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 17:00 UTC | Inspired Entertainment, Inc. INSE · Entity 6542 | GrantCommon Stock | 7,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-001039 · ownership.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,715 F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2025, July 1, 2025 and October 1, 2025. The units convert into shares of common stock on a one-for-one basis. F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2025, July 1, 2025 and October 1, 2025. The units convert into shares of common stock on a one-for-one basis. F2 · balance_after: Does not include 27,624 restricted stock units from awards received during the years 2018 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are subject to deferred settlement until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. Read SEC document |
| June 12, 2024 Filed Jun 15, 2024 00:01 UTC | Stagwell Inc STGW · Entity 4480 | GrantClass A Common Stock | 22,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-071878 · tm2417338-3_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,928 F1 · shares: The reporting person was awarded restricted stock units as a component of non-employee director compensation. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will vest in full on the first anniversary of the date of grant. F2 · balance_after: Includes 6,111 shares incorrectly reported in the reporting person's Form 4 filed on June 16, 2023 as withheld by the issuer to satisfy taxes on the nonreportable vesting of restricted stock. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 19:05 UTC | Inspired Entertainment, Inc. INSE · Entity 6542 | GrantCommon Stock | 6,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-009723 · ownership.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,766 F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2024, July 1, 2024 and October 1, 2024. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2024, July 1, 2024 and October 1, 2024. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. F2 · balance_after: Does not include 27,624 restricted stock units from awards received during the years 2018 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:26 UTC | Stagwell Inc STGW · Entity 4480 | Tax withholdingClass A Common Stock | 6,111 | $7.92 | $48,399.12 |
DisclosureSEC source: 0001104659-23-072390 · tm2318971-6_4seq1.xml · nonDerivative · entry 2 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,055 F2 · shares: Represents shares withheld by the issuer to satisfy tax withholding requirements on the nonreportable vesting of restricted stock. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:26 UTC | Stagwell Inc STGW · Entity 4480 | GrantClass A Common Stock | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-072390 · tm2318971-6_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,166 F1 · shares: The reporting person was awarded restricted stock units as a component of non-employee director compensation. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will vest in full on the first anniversary of the date of grant. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 17:50 UTC | Inspired Entertainment, Inc. INSE · Entity 6542 | GrantCommon Stock | 7,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-000668 · ownership.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,409 F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2023, July 1, 2023 and October 1, 2023. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. F2 · balance_after: Does not include 27,624 restricted stock units from awards received during the years 2018 to 2021 which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 23:31 UTC | Stagwell Inc STGW · Entity 4480 | GrantClass A Common Stock | 21,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-072028 · tm2218678-3_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,226 F1 · shares: The reporting person was awarded shares of restricted stock (Class A Common Stock) as a component of non-employee director compensation. The shares of restricted stock will vest in full on the first anniversary of the date of grant. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:43 UTC | Inspired Entertainment, Inc. INSE · Entity 6542 | GrantCommon Stock | 7,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-000478 · ownership.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,627 F1 · kind: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. F1 · price: Reflects grant of restricted stock units under the Issuer's non-employee director compensation policy. One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments on April 1, 2022, July 1, 2022 and October 1, 2022. The units convert into shares of common stock on a one-for-one basis. In accordance with the reporting person's deferral election, vested units will not settle until the reporting person ceases to serve as a member of the Issuer's board of directors or upon a change in control of the Issuer. F2 · balance_after: Does not include 27,624 restricted stock units from awards received in prior years which were reported by the reporting person on Table II of the Form 4 for the applicable awards and which are likewise subject to deferred settlement. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:32 UTC | Benson Hill, Inc. STPC · Entity 87189 | Exercise / conversionClass B Common Stock · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122208 · tm2129085-4_4seq1.xml · derivative · entry 2 ROGERS DESIREE G · CIK 0001182862 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:32 UTC | Benson Hill, Inc. STPC · Entity 87189 | Exercise / conversionCommon Stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122208 · tm2129085-4_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Read SEC document |
| August 09, 2021 Filed Aug 12, 2021 01:10 UTC | Stagwell Inc STGW · Entity 4480 | GrantClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-103701 · tm2124769-5_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,218 F1 · shares: The reporting person was awarded shares of restricted stock (Class A Common Stock) as a component of non-employee director compensation. The shares of restricted stock will vest in full on the first anniversary of the date of grant. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:02 UTC | STEM, INC. STPK · Entity 7172 | Exercise / conversionClass B Common Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058973 · tm2114745-6_4seq1.xml · derivative · entry 2 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:02 UTC | STEM, INC. STPK · Entity 7172 | Exercise / conversionCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058973 · tm2114745-6_4seq1.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 17:30 UTC | Inspired Entertainment, Inc. INSE · Entity 6542 | GrantRestricted Stock Units · Derivative | 8,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-000504 · ownership.xml · derivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,025 Underlying: Common Stock · 8,025 shares Expires not disclosed F1 · security: Grant of restricted stock units under the Inspired Entertainment, Inc. 2018 Omnibus Incentive Plan (the "Plan"). F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement. F3 · derivative.exercise_date: One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments, on April 1, 2021, July 1, 2021 and October 1, 2021. The units settle upon the holder's cessation as a member of the Issuer's board of directors or upon a change in control of the Issuer (as set forth in the Plan). F3 · derivative.expiration_date: One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments, on April 1, 2021, July 1, 2021 and October 1, 2021. The units settle upon the holder's cessation as a member of the Issuer's board of directors or upon a change in control of the Issuer (as set forth in the Plan). Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:01 UTC | Stagwell Inc MDCA · Entity 4480 | GrantClass A Subordinate Voting Shares | 23,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-093385 · tm2027254d4_4.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,218 F1 · shares: The reporting person was awarded shares of restricted stock (Class A Subordinate Voting Shares) as a component of non-employee director compensation. The shares of restricted stock will vest in full on the first anniversary of the date of grant. F2 · balance_after: Includes shares of unvested restricted stock (Class A Subordinate Voting Shares). Read SEC document |
| March 26, 2020 Filed Mar 31, 2020 00:21 UTC | Stagwell Inc MDCA · Entity 4480 | PurchaseClass A Subordinated Voting Shares | 15,152 | $1.66 | $25,152.32 |
DisclosureSEC source: 0001104659-20-040671 · tm2014255d2_4.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,962 F1 · price: The purchase price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 and $1.68, inclusive. The reporting person undertakes to provide to MDC Partners Inc., any security holder of MDC Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes shares of unvested Registered Stock (Class A Subordinate Voting Shares) of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:24 UTC | Inspired Entertainment, Inc. INSE · Entity 6542 | GrantRestricted Stock Units · Derivative | 7,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-000307 · ownership.xml · derivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,407 Underlying: Common Stock · 7,407 shares Expires not disclosed F1 · security: Grant of restricted stock units under the Inspired Entertainment, Inc. 2018 Omnibus Incentive Plan (the "Plan"). F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement. F3 · derivative.exercise_date: One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments, on April 1, 2020, July 1, 2020 and October 1, 2020. The units settle upon the holder's cessation as a member of the Issuer's board of directors or upon a change in control of the Issuer (as set forth in the Plan). F3 · derivative.expiration_date: One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments, on April 1, 2020, July 1, 2020 and October 1, 2020. The units settle upon the holder's cessation as a member of the Issuer's board of directors or upon a change in control of the Issuer (as set forth in the Plan). Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 12:57 UTC | Stagwell Inc MDCA · Entity 4480 | PurchaseClass A Shares | 23,820 | $2.17 | $51,689.40 |
DisclosureSEC source: 0001144204-19-016802 · tv517464_form4.xml · nonDerivative · entry 2 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,810 F2 · shares: A total of 23,820 Class A Shares of the Issuer were purchased by the reporting person on the open market at a per share price of $2.17 USD on March 28, 2019. F1 · balance_after: Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer. F2 · balance_after: A total of 23,820 Class A Shares of the Issuer were purchased by the reporting person on the open market at a per share price of $2.17 USD on March 28, 2019. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:01 UTC | Inspired Entertainment, Inc. INSE · Entity 6542 | GrantRestricted Stock Units · Derivative | 10,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-19-000252 · s115199_form4.xml · derivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,288 Underlying: Common Stock · 10,288 shares Expires not disclosed F1 · security: Grant of restricted stock units under the Inspired Entertainment, Inc. 2016 Long-Term Incentive Plan (the "Plan") F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of common stock at settlement. F3 · derivative.exercise_date: One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments, on April 1, 2019, July 1, 2019 and October 1, 2019. The units settle upon the holder's cessation as a member of the Issuer's board of directors or upon a change in control of the Issuer (as set forth in the Plan). F3 · derivative.expiration_date: One-quarter of the units vested upon grant and the remaining three-quarters of the units will vest in three equal installments, on April 1, 2019, July 1, 2019 and October 1, 2019. The units settle upon the holder's cessation as a member of the Issuer's board of directors or upon a change in control of the Issuer (as set forth in the Plan). Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 09:16 UTC | Pinnacle Entertainment, Inc. PNK · Entity 162958 | Disposition to issuerStock Options (Right to Buy) · Derivative | 10,000 | Not disclosed Strike: $3.29 | Not disclosed |
DisclosureSEC source: 0001209191-18-055016 · doc4.xml · derivative · entry 3 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-03-19 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc. F4 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person). F3 · derivative.exercise_date: Each of the options was fully vested and became exercisable on the date of grant. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 09:16 UTC | Pinnacle Entertainment, Inc. PNK · Entity 162958 | Disposition to issuerStock Options (Right to Buy) · Derivative | 10,000 | Not disclosed Strike: $2.86 | Not disclosed |
DisclosureSEC source: 0001209191-18-055016 · doc4.xml · derivative · entry 2 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-05-22 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc. F4 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person). F3 · derivative.exercise_date: Each of the options was fully vested and became exercisable on the date of grant. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 09:16 UTC | Pinnacle Entertainment, Inc. PNK · Entity 162958 | Disposition to issuerCommon Stock | 64,730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055016 · doc4.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc. F2 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:36 UTC | Inspired Entertainment, Inc. INSE · Entity 6542 | GrantRestricted Stock Units · Derivative | 1,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-008254 · s112148_form4.xml · derivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,904 Underlying: Common Stock · 1,904 shares Expires not disclosed F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Company to Ms. Rogers, under the Inspired Entertainment, Inc. 2016 Long-Term Incentive Plan (the "Plan"). F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Company to Ms. Rogers, under the Inspired Entertainment, Inc. 2016 Long-Term Incentive Plan (the "Plan"). F2 · derivative.exercise_date: 654 units vested upon grant and the remaining 1,250 units will vest on October 1, 2018. The units shall be settled by the issuance of shares of common stock upon the holder's cessation as a member of the Board of Directors or upon a Change in Control of the Issuer (as set forth in the Plan). F2 · derivative.expiration_date: 654 units vested upon grant and the remaining 1,250 units will vest on October 1, 2018. The units shall be settled by the issuance of shares of common stock upon the holder's cessation as a member of the Board of Directors or upon a Change in Control of the Issuer (as set forth in the Plan). Read SEC document |
| May 01, 2018 Filed May 1, 2018 16:30 UTC | Pinnacle Entertainment, Inc. PNK · Entity 162958 | GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027103 · doc4.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,730 F1 · kind: The securities reported are restricted stock units that vest on May 1, 2019. F1 · shares: The securities reported are restricted stock units that vest on May 1, 2019. Read SEC document |
| May 01, 2017 Filed May 2, 2017 17:38 UTC | Pinnacle Entertainment, Inc. PNK · Entity 162958 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029290 · doc4.xml · nonDerivative · entry 1 ROGERS DESIREE G · CIK 0001182862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,230 F1 · kind: The securities reported are restricted stock units that vest on May 1, 2018. F1 · shares: The securities reported are restricted stock units that vest on May 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.