Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEM, INC.STEM · Entity 7172 | Director | June 07, 2024 | June 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEM, INC.
Report date June 07, 2024 · Filed June 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 49,511 |
Reported balance
After 2024-06-07 transaction · row 1
1 source rowRow 1 · 2024-06-07 · Exercise / conversion · Acquired 23,489 · Balance 49,511 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 110,236 |
Reported balance
After 2024-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-06-07 · Exercise / conversion · Disposed 23,489 · Balance 110,236 F1: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2024 Filed Jun 10, 2024 16:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 23,489 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000129 · wk-form4_1718050358.xml · derivative · entry 2 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,236 Underlying: Common Stock, Par Value $0.0001 Per Share · 23,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. F1 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 16:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 23,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000129 · wk-form4_1718050358.xml · nonDerivative · entry 1 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2024 Filed May 30, 2024 16:31 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 110,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000119 · wk-form4_1717101092.xml · derivative · entry 1 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,725 Underlying: Common Stock, Par Value $0.0001 Per Share · 110,236 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests 100% on May 29, 2025. F1 · derivative.expiration_date: The RSU award vests 100% on May 29, 2025. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 16:08 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 20,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000096 · wf-form4_168729171815658.xml · derivative · entry 2 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,489 Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023. F2 · derivative.expiration_date: On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 16:08 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 20,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000096 · wf-form4_168729171815658.xml · nonDerivative · entry 1 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 17:54 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 23,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000093 · wf-form4_168626125582000.xml · derivative · entry 1 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,987 Underlying: Common Stock, Par Value $0.0001 Per Share · 23,489 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on June 7, 2024. F2 · derivative.expiration_date: The RSU award vests 100% on June 7, 2024. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 18:14 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 20,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000118 · wf-form4_165913285933222.xml · derivative · entry 1 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,498 Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023. F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:25 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000080 · wf-form4_165123151395907.xml · derivative · entry 2 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:25 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000080 · wf-form4_165123151395907.xml · nonDerivative · entry 1 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:41 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000116 · wf-form4_162561484034740.xml · derivative · entry 1 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.