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STEM

STEM, INC.

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7172
SEC CIK
0001758766
Parsed reports
395

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202608
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2022 Filed Sep 15, 2022 23:03 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 7,899 $15.81 $124,867.39
Disclosure

SEC source: 0001758766-22-000164 · wf-form4_166328301126612.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,364

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.19 to $16.18. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 09, 2022 Filed Sep 9, 2022 21:35 UTC SaleCommon Stock, Par Value $0.0001 Per Share 100,000 $16.38 $1,637,820.00
Disclosure

SEC source: 0001758766-22-000158 · wf-form4_166275928814178.xml · nonDerivative · entry 3

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Angeleno Investors III, L.P.

Disclosed balance after: 4,289,849

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.30 to $16.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: 4,289,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.

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September 09, 2022 Filed Sep 12, 2022 20:57 UTC SaleCommon Stock, Par Value $0.0001 Per Share 50,000 $16.21 $810,400.00
Disclosure

SEC source: 0001758766-22-000161 · wf-form4_166301624872397.xml · nonDerivative · entry 1

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the David S. Buzby Revocable Trust

Disclosed balance after: 558,711

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.20 to $16.21. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.

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September 08, 2022 Filed Sep 9, 2022 21:35 UTC SaleCommon Stock, Par Value $0.0001 Per Share 100,000 $15.84 $1,583,700.00
Disclosure

SEC source: 0001758766-22-000158 · wf-form4_166275928814178.xml · nonDerivative · entry 2

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Angeleno Investors III, L.P.

Disclosed balance after: 4,389,849

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.50 to $16.24. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: 4,389,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 21:35 UTC SaleCommon Stock, Par Value $0.0001 Per Share 100,000 $15.52 $1,552,010.00
Disclosure

SEC source: 0001758766-22-000158 · wf-form4_166275928814178.xml · nonDerivative · entry 1

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Angeleno Investors III, L.P.

Disclosed balance after: 4,489,849

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.37 to $15.645. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: 4,489,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 22:06 UTC SaleCommon Stock, Par Value $0.0001 Per Share 50,000 $16.11 $805,460.00
Disclosure

SEC source: 0001758766-22-000153 · wf-form4_166120597629035.xml · nonDerivative · entry 1

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Angeleno Investors III, L.P.

Disclosed balance after: 4,589,849

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.00 to $16.27. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: 4,589,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 21:48 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 700 $15.56 $10,892.56
Disclosure

SEC source: 0001758766-22-000151 · wf-form4_166085926614260.xml · nonDerivative · entry 4

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,263

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.52 to $15.66. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 17, 2022 Filed Aug 18, 2022 21:48 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 27,870 $15.09 $420,477.48
Disclosure

SEC source: 0001758766-22-000151 · wf-form4_166085926614260.xml · nonDerivative · entry 3

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,963

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.52 to $15.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 17, 2022 Filed Aug 19, 2022 20:07 UTC SaleCommon Stock, Par Value $0.0001 Per Share 67,000 $15.51 $1,039,170.00
Disclosure

SEC source: 0001758766-22-000152 · wf-form4_166093960619879.xml · nonDerivative · entry 1

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the David S. Buzby Revocable Trust

Disclosed balance after: 608,711

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.50 to $15.52. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Also reflects shares previously disclosed as directly owned by the Reporting Person. In March 2022, the Reporting person transferred 672,148 shares of common stock to the trust, of which the Reporting Person is the sole trustee. As a result, the Reporting Person does not currently beneficially own any common stock directly.

F3 · ownership.nature: Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.

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August 16, 2022 Filed Aug 16, 2022 18:44 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 10,000 $16.09 $160,851.00
Disclosure

SEC source: 0001758766-22-000147 · wf-form4_166068984553185.xml · nonDerivative · entry 3

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,168

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.95 to $16.57. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 16, 2022 Filed Aug 17, 2022 19:05 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 2,383 $16.62 $39,605.46
Disclosure

SEC source: 0001758766-22-000150 · wf-form4_166077751292960.xml · nonDerivative · entry 4

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,625

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.52 to $16.83. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 16, 2022 Filed Aug 17, 2022 19:05 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 21,200 $15.93 $337,800.80
Disclosure

SEC source: 0001758766-22-000150 · wf-form4_166077751292960.xml · nonDerivative · entry 3

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,008

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.52 to $16.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 16, 2022 Filed Aug 17, 2022 23:03 UTC
Homenock KimChief People Officer
SaleCommon Stock, Par Value $0.0001 Per Share 925 $15.98 $14,781.50
Disclosure

SEC source: 0001758766-22-000149 · wf-form4_166077742334226.xml · nonDerivative · entry 1

Homenock Kim · CIK 0001941731 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.97 to $15.99. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 16, 2022 Filed Aug 18, 2022 21:48 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 2,010 $16.56 $33,287.81
Disclosure

SEC source: 0001758766-22-000151 · wf-form4_166085926614260.xml · nonDerivative · entry 2

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,833

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.48 to $16.77. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 16, 2022 Filed Aug 18, 2022 21:48 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 26,560 $15.94 $423,292.03
Disclosure

SEC source: 0001758766-22-000151 · wf-form4_166085926614260.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,843

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.48 to $16.47. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 18:44 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 20,000 $16.38 $327,640.00
Disclosure

SEC source: 0001758766-22-000147 · wf-form4_166068984553185.xml · nonDerivative · entry 2

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,168

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.09 to $16.57. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 22:45 UTC SaleCommon Stock, Par Value $0.0001 Per Share 50,000 $16.37 $818,600.00
Disclosure

SEC source: 0001758766-22-000148 · wf-form4_166068990340601.xml · nonDerivative · entry 2

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Angeleno Investors III, L.P.

Disclosed balance after: 4,639,849

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.05 to $16.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: 4,639,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 19:05 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 422 $16.70 $7,045.97
Disclosure

SEC source: 0001758766-22-000150 · wf-form4_166077751292960.xml · nonDerivative · entry 2

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,208

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.67 to $16.74. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 19:05 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 60,220 $16.24 $977,972.80
Disclosure

SEC source: 0001758766-22-000150 · wf-form4_166077751292960.xml · nonDerivative · entry 1

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,630

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.67 to $16.66. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 18:44 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 30,000 $15.44 $463,290.00
Disclosure

SEC source: 0001758766-22-000147 · wf-form4_166068984553185.xml · nonDerivative · entry 1

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,168

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.21 to $15.60. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:45 UTC SaleCommon Stock, Par Value $0.0001 Per Share 50,000 $15.37 $768,470.00
Disclosure

SEC source: 0001758766-22-000148 · wf-form4_166068990340601.xml · nonDerivative · entry 1

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Angeleno Investors III, L.P.

Disclosed balance after: 4,689,849

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.00 to $15.60. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: 4,689,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 00:42 UTC
Daley AdamDirector
SaleCommon Stock, Par Value $0.0001 Per Share 75,000 $15.05 $1,128,675.00
Disclosure

SEC source: 0001758766-22-000144 · wf-form4_166026492201999.xml · nonDerivative · entry 2

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daley Revocable Trust

Disclosed balance after: 92,776

F1 · shares: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2022.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.69 to $15.25. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan.

F4 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 00:50 UTC SaleCommon Stock, Par Value $0.0001 Per Share 50,000 $15.00 $750,000.00
Disclosure

SEC source: 0001758766-22-000146 · wf-form4_166026539619612.xml · nonDerivative · entry 1

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Angeleno Investors III, L.P.

Disclosed balance after: 4,739,849

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.00 to $15.06. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: 4,739,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 20:21 UTC
Laureles Saul R.Chief Legal Officer
SaleCommon Stock, Par Value $0.0001 Per Share 14,125 $15.00 $211,875.00
Disclosure

SEC source: 0001758766-22-000138 · wf-form4_166024928051526.xml · nonDerivative · entry 1

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,453

Read SEC document
August 10, 2022 Filed Aug 12, 2022 00:42 UTC
Daley AdamDirector
SaleCommon Stock, Par Value $0.0001 Per Share 75,000 $14.79 $1,109,475.00
Disclosure

SEC source: 0001758766-22-000144 · wf-form4_166026492201999.xml · nonDerivative · entry 1

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daley Revocable Trust

Disclosed balance after: 167,776

F1 · shares: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2022.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.42 to $15.26. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan.

F4 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 21:52 UTC
Russo AlanChief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 81,803 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001864029-22-000006 · wf-form4_166018275983052.xml · derivative · entry 6

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.0001 Per Share · 81,803 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 21:52 UTC
Russo AlanChief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 31,766 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001864029-22-000006 · wf-form4_166018275983052.xml · derivative · entry 5

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock, Par Value $0.0001 Per Share · 31,766 shares

Expires 2030-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 21:52 UTC
Russo AlanChief Revenue Officer
SaleCommon Stock, Par Value $0.0001 Per Share 113,569 $14.70 $1,669,464.30
Disclosure

SEC source: 0001864029-22-000006 · wf-form4_166018275983052.xml · nonDerivative · entry 4

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,594

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.65 to $14.73. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 21:52 UTC
Russo AlanChief Revenue Officer
SaleCommon Stock, Par Value $0.0001 Per Share 46,641 $14.70 $685,622.70
Disclosure

SEC source: 0001864029-22-000006 · wf-form4_166018275983052.xml · nonDerivative · entry 3

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,163

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.65 to $14.73. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2022 Filed Aug 10, 2022 21:52 UTC
Russo AlanChief Revenue Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 81,803 $2.27 $185,692.81
Disclosure

SEC source: 0001864029-22-000006 · wf-form4_166018275983052.xml · nonDerivative · entry 2

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 09, 2022 Filed Aug 10, 2022 21:52 UTC
Russo AlanChief Revenue Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 31,766 $6.81 $216,326.46
Disclosure

SEC source: 0001864029-22-000006 · wf-form4_166018275983052.xml · nonDerivative · entry 1

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 22:16 UTC GrantRestricted Stock Unit · Derivative 20,498 $0.00 $0.00
Disclosure

SEC source: 0001758766-22-000119 · wf-form4_165913294790800.xml · derivative · entry 1

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023.

F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023.

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July 28, 2022 Filed Jul 29, 2022 18:14 UTC GrantRestricted Stock Unit · Derivative 20,498 $0.00 $0.00
Disclosure

SEC source: 0001758766-22-000118 · wf-form4_165913285933222.xml · derivative · entry 1

Woodward Jane · CIK 0001861914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023.

F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023.

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July 28, 2022 Filed Jul 29, 2022 22:12 UTC GrantRestricted Stock Unit · Derivative 20,498 $0.00 $0.00
Disclosure

SEC source: 0001758766-22-000116 · wf-form4_165913271051347.xml · derivative · entry 1

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023.

F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 22:19 UTC GrantRestricted Stock Unit · Derivative 20,498 $0.00 $0.00
Disclosure

SEC source: 0001758766-22-000121 · wf-form4_165913316184796.xml · derivative · entry 1

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023.

F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 18:18 UTC GrantRestricted Stock Unit · Derivative 20,498 $0.00 $0.00
Disclosure

SEC source: 0001758766-22-000120 · wf-form4_165913306823252.xml · derivative · entry 1

MORGAN MICHAEL C · CIK 0001250209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023.

F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 18:13 UTC
TROE LISA LDirector
GrantRestricted Stock Unit · Derivative 20,498 $0.00 $0.00
Disclosure

SEC source: 0001758766-22-000117 · wf-form4_165913276813104.xml · derivative · entry 1

TROE LISA L · CIK 0001603830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023.

F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 22:21 UTC
Daley AdamDirector
GrantRestricted Stock Unit · Derivative 20,498 $0.00 $0.00
Disclosure

SEC source: 0001758766-22-000122 · wf-form4_165913327339354.xml · derivative · entry 1

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023.

F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:11 UTC
Laureles Saul R.Chief Legal Officer
GrantRestricted Stock Unit · Derivative 34,325 $0.00 $0.00
Disclosure

SEC source: 0001758766-22-000123 · wf-form4_165938465178111.xml · derivative · entry 1

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,031

Underlying: Common Stock, Par Value $0.0001 Per Share · 34,325 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: The RSU award vests 100% on January 28, 2024.

F2 · derivative.expiration_date: The RSU award vests 100% on January 28, 2024.

Read SEC document
July 21, 2022 Filed Jul 22, 2022 21:52 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 28,570 $9.17 $261,946.90
Disclosure

SEC source: 0001758766-22-000115 · wf-form4_165852673600056.xml · nonDerivative · entry 2

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,403

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.98 to $9.31. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 20, 2022 Filed Jul 22, 2022 21:52 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 28,570 $8.92 $254,838.69
Disclosure

SEC source: 0001758766-22-000115 · wf-form4_165852673600056.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,973

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.50 to $9.16. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:37 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 28,570 $8.99 $256,901.44
Disclosure

SEC source: 0001758766-22-000107 · wf-form4_165489344702579.xml · nonDerivative · entry 2

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,543

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.75 to $9.35. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 08, 2022 Filed Jun 10, 2022 20:37 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 28,570 $9.34 $266,938.08
Disclosure

SEC source: 0001758766-22-000107 · wf-form4_165489344702579.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,113

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $9.12 to $9.68. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 07, 2022 Filed Aug 12, 2022 00:42 UTC
Daley AdamDirector
GiftCommon Stock, Par Value $0.0001 Per Share 20,000 $0.00 $0.00
Disclosure

SEC source: 0001758766-22-000144 · wf-form4_166026492201999.xml · nonDerivative · entry 3

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,773

F6 · shares: Represents a gift of 20,000 shares to a university foundation on June 7, 2022.

Read SEC document
May 20, 2022 Filed May 23, 2022 20:08 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 28,580 $7.48 $213,875.57
Disclosure

SEC source: 0001758766-22-000106 · wf-form4_165333651036214.xml · nonDerivative · entry 2

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,683

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.17 to $7.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:08 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 28,580 $7.73 $220,963.41
Disclosure

SEC source: 0001758766-22-000106 · wf-form4_165333651036214.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,263

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.45 to $7.95. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 17, 2022 Filed May 19, 2022 11:19 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 37,284 $7.62 $284,133.91
Disclosure

SEC source: 0001758766-22-000105 · wf-form4_165297352649499.xml · nonDerivative · entry 1

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,850

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.245 to $7.865. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 10, 2022 Filed May 12, 2022 17:19 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 1,269 $7.32 $9,289.08
Disclosure

SEC source: 0001758766-22-000094 · wf-form4_165239036357142.xml · nonDerivative · entry 1

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,168

F1 · shares: Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of previously vested Restricted Stock Units.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.28 to $7.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2022 Filed May 12, 2022 17:21 UTC
Russo AlanChief Revenue Officer
SaleCommon Stock, Par Value $0.0001 Per Share 1,564 $7.32 $11,448.48
Disclosure

SEC source: 0001758766-22-000095 · wf-form4_165239048361152.xml · nonDerivative · entry 1

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,235

F1 · shares: Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of previously vested Restricted Stock Units.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.28 to $7.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2022 Filed May 12, 2022 17:23 UTC
Patel PrakeshChief Strategy Officer
SaleCommon Stock, Par Value $0.0001 Per Share 1,269 $7.32 $9,289.08
Disclosure

SEC source: 0001758766-22-000096 · wf-form4_165239060436731.xml · nonDerivative · entry 1

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,415

F1 · shares: Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of previously vested Restricted Stock Units.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.28 to $7.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.