Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 3, 2023 22:11 UTC |
Laureles Saul R.Chief Legal Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 18,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000028 · wf-form4_167788147740240.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:16 UTC |
Carrington John EugeneDirector · CEO and Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 26,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000030 · wf-form4_167788175873119.xml · derivative · entry 2 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215,248 Underlying: Common Stock, Par Value $0.0001 Per Share · 26,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 107,181 RSUs vesting in four equal annual installments beginning on March 1, 2023. F2 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 107,181 RSUs vesting in four equal annual installments beginning on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:16 UTC |
Carrington John EugeneDirector · CEO and Director
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 26,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000030 · wf-form4_167788175873119.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:03 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 23,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000024 · wf-form4_167788094671669.xml · derivative · entry 3 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,545 Underlying: Common Stock, Par Value $0.0001 Per Share · 23,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F4 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 93,783 RSUs vesting in four equal annual installments beginning on March 1, 2023 F4 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 93,783 RSUs vesting in four equal annual installments beginning on March 1, 2023 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:03 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 9,252 | $8.10 | $74,968.03 |
DisclosureSEC source: 0001758766-23-000024 · wf-form4_167788094671669.xml · nonDerivative · entry 2 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,044 F2 · shares: Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of RSUs. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.10 to $8.115. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:03 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 23,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000024 · wf-form4_167788094671669.xml · nonDerivative · entry 1 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:10 UTC |
Schaefer RobertPresident, Transformational
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000027 · wf-form4_167788137162856.xml · derivative · entry 5 Schaefer Robert · CIK 0001916675 · President, Transformational 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,030 Underlying: Common Stock, Par Value $0.0001 Per Share · 16,747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F5 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023. F5 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:10 UTC |
Schaefer RobertPresident, Transformational
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 16,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000027 · wf-form4_167788137162856.xml · nonDerivative · entry 1 Schaefer Robert · CIK 0001916675 · President, Transformational 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 22:21 UTC |
Carrington John EugeneDirector · CEO and Director
|
GrantPerformance Stock Unit · Derivative | 210,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000021 · wf-form4_167762284473813.xml · derivative · entry 3 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,527 Underlying: Common Stock, Par Value $0.0001 Per Share · 210,527 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents the contingent right to receive one (1) share of common stock. F5 · derivative.exercise_date: Subject to the terms and conditions of the governing PSU agreement, the PSU award will vest, if at all, on February 24, 2026. The number of shares that may be earned is based on achieving pre-set price hurdles for a specific number oof consecutive trading days during the performance period. F6 · derivative.expiration_date: If some or all of the price hurdles are not met on or prior to February 24, 2026, all unearned PSUs will immediately be forfeited. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 22:21 UTC |
Carrington John EugeneDirector · CEO and Director
|
GrantStock Option (Right to Buy) · Derivative | 135,502 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000021 · wf-form4_167762284473813.xml · derivative · entry 2 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,502 Underlying: Common Stock, Par Value $0.0001 Per Share · 135,502 shares Expires 2033-02-24 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 24, 2024. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 22:21 UTC |
Carrington John EugeneDirector · CEO and Director
|
GrantRestricted Stock Unit · Derivative | 105,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000021 · wf-form4_167762284473813.xml · derivative · entry 1 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215,248 Underlying: Common Stock, Par Value $0.0001 Per Share · 105,264 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 24, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 24, 2024. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 22:22 UTC |
Shukla RahulChief Accounting Officer
|
GrantRestricted Stock Unit · Derivative | 60,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000022 · wf-form4_167762292082288.xml · derivative · entry 4 Shukla Rahul · CIK 0001900919 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,459 Underlying: Common Stock, Par Value $0.0001 Per Share · 60,459 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents the contingent right to receive one (1) share of common stock. F6 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 23, 2024. F6 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 23, 2024. F4 · balance_after: Due to an error, the reporting person's February 9, 2022 RSU grant was previously understated by 14,624 RSUs. Read SEC document |
| February 21, 2023 Filed Feb 28, 2023 22:22 UTC |
Shukla RahulChief Accounting Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 4,193 | $8.23 | $34,508.39 |
DisclosureSEC source: 0001758766-23-000022 · wf-form4_167762292082288.xml · nonDerivative · entry 2 Shukla Rahul · CIK 0001900919 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,807 F2 · shares: Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of RSUs. Read SEC document |
| February 21, 2023 Filed Feb 28, 2023 22:22 UTC |
Shukla RahulChief Accounting Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000022 · wf-form4_167762292082288.xml · nonDerivative · entry 1 Shukla Rahul · CIK 0001900919 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on February 9, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 20:42 UTC |
Johnson larshChief Technology Officer
|
GrantStock Option (Right to Buy) · Derivative | 108,786 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000017 · wf-form4_167668454030196.xml · derivative · entry 2 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,786 Underlying: Common Stock, Par Value $0.0001 Per Share · 108,786 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 20:42 UTC |
Johnson larshChief Technology Officer
|
GrantRestricted Stock Unit · Derivative | 84,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000017 · wf-form4_167668454030196.xml · derivative · entry 1 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,557 Underlying: Common Stock, Par Value $0.0001 Per Share · 84,210 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 20:53 UTC |
Russo AlanChief Revenue Officer
|
GrantStock Option (Right to Buy) · Derivative | 129,183 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000018 · wf-form4_167668516048834.xml · derivative · entry 2 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,183 Underlying: Common Stock, Par Value $0.0001 Per Share · 129,183 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 20:53 UTC |
Russo AlanChief Revenue Officer
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000018 · wf-form4_167668516048834.xml · derivative · entry 1 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,752 Underlying: Common Stock, Par Value $0.0001 Per Share · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 20:34 UTC |
Patel PrakeshChief Strategy Officer
|
GrantStock Option (Right to Buy) · Derivative | 129,183 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000010 · wf-form4_167668404704172.xml · derivative · entry 2 Patel Prakesh · CIK 0001863629 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,183 Underlying: Common Stock, Par Value $0.0001 Per Share · 129,183 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 20:34 UTC |
Patel PrakeshChief Strategy Officer
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000010 · wf-form4_167668404704172.xml · derivative · entry 1 Patel Prakesh · CIK 0001863629 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,347 Underlying: Common Stock, Par Value $0.0001 Per Share · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:35 UTC |
Laureles Saul R.Chief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 135,982 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000011 · wf-form4_167668413413989.xml · derivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,982 Underlying: Common Stock, Par Value $0.0001 Per Share · 135,982 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:35 UTC |
Laureles Saul R.Chief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 105,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000011 · wf-form4_167668413413989.xml · derivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,294 Underlying: Common Stock, Par Value $0.0001 Per Share · 105,263 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 20:37 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 190,375 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000013 · wf-form4_167668425443963.xml · derivative · entry 2 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,375 Underlying: Common Stock, Par Value $0.0001 Per Share · 190,375 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 20:37 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 147,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000013 · wf-form4_167668425443963.xml · derivative · entry 1 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,990 Underlying: Common Stock, Par Value $0.0001 Per Share · 147,368 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:40 UTC |
Schaefer RobertPresident, Transformational
|
GrantStock Option (Right to Buy) · Derivative | 84,989 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000015 · wf-form4_167668441827462.xml · derivative · entry 2 Schaefer Robert · CIK 0001916675 · President, Transformational 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,989 Underlying: Common Stock, Par Value $0.0001 Per Share · 84,989 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:40 UTC |
Schaefer RobertPresident, Transformational
|
GrantRestricted Stock Unit · Derivative | 65,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000015 · wf-form4_167668441827462.xml · derivative · entry 1 Schaefer Robert · CIK 0001916675 · President, Transformational 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,777 Underlying: Common Stock, Par Value $0.0001 Per Share · 65,789 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:39 UTC |
Homenock KimChief People Officer
|
GrantStock Option (Right to Buy) · Derivative | 88,388 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000014 · wf-form4_167668435261964.xml · derivative · entry 2 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,388 Underlying: Common Stock, Par Value $0.0001 Per Share · 88,388 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:39 UTC |
Homenock KimChief People Officer
|
GrantRestricted Stock Unit · Derivative | 68,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000014 · wf-form4_167668435261964.xml · derivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,580 Underlying: Common Stock, Par Value $0.0001 Per Share · 68,421 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:36 UTC |
Carlson Michael JamesChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 101,986 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000012 · wf-form4_167668419784517.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,986 Underlying: Common Stock, Par Value $0.0001 Per Share · 101,986 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:36 UTC |
Carlson Michael JamesChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 78,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000012 · wf-form4_167668419784517.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,303 Underlying: Common Stock, Par Value $0.0001 Per Share · 78,947 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| January 18, 2023 Filed Feb 28, 2023 22:22 UTC |
Shukla RahulChief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000022 · wf-form4_167762292082288.xml · derivative · entry 3 Shukla Rahul · CIK 0001900919 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on February 9, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F3 · derivative.exercise_date: On February 9, 2022, the reporting person was granted 32,000 RSUs vesting in four equal annual installments beginning on January 18, 2023. F3 · derivative.expiration_date: On February 9, 2022, the reporting person was granted 32,000 RSUs vesting in four equal annual installments beginning on January 18, 2023. F4 · balance_after: Due to an error, the reporting person's February 9, 2022 RSU grant was previously understated by 14,624 RSUs. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 22:09 UTC |
Daley AdamDirector
|
SaleCommon Stock, Par Value $0.0001 Per Share | 75,000 | $13.57 | $1,017,990.00 |
DisclosureSEC source: 0001758766-22-000191 · wf-form4_166906854742472.xml · nonDerivative · entry 2 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Investment Trust Disclosed balance after: 96,251 F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.25 to $13.875. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by Daley Investment Trust, of which the Reporting Person is a trustee. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 23:01 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 28,570 | $13.60 | $388,454.86 |
DisclosureSEC source: 0001758766-22-000190 · wf-form4_166881244780031.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,843 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.37 to $13.83. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:09 UTC |
Daley AdamDirector
|
SaleCommon Stock, Par Value $0.0001 Per Share | 75,000 | $13.63 | $1,022,220.00 |
DisclosureSEC source: 0001758766-22-000191 · wf-form4_166906854742472.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Investment Trust Disclosed balance after: 171,251 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.35 to $13.82. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by Daley Investment Trust, of which the Reporting Person is a trustee. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 23:01 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 28,570 | $13.82 | $394,834.54 |
DisclosureSEC source: 0001758766-22-000190 · wf-form4_166881244780031.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,413 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.64 to $14.07. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 19:13 UTC |
Johnson larshChief Technology Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 12,500 | $14.42 | $180,228.75 |
DisclosureSEC source: 0001758766-22-000188 · wf-form4_166864400012462.xml · nonDerivative · entry 2 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 107,456 F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.07 to $14.81. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Also reflects shares previously disclosed as directly owned by the Reporting Person. In September, 2022, the Reporting person transferred 132,456 shares of common stock to the Trust, of which the Reporting Person is a trustee. As a result, the Reporting Person does not currently beneficially own any common stock directly. F3 · balance_after: Due to an error, the Reporting Person's indirect holdings were previously overstated by 41,698 shares, which have been excluded from this column. F4 · ownership.nature: Shares held by trust for which the Reporting Person is a trustee. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 19:11 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 30,000 | $14.67 | $439,992.00 |
DisclosureSEC source: 0001758766-22-000187 · wf-form4_166864387901045.xml · nonDerivative · entry 1 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,851 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.66 to $14.68. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Due to an error, the reporting person's holdings were previously underreported by 226 shares, which are now included in this column. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 17:21 UTC Amendment |
Johnson larshChief Technology Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 12,500 | $14.42 | $180,228.75 |
DisclosureSEC source: 0001758766-22-000189 · wf-form4a_166872364273200.xml · nonDerivative · entry 2 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 107,456 F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.07 to $14.81. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Also reflects shares previously disclosed as directly owned by the Reporting Person. In September, 2022, the Reporting person transferred 132,456 shares of common stock to the Trust, of which the Reporting Person is a trustee. F3 · ownership.nature: Shares held by trust for which the Reporting Person is a trustee. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 19:13 UTC |
Johnson larshChief Technology Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 12,500 | $13.46 | $168,250.00 |
DisclosureSEC source: 0001758766-22-000188 · wf-form4_166864400012462.xml · nonDerivative · entry 1 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 119,956 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.35 to $13.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Also reflects shares previously disclosed as directly owned by the Reporting Person. In September, 2022, the Reporting person transferred 132,456 shares of common stock to the Trust, of which the Reporting Person is a trustee. As a result, the Reporting Person does not currently beneficially own any common stock directly. F3 · balance_after: Due to an error, the Reporting Person's indirect holdings were previously overstated by 41,698 shares, which have been excluded from this column. F4 · ownership.nature: Shares held by trust for which the Reporting Person is a trustee. Read SEC document |
| November 14, 2022 Filed Nov 17, 2022 17:21 UTC Amendment |
Johnson larshChief Technology Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 12,500 | $13.46 | $168,250.00 |
DisclosureSEC source: 0001758766-22-000189 · wf-form4a_166872364273200.xml · nonDerivative · entry 1 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 119,956 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.35 to $13.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Also reflects shares previously disclosed as directly owned by the Reporting Person. In September, 2022, the Reporting person transferred 132,456 shares of common stock to the Trust, of which the Reporting Person is a trustee. F3 · ownership.nature: Shares held by trust for which the Reporting Person is a trustee. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 22:57 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 2,657 | $14.59 | $38,754.74 |
DisclosureSEC source: 0001758766-22-000175 · wf-form4_166518340525628.xml · nonDerivative · entry 4 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,983 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.46 to $14.77. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 22:57 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 25,913 | $13.67 | $354,114.10 |
DisclosureSEC source: 0001758766-22-000175 · wf-form4_166518340525628.xml · nonDerivative · entry 3 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,640 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.46 to $14.42. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:57 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 1,900 | $13.96 | $26,523.05 |
DisclosureSEC source: 0001758766-22-000175 · wf-form4_166518340525628.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,553 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.95 to $14.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:57 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 26,670 | $13.46 | $359,031.54 |
DisclosureSEC source: 0001758766-22-000175 · wf-form4_166518340525628.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,453 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $12.95 to $13.94. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 26, 2022 Filed Oct 4, 2022 14:24 UTC |
Carlson Michael JamesChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 33,328 | $0.00 Strike: $12.83 | $0.00 |
DisclosureSEC source: 0001758766-22-000174 · wf-form4_166489347289555.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,328 Underlying: Common Stock, Par Value $0.0001 Per Share · 33,328 shares Expires 2033-09-26 F3 · derivative.exercise_date: The option award becomes exercisable in four equal annual installments beginning on September 26, 2023. Read SEC document |
| September 26, 2022 Filed Oct 4, 2022 14:24 UTC |
Carlson Michael JamesChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 24,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000174 · wf-form4_166489347289555.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,356 Underlying: Common Stock, Par Value $0.0001 Per Share · 24,356 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests in four equal annual installments beginning on September 26, 2023. F2 · derivative.expiration_date: The RSU award vests in four equal annual installments beginning on September 26, 2023. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:53 UTC |
Homenock KimChief People Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 26,702 | $17.05 | $455,362.56 |
DisclosureSEC source: 0001758766-22-000165 · wf-form4_166336518779523.xml · nonDerivative · entry 1 Homenock Kim · CIK 0001941731 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,702 F1 · shares: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $17.01 to $17.20. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 23:03 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 18,339 | $17.25 | $316,259.72 |
DisclosureSEC source: 0001758766-22-000164 · wf-form4_166328301126612.xml · nonDerivative · entry 4 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,123 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.93 to $17.485. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 23:03 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 10,231 | $16.38 | $167,628.80 |
DisclosureSEC source: 0001758766-22-000164 · wf-form4_166328301126612.xml · nonDerivative · entry 3 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,462 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.92 to $16.905. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 23:03 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 20,671 | $16.44 | $339,746.49 |
DisclosureSEC source: 0001758766-22-000164 · wf-form4_166328301126612.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,693 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.19 to $16.79. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.