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STERIS plc

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3228
SEC CIK
0001757898
Parsed reports
448

Last 12 months

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0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202604
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2019 Filed Mar 28, 2019 19:40 UTC
Shah Nirav RDirector
GrantCareer Restricted Stock Units · Derivative 1,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021607 · doc4.xml · derivative · entry 1

Shah Nirav R · CIK 0001740213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743

Underlying: Ordinary Shares · 1,743 shares

Expires not disclosed

F1 · derivative.exercise_price: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 1,743 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F1 · derivative.exercise_date: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 1,743 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F1 · derivative.expiration_date: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 1,743 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:36 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 136,268 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021606 · doc4.xml · derivative · entry 7

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,268

Underlying: Ordinary Shares · 136,268 shares

Expires 2028-05-31

F8 · price: This option becomes exercisable as follows: 34,067 on May 31, 2019; 34,067 on June 1, 2020; 34,067 on June 1, 2021 and 34,067 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 136,268 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F8 · derivative.exercise_date: This option becomes exercisable as follows: 34,067 on May 31, 2019; 34,067 on June 1, 2020; 34,067 on June 1, 2021 and 34,067 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 136,268 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:36 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 136,000 Not disclosed Strike: $77.07 Not disclosed
Disclosure

SEC source: 0001209191-19-021606 · doc4.xml · derivative · entry 6

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Ordinary Shares · 136,000 shares

Expires 2027-05-30

F7 · price: This option becomes exercisable as follows: 34,000 on May 30, 2018; 34,000 on May 30, 2019; 34,000 on June 1, 2020 and 34,000 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 136,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F7 · derivative.exercise_date: This option becomes exercisable as follows: 34,000 on May 30, 2018; 34,000 on May 30, 2019; 34,000 on June 1, 2020 and 34,000 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 136,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:36 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 112,340 Not disclosed Strike: $69.72 Not disclosed
Disclosure

SEC source: 0001209191-19-021606 · doc4.xml · derivative · entry 5

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,340

Underlying: Ordinary Shares · 112,340 shares

Expires 2026-06-01

F6 · price: This option becomes exercisable as follows: 28,085 on June 1, 2017; 28,085 on June 1, 2018; 28,085 on June 3, 2019 and 28,085 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 112,340 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F6 · derivative.exercise_date: This option becomes exercisable as follows: 28,085 on June 1, 2017; 28,085 on June 1, 2018; 28,085 on June 3, 2019 and 28,085 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 112,340 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:36 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 111,000 Not disclosed Strike: $67.98 Not disclosed
Disclosure

SEC source: 0001209191-19-021606 · doc4.xml · derivative · entry 4

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,000

Underlying: Ordinary Shares · 111,000 shares

Expires 2025-08-10

F5 · price: This option becomes exercisable as follows: 27,750 on May 28, 2016; 27,750 on May 28, 2017; 27,750 on May 28, 2018 and 27,750 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 111,000 STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F5 · derivative.exercise_date: This option becomes exercisable as follows: 27,750 on May 28, 2016; 27,750 on May 28, 2017; 27,750 on May 28, 2018 and 27,750 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 111,000 STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:36 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 119,000 Not disclosed Strike: $53.52 Not disclosed
Disclosure

SEC source: 0001209191-19-021606 · doc4.xml · derivative · entry 3

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,000

Underlying: Ordinary Shares · 119,000 shares

Expires 2024-05-30

F4 · price: This option to purchase 119,000 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 119,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option

F4 · derivative.exercise_date: This option to purchase 119,000 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 119,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:36 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantOrdinary Shares 13,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021606 · doc4.xml · nonDerivative · entry 2

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 13,000

F1 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F3 · ownership.nature: These ordinary shares are held by the reporting person's spouse as trustee of a revocable trust established for her benefit.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:36 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantOrdinary Shares 48,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021606 · doc4.xml · nonDerivative · entry 1

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,895

F1 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F2 · balance_after: These 48,895 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit. 37,375 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,625 on May 28, 2019; 4,000 on May 30, 2019; 3,097 on May 31, 2019; 4,681 on June 3, 2019; 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021 and 3,097 on May 31, 2022.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:34 UTC GrantCareer Restricted Stock Units · Derivative 5,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021605 · doc4.xml · derivative · entry 1

Nichol Duncan K · CIK 0001656937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

Underlying: Ordinary Shares · 5,662 shares

Expires not disclosed

F1 · derivative.exercise_price: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F1 · derivative.exercise_date: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F1 · derivative.expiration_date: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantCareer Restricted Stock Units · Derivative 3,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 12

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,184

Underlying: Ordinary Shares · 3,184 shares

Expires not disclosed

F13 · derivative.exercise_price: These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 3,184 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F13 · derivative.exercise_date: These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 3,184 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F13 · derivative.expiration_date: These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 3,184 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 436 Not disclosed Strike: $114.74 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 11

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Ordinary Shares · 436 shares

Expires 2028-08-09

F12 · price: This option to purchase 436 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 436 Old STERIS ordinary shares for $114.74 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F12 · derivative.exercise_date: This option to purchase 436 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 436 Old STERIS ordinary shares for $114.74 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 927 Not disclosed Strike: $86.23 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 10

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927

Underlying: Ordinary Shares · 927 shares

Expires 2027-08-09

F11 · price: This option to purchase 927 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 927 Old STERIS ordinary shares for $86.23 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F11 · derivative.exercise_date: This option to purchase 927 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 927 Old STERIS ordinary shares for $86.23 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 3,781 Not disclosed Strike: $71.40 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 9

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

Underlying: Ordinary Shares · 3,781 shares

Expires 2026-08-10

F10 · price: This option to purchase 3,781 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,781 Old STERIS ordinary shares for $71.40 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F10 · derivative.exercise_date: This option to purchase 3,781 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,781 Old STERIS ordinary shares for $71.40 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 4,110 Not disclosed Strike: $64.05 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 8

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

Underlying: Ordinary Shares · 4,110 shares

Expires 2025-08-31

F9 · price: This option to purchase 4,110 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,110 Old STERIS ordinary shares for $64.05 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F9 · derivative.exercise_date: This option to purchase 4,110 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,110 Old STERIS ordinary shares for $64.05 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 4,584 Not disclosed Strike: $51.53 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 7

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Underlying: Ordinary Shares · 4,584 shares

Expires 2024-08-06

F8 · price: This option to purchase 4,584 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,584 Old STERIS ordinary shares for $51.53 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F8 · derivative.exercise_date: This option to purchase 4,584 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,584 Old STERIS ordinary shares for $51.53 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 4,657 Not disclosed Strike: $43.92 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 6

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657

Underlying: Ordinary Shares · 4,657 shares

Expires 2023-08-08

F7 · price: This option to purchase 4,657 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,657 Old STERIS ordinary shares for $43.92 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F7 · derivative.exercise_date: This option to purchase 4,657 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,657 Old STERIS ordinary shares for $43.92 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 3,218 Not disclosed Strike: $32.36 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 5

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218

Underlying: Ordinary Shares · 3,218 shares

Expires 2022-08-03

F6 · price: This option to purchase 3,218 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,218 Old STERIS ordinary shares for $32.36 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F6 · derivative.exercise_date: This option to purchase 3,218 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,218 Old STERIS ordinary shares for $32.36 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 3,121 Not disclosed Strike: $31.61 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 4

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,121

Underlying: Ordinary Shares · 3,121 shares

Expires 2021-08-03

F5 · price: This option to purchase 3,121 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,121 Old STERIS ordinary shares for $31.61 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F5 · derivative.exercise_date: This option to purchase 3,121 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,121 Old STERIS ordinary shares for $31.61 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 3,133 Not disclosed Strike: $32.34 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 3

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,133

Underlying: Ordinary Shares · 3,133 shares

Expires 2020-08-04

F4 · price: This option to purchase 3,133 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,133 Old STERIS ordinary shares for $32.34 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F4 · derivative.exercise_date: This option to purchase 3,133 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,133 Old STERIS ordinary shares for $32.34 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantDirector Stock Option (right to buy) · Derivative 3,609 Not disclosed Strike: $28.08 Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · derivative · entry 2

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,609

Underlying: Ordinary Shares · 3,609 shares

Expires 2019-07-31

F3 · price: This option to purchase 3,609 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,609 Old STERIS ordinary shares for $28.08 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F3 · derivative.exercise_date: This option to purchase 3,609 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,609 Old STERIS ordinary shares for $28.08 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:30 UTC GrantOrdinary Shares 42,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021603 · doc4.xml · nonDerivative · entry 1

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 42,830

F1 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F2 · ownership.nature: These ordinary shares are held in a revocable family trust of the Reporting Person and the Reporting Person's spouse, as Co-Trustees.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:28 UTC
Khan Gulam AmjadSr. V.P., Procedural Solutions
GrantEmployee Stock Option (right to buy) · Derivative 20,536 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021602 · doc4.xml · derivative · entry 5

Khan Gulam Amjad · CIK 0001651656 · Sr. V.P., Procedural Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,536

Underlying: Ordinary Shares · 20,536 shares

Expires 2028-05-31

F6 · price: This option becomes exercisable as follows: 5,134 on May 31, 2019; 5,134 on June 1, 2020; 5,134 on June 1, 2021 and 5,134 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 20,536 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F6 · derivative.exercise_date: This option becomes exercisable as follows: 5,134 on May 31, 2019; 5,134 on June 1, 2020; 5,134 on June 1, 2021 and 5,134 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 20,536 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:28 UTC
Khan Gulam AmjadSr. V.P., Procedural Solutions
GrantEmployee Stock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $77.07 Not disclosed
Disclosure

SEC source: 0001209191-19-021602 · doc4.xml · derivative · entry 4

Khan Gulam Amjad · CIK 0001651656 · Sr. V.P., Procedural Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2027-05-30

F5 · price: This option becomes exercisable as follows: 3,750 on May 30, 2018;3,750 on May 30, 2019; 3,750 on June 1, 2020 and 3,750 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 15,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F5 · derivative.exercise_date: This option becomes exercisable as follows: 3,750 on May 30, 2018;3,750 on May 30, 2019; 3,750 on June 1, 2020 and 3,750 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 15,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:28 UTC
Khan Gulam AmjadSr. V.P., Procedural Solutions
GrantEmployee Stock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $69.72 Not disclosed
Disclosure

SEC source: 0001209191-19-021602 · doc4.xml · derivative · entry 3

Khan Gulam Amjad · CIK 0001651656 · Sr. V.P., Procedural Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2026-06-01

F4 · price: This option becomes exercisable as follows: 3,750 on June 1, 2017; 3,750 on June 1, 2018; 3,750 on June 3, 2019 and 3,750 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 15,000 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F4 · derivative.exercise_date: This option becomes exercisable as follows: 3,750 on June 1, 2017; 3,750 on June 1, 2018; 3,750 on June 3, 2019 and 3,750 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 15,000 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:28 UTC
Khan Gulam AmjadSr. V.P., Procedural Solutions
GrantEmployee Stock Option (right to buy) · Derivative 11,700 Not disclosed Strike: $65.05 Not disclosed
Disclosure

SEC source: 0001209191-19-021602 · doc4.xml · derivative · entry 2

Khan Gulam Amjad · CIK 0001651656 · Sr. V.P., Procedural Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Underlying: Ordinary Shares · 11,700 shares

Expires 2025-08-27

F3 · price: This option become exercisable as follows: 2,925 on May 28, 2016; 2,925 on May 28, 2017; 2,925 on May 28, 2018 and 2,925 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 11,700 STERIS ordinary shares for $65.05 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F3 · derivative.exercise_date: This option become exercisable as follows: 2,925 on May 28, 2016; 2,925 on May 28, 2017; 2,925 on May 28, 2018 and 2,925 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 11,700 STERIS ordinary shares for $65.05 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:28 UTC
Khan Gulam AmjadSr. V.P., Procedural Solutions
GrantOrdinary Shares 15,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021602 · doc4.xml · nonDerivative · entry 1

Khan Gulam Amjad · CIK 0001651656 · Sr. V.P., Procedural Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,864

F1 · shares: All 15,864 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 7,000 on May 28, 2019; 2,500 on June 1, 2020; 4,500 on June 1, 2021 and 1,864 on May 31, 2022.

F2 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F1 · balance_after: All 15,864 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 7,000 on May 28, 2019; 2,500 on June 1, 2020; 4,500 on June 1, 2021 and 1,864 on May 31, 2022.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:05 UTC GrantCareer Restricted Stock Units · Derivative 5,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021601 · doc4.xml · derivative · entry 6

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,449

Underlying: Ordinary Shares · 5,449 shares

Expires not disclosed

F7 · derivative.exercise_price: These career restricted stock units were assumed by STERIS pursuant to a the Scheme and converted to career restricted stock units of STERIS representing the right to receive 5,449 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F7 · derivative.exercise_date: These career restricted stock units were assumed by STERIS pursuant to a the Scheme and converted to career restricted stock units of STERIS representing the right to receive 5,449 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F7 · derivative.expiration_date: These career restricted stock units were assumed by STERIS pursuant to a the Scheme and converted to career restricted stock units of STERIS representing the right to receive 5,449 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:05 UTC GrantDirector Stock Option (right to buy) · Derivative 3,495 Not disclosed Strike: $114.74 Not disclosed
Disclosure

SEC source: 0001209191-19-021601 · doc4.xml · derivative · entry 5

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,495

Underlying: Ordinary Shares · 3,495 shares

Expires 2028-08-09

F6 · price: This option to purchase 3,495 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,495 Old STERIS ordinary shares for $114.74 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F6 · derivative.exercise_date: This option to purchase 3,495 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,495 Old STERIS ordinary shares for $114.74 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:05 UTC GrantDirector Stock Option (right to buy) · Derivative 4,058 Not disclosed Strike: $86.23 Not disclosed
Disclosure

SEC source: 0001209191-19-021601 · doc4.xml · derivative · entry 4

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,058

Underlying: Ordinary Shares · 4,058 shares

Expires 2027-08-09

F5 · price: This option to purchase 4,058 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,058 Old STERIS ordinary shares for $86.23 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F5 · derivative.exercise_date: This option to purchase 4,058 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,058 Old STERIS ordinary shares for $86.23 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:05 UTC GrantDirector Stock Option (right to buy) · Derivative 3,781 Not disclosed Strike: $71.40 Not disclosed
Disclosure

SEC source: 0001209191-19-021601 · doc4.xml · derivative · entry 3

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

Underlying: Ordinary Shares · 3,781 shares

Expires 2026-08-10

F4 · price: This option to purchase 3,781 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,781 Old STERIS ordinary shares for $71.40 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F4 · derivative.exercise_date: This option to purchase 3,781 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,781 Old STERIS ordinary shares for $71.40 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:05 UTC GrantDirector Stock Option (right to buy) · Derivative 4,110 Not disclosed Strike: $64.05 Not disclosed
Disclosure

SEC source: 0001209191-19-021601 · doc4.xml · derivative · entry 2

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

Underlying: Ordinary Shares · 4,110 shares

Expires 2025-08-31

F3 · price: This option to purchase 4,110 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,110 Old STERIS ordinary shares for $64.05 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F3 · derivative.exercise_date: This option to purchase 4,110 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,110 Old STERIS ordinary shares for $64.05 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:05 UTC GrantOrdinary Shares 8,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021601 · doc4.xml · nonDerivative · entry 1

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 8,663

F1 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F2 · ownership.nature: These ordinary shares are held in the Cynthia L. Feldman Revocable Trust, with Ms. Feldman and her husband as Trustees.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:02 UTC
deZwaan MichielV.P., Human Resources & CHRO
GrantEmployee Stock Option (right to buy) · Derivative 14,932 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021600 · doc4.xml · derivative · entry 2

deZwaan Michiel · CIK 0001616395 · V.P., Human Resources & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,932

Underlying: Ordinary Shares · 14,932 shares

Expires 2028-05-31

F3 · price: This option becomes exercisable as follows: 3,733 on May 31, 2019; 3,733 on June 1, 2020; 3,733 on June 1, 2021 and 3,733 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 14,932 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F3 · derivative.exercise_date: This option becomes exercisable as follows: 3,733 on May 31, 2019; 3,733 on June 1, 2020; 3,733 on June 1, 2021 and 3,733 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 14,932 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:02 UTC
deZwaan MichielV.P., Human Resources & CHRO
GrantOrdinary Shares 5,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021600 · doc4.xml · nonDerivative · entry 1

deZwaan Michiel · CIK 0001616395 · V.P., Human Resources & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,898

F1 · shares: All 5,898 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,378 on October 4, 2021 and 2,520 on May 31, 2022.

F2 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F1 · balance_after: All 5,898 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,378 on October 4, 2021 and 2,520 on May 31, 2022.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:00 UTC
Coward Adrian VincentSr. V P, Healthcare Spec Serv
GrantEmployee Stock Option (right to buy) · Derivative 15,680 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021599 · doc4.xml · derivative · entry 3

Coward Adrian Vincent · CIK 0001657350 · Sr. V P, Healthcare Spec Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,680

Underlying: Ordinary Shares · 15,680 shares

Expires 2028-05-31

F4 · price: This option becomes exercisable as follows: 3,920 on May 31, 2019; 3,920 on June 1, 2020; 3,920 on June 1, 2021 and 3,920 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 15,680 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F4 · derivative.exercise_date: This option becomes exercisable as follows: 3,920 on May 31, 2019; 3,920 on June 1, 2020; 3,920 on June 1, 2021 and 3,920 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 15,680 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:00 UTC
Coward Adrian VincentSr. V P, Healthcare Spec Serv
GrantEmployee Stock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $77.07 Not disclosed
Disclosure

SEC source: 0001209191-19-021599 · doc4.xml · derivative · entry 2

Coward Adrian Vincent · CIK 0001657350 · Sr. V P, Healthcare Spec Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2027-05-30

F3 · price: This option becomes exercisable as follows: 2,500 on May 30, 2018; 2,500 on May 30, 2019; 2,500 on June 1, 2020 and 2,500 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 10,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F3 · derivative.exercise_date: This option becomes exercisable as follows: 2,500 on May 30, 2018; 2,500 on May 30, 2019; 2,500 on June 1, 2020 and 2,500 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 10,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 19:00 UTC
Coward Adrian VincentSr. V P, Healthcare Spec Serv
GrantOrdinary Shares 23,823 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021599 · doc4.xml · nonDerivative · entry 1

Coward Adrian Vincent · CIK 0001657350 · Sr. V P, Healthcare Spec Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,823

F1 · shares: 10,452 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,028 on October 1, 2019; 3,000 on June 1, 2021 and 1,424 on May 31, 2022.

F2 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F1 · balance_after: 10,452 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,028 on October 1, 2019; 3,000 on June 1, 2021 and 1,424 on May 31, 2022.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:59 UTC
Carestio Daniel ASr VP and Chief Operating Off
GrantEmployee Stock Option (right to buy) · Derivative 9,468 Not disclosed Strike: $125.58 Not disclosed
Disclosure

SEC source: 0001209191-19-021598 · doc4.xml · derivative · entry 7

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,468

Underlying: Ordinary Shares · 9,468 shares

Expires 2028-10-01

F8 · price: This option becomes exercisable as follows: 2,367 shares on October 1, 2019; 2,367 shares on October 1, 2020; 2,367 shares on October 1, 2021 and 2,367 shares on October 3, 2022. This option was received under the Scheme in exchange for an option to purchase 9,468 STERIS ordinary shares for $125.58 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F8 · derivative.exercise_date: This option becomes exercisable as follows: 2,367 shares on October 1, 2019; 2,367 shares on October 1, 2020; 2,367 shares on October 1, 2021 and 2,367 shares on October 3, 2022. This option was received under the Scheme in exchange for an option to purchase 9,468 STERIS ordinary shares for $125.58 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:59 UTC
Carestio Daniel ASr VP and Chief Operating Off
GrantEmployee Stock Option (right to buy) · Derivative 29,864 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021598 · doc4.xml · derivative · entry 6

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,864

Underlying: Ordinary Shares · 29,864 shares

Expires 2028-05-31

F7 · price: This option becomes exercisable as follows: 7,466 on May 31, 2019; 7,466 on June 1, 2020; 7,466 on June 1, 2021 and 7,466 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 29,864 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F7 · derivative.exercise_date: This option becomes exercisable as follows: 7,466 on May 31, 2019; 7,466 on June 1, 2020; 7,466 on June 1, 2021 and 7,466 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 29,864 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:59 UTC
Carestio Daniel ASr VP and Chief Operating Off
GrantEmployee Stock Option (right to buy) · Derivative 18,000 Not disclosed Strike: $77.07 Not disclosed
Disclosure

SEC source: 0001209191-19-021598 · doc4.xml · derivative · entry 5

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Ordinary Shares · 18,000 shares

Expires 2027-05-30

F6 · price: This option becomes exercisable as follows: 4,500 on May 30, 2018; 4,500 on May 30, 2019; 4,500 on June 1, 2020 and 4,500 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 18,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F6 · derivative.exercise_date: This option becomes exercisable as follows: 4,500 on May 30, 2018; 4,500 on May 30, 2019; 4,500 on June 1, 2020 and 4,500 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 18,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:59 UTC
Carestio Daniel ASr VP and Chief Operating Off
GrantEmployee Stock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $69.72 Not disclosed
Disclosure

SEC source: 0001209191-19-021598 · doc4.xml · derivative · entry 4

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2026-06-01

F5 · price: This option becomes exercisable as follows: 3,750 on June 1, 2017; 3,750 on June 1, 2018; 3,750 on June 3, 2019 and 3,750 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 15,000 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F5 · derivative.exercise_date: This option becomes exercisable as follows: 3,750 on June 1, 2017; 3,750 on June 1, 2018; 3,750 on June 3, 2019 and 3,750 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 15,000 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:59 UTC
Carestio Daniel ASr VP and Chief Operating Off
GrantEmployee Stock Option (right to buy) · Derivative 8,000 Not disclosed Strike: $67.98 Not disclosed
Disclosure

SEC source: 0001209191-19-021598 · doc4.xml · derivative · entry 3

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Ordinary Shares · 8,000 shares

Expires 2025-08-10

F4 · price: This option becomes exercisable as follows: 2,000 on May 28, 2016; 2,000 on May 28, 2017; 2,000 on May 28, 2018 and 2,000 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 8,000 STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F4 · derivative.exercise_date: This option becomes exercisable as follows: 2,000 on May 28, 2016; 2,000 on May 28, 2017; 2,000 on May 28, 2018 and 2,000 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 8,000 STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:59 UTC
Carestio Daniel ASr VP and Chief Operating Off
GrantEmployee Stock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $53.52 Not disclosed
Disclosure

SEC source: 0001209191-19-021598 · doc4.xml · derivative · entry 2

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Ordinary Shares · 7,000 shares

Expires 2024-05-30

F3 · price: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option

F3 · derivative.exercise_date: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:59 UTC
Carestio Daniel ASr VP and Chief Operating Off
GrantOrdinary Shares 20,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021598 · doc4.xml · nonDerivative · entry 1

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,460

F1 · shares: 20,460 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 5,000 on May 28, 2019; 2,500 on June 1, 2020; 3,000 on October 1, 2019; 5,500 on June 1, 2021; 2,712 on May 31, 2022 and 1,748 on October 3, 2022.

F2 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F1 · balance_after: 20,460 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 5,000 on May 28, 2019; 2,500 on June 1, 2020; 3,000 on October 1, 2019; 5,500 on June 1, 2021; 2,712 on May 31, 2022 and 1,748 on October 3, 2022.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC
Burton Karen LVP, Controller & CAO
GrantEmployee Stock Option (right to buy) · Derivative 7,900 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 9

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Ordinary Shares · 7,900 shares

Expires 2028-05-31

F10 · price: This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 7.900 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F10 · derivative.exercise_date: This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 7.900 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

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March 28, 2019 Filed Mar 28, 2019 18:57 UTC
Burton Karen LVP, Controller & CAO
GrantEmployee Stock Option (right to buy) · Derivative 4,000 Not disclosed Strike: $77.07 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 8

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2027-05-30

F9 · price: This option becomes exercisable as follows: 1,000 on May 30, 2018; 1,000 on May 30, 2019; 1,000 on June 1, 2020 and 1,000 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 4,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F9 · derivative.exercise_date: This option becomes exercisable as follows: 1,000 on May 30, 2018; 1,000 on May 30, 2019; 1,000 on June 1, 2020 and 1,000 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 4,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

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March 28, 2019 Filed Mar 28, 2019 18:57 UTC
Burton Karen LVP, Controller & CAO
GrantEmployee Stock Option (right to buy) · Derivative 2,600 Not disclosed Strike: $69.72 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 7

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Ordinary Shares · 2,600 shares

Expires 2026-06-01

F8 · price: This option becomes exercisable as follows: 650 on June 1, 2017; 650 on June 1, 2018; 650 on June 3, 2019 and 650 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 2,600 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F8 · derivative.exercise_date: This option becomes exercisable as follows: 650 on June 1, 2017; 650 on June 1, 2018; 650 on June 3, 2019 and 650 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 2,600 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

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March 28, 2019 Filed Mar 28, 2019 18:57 UTC
Burton Karen LVP, Controller & CAO
GrantEmployee Stock Option (right to buy) · Derivative 2,852 Not disclosed Strike: $66.15 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 6

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,852

Underlying: Ordinary Shares · 2,852 shares

Expires 2025-05-28

F7 · price: This option becomes exercisable as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 2,852 STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F7 · derivative.exercise_date: This option becomes exercisable as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 2,852 STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option.

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March 28, 2019 Filed Mar 28, 2019 18:57 UTC
Burton Karen LVP, Controller & CAO
GrantEmployee Stock Option (right to buy) · Derivative 3,400 Not disclosed Strike: $53.52 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 5

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Ordinary Shares · 3,400 shares

Expires 2024-05-30

F6 · price: This option to purchase 3,400 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,400 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F6 · derivative.exercise_date: This option to purchase 3,400 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,400 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option.

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March 28, 2019 Filed Mar 28, 2019 18:57 UTC
Burton Karen LVP, Controller & CAO
GrantEmployee Stock Option (right to buy) · Derivative 4,040 Not disclosed Strike: $45.34 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 4

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040

Underlying: Ordinary Shares · 4,040 shares

Expires 2023-05-31

F5 · price: This option to purchase 4,040 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,040 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F5 · derivative.exercise_date: This option to purchase 4,040 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,040 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.