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person · Reporting owner

Nichol Duncan K

Disclosed activity across 2 companies

Tapewire entity
158793
SEC CIK
0001656937

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STERIS plcSTE · Entity 3228DirectorMarch 28, 2019March 28, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STERIS plc

Report date March 28, 2019 · Filed March 28, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Career Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,662 Reported balance After 2019-03-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-03-28 · Grant · Acquired 5,662 · Balance 5,662

F1: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STERIS plc

Report date March 28, 2019 · Filed March 28, 2019

Section 16 reporting ended · disclosed 2019-03-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Career Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-03-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-03-28 · Disposition to issuer · Disposed 5,662 · Balance 0

F1: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2019 Filed Mar 28, 2019 19:34 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 5,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021605 · doc4.xml · derivative · entry 1

Nichol Duncan K · CIK 0001656937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

Underlying: Ordinary Shares · 5,662 shares

Expires not disclosed

F1 · derivative.exercise_price: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F1 · derivative.exercise_date: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F1 · derivative.expiration_date: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 10:00 UTC STERIS plc STE · Entity 158792 Disposition to issuerCareer Restricted Stock Units · Derivative 5,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021563 · doc4.xml · derivative · entry 1

Nichol Duncan K · CIK 0001656937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,662 shares

Expires not disclosed

F1 · derivative.exercise_price: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F1 · derivative.exercise_date: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F1 · derivative.expiration_date: These career restricted stock units were assumed by STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), pursuant to a court-approved scheme of arrangement under English law and converted to career restricted stock units of STERIS representing the right to receive 5,662 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 16:33 UTC STERIS plc STE · Entity 158792 GrantCareer Restricted Stock Units · Derivative 1,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046235 · doc4.xml · derivative · entry 1

Nichol Duncan K · CIK 0001656937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

Underlying: Ordinary Shares · 1,743 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F2 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F2 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 16:33 UTC STERIS plc STE · Entity 158792 GrantCareer Restricted Stock Units · Derivative 2,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-048602 · doc4.xml · derivative · entry 1

Nichol Duncan K · CIK 0001656937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,919

Underlying: Ordinary Shares · 2,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F2 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F2 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.