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STERIS plc

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3228
SEC CIK
0001757898
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202604
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2020 Filed Jun 3, 2020 20:24 UTC
Majors Cary LSr VP N America Com Operations
OtherOrdinary Shares 137 $115.70 $15,850.90
Disclosure

SEC source: 0001209191-20-034003 · doc4.xml · nonDerivative · entry 1

Majors Cary L · CIK 0001776271 · Sr VP N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote below.

Disclosed balance after: 220

F1 · ownership.nature: This disposition of units representing the equivalent of 137 ordinary shares of the Issuer occurred in conjunction with the funding of a loan from the STERIS Corporation 401(k) Plan.

F2 · ownership.nature: Units representing the equivalent of 220 ordinary shares of the Issuer were held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan after giving effect to the disposition. The ordinary shares were calculated as of March 20, 2020.

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March 05, 2020 Filed Mar 6, 2020 21:31 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,133 $0.00 Strike: $32.34 $0.00
Disclosure

SEC source: 0001209191-20-016928 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,133 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 3,133 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,133 Old STERIS ordinary shares for $32.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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March 05, 2020 Filed Mar 6, 2020 21:31 UTC Exercise / conversionOrdinary Shares 3,133 $32.34 $101,321.22
Disclosure

SEC source: 0001209191-20-016928 · doc4.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:33 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $69.72 $0.00
Disclosure

SEC source: 0001209191-20-011093 · doc4.xml · derivative · entry 7

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,085

Underlying: Ordinary Shares · 40,000 shares

Expires 2016-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is part of an option to purchase 112,340 STERIS ordinary shares, of which 84,255 have fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 112,340 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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February 19, 2020 Filed Feb 20, 2020 21:33 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 512 $168.59 $86,319.00
Disclosure

SEC source: 0001209191-20-011093 · doc4.xml · nonDerivative · entry 5

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,623

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $168.50 to $168.79 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · balance_after: These 72,623 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit. 32,360 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 2,597 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021; 2,597 on June 1, 2021; 3,097 on May 31, 2022; 2,597 on May 31, 2022; and 2,597 on May 31, 2023.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:33 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 39,488 $168.00 $6,634,094.57
Disclosure

SEC source: 0001209191-20-011093 · doc4.xml · nonDerivative · entry 4

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,135

F2 · price: Price reflects a weighted average sale price for multiple transactions ranging from $167.48 to $168.45 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:33 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionOrdinary Shares 40,000 $69.72 $2,788,800.00
Disclosure

SEC source: 0001209191-20-011093 · doc4.xml · nonDerivative · entry 3

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:33 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 44,255 $0.00 Strike: $69.72 $0.00
Disclosure

SEC source: 0001209191-20-011093 · doc4.xml · derivative · entry 6

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,085

Underlying: Ordinary Shares · 44,255 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is part of an option to purchase 112,340 STERIS ordinary shares, of which 84,255 have fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 112,340 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:33 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 32,255 $167.46 $5,401,380.37
Disclosure

SEC source: 0001209191-20-011093 · doc4.xml · nonDerivative · entry 2

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,623

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $167.13 to $168.07 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:33 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionOrdinary Shares 44,255 $69.72 $3,085,458.60
Disclosure

SEC source: 0001209191-20-011093 · doc4.xml · nonDerivative · entry 1

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:33 UTC
Sohi MohsenDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,121 $0.00 Strike: $31.61 $0.00
Disclosure

SEC source: 0001209191-20-009669 · doc4.xml · derivative · entry 3

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,121 shares

Expires 2021-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option to purchase 3,121 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,121 Old STERIS ordinary shares for $31.61 per share, subject to the same terms and conditions as the original Old STERIS stop option, except as otherwise required by law.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:33 UTC
Sohi MohsenDirector
SaleOrdinary Shares 3,121 $165.65 $516,986.16
Disclosure

SEC source: 0001209191-20-009669 · doc4.xml · nonDerivative · entry 2

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,361

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:33 UTC
Sohi MohsenDirector
Exercise / conversionOrdinary Shares 3,121 $31.61 $98,654.81
Disclosure

SEC source: 0001209191-20-009669 · doc4.xml · nonDerivative · entry 1

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:31 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $64.05 $0.00
Disclosure

SEC source: 0001209191-20-009666 · doc4.xml · derivative · entry 3

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,110

Underlying: Ordinary Shares · 2,000 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option to purchase 4,110 STERIS ordinary shares, all of which, including the 2,000 ordinary shares being exercised, have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 4,110 Old STERIS ordinary shares for $64.05 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:31 UTC SaleOrdinary Shares 2,000 $166.68 $333,360.00
Disclosure

SEC source: 0001209191-20-009666 · doc4.xml · nonDerivative · entry 2

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:31 UTC Exercise / conversionOrdinary Shares 2,000 $64.05 $128,100.00
Disclosure

SEC source: 0001209191-20-009666 · doc4.xml · nonDerivative · entry 1

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:32 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,133 $0.00 Strike: $32.34 $0.00
Disclosure

SEC source: 0001209191-20-009209 · doc4.xml · derivative · entry 3

LEWIS DAVID B · CIK 0001136554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,133 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option to purchase 3,133 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,133 Old STERIS ordinary shares for $32.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:32 UTC SaleOrdinary Shares 3,133 $166.67 $522,162.70
Disclosure

SEC source: 0001209191-20-009209 · doc4.xml · nonDerivative · entry 2

LEWIS DAVID B · CIK 0001136554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,684

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:32 UTC Exercise / conversionOrdinary Shares 3,133 $32.34 $101,321.22
Disclosure

SEC source: 0001209191-20-009209 · doc4.xml · nonDerivative · entry 1

LEWIS DAVID B · CIK 0001136554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:30 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,133 $0.00 Strike: $32.34 $0.00
Disclosure

SEC source: 0001209191-20-009200 · doc4.xml · derivative · entry 3

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,133 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 3,133 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,133 Old STERIS ordinary shares for $32.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:30 UTC SaleOrdinary Shares 3,133 $167.56 $524,965.48
Disclosure

SEC source: 0001209191-20-009200 · doc4.xml · nonDerivative · entry 2

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:30 UTC Exercise / conversionOrdinary Shares 3,133 $32.34 $101,321.22
Disclosure

SEC source: 0001209191-20-009200 · doc4.xml · nonDerivative · entry 1

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This balance has been reduced to reflect the correct number of shares beneficially owned following an overstatement of 40 ordinary shares in the Reporting Person's Form 4, filed on 08/21/2019.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:33 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $45.34 $0.00
Disclosure

SEC source: 0001209191-20-009212 · doc4.xml · derivative · entry 3

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,000 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 3,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,000 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. This option was initially granted as an option to purchase 6,000 ordinary shares. On January 25, 2019, the reporting person exercised this option for 3,000 Old STERIS ordinary shares pursuant to a Rule 10b5-1 Stock Trading Plan, entered into by the reporting person on November 9, 2018.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:33 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
SaleOrdinary Shares 3,000 $162.00 $486,000.00
Disclosure

SEC source: 0001209191-20-009212 · doc4.xml · nonDerivative · entry 2

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,647

F2 · shares: This exercise of stock options and sale of a total of 3,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 14, 2019.

F1 · balance_after: 15,472 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,500 on June 1, 2020; 6,000 on June 1, 2021; 3,636 on May 31, 2022; 2,502 on May 31, 2022 and 834 on May 31, 2023.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:33 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
Exercise / conversionOrdinary Shares 3,000 $45.34 $136,020.00
Disclosure

SEC source: 0001209191-20-009212 · doc4.xml · nonDerivative · entry 1

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 15,472 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,500 on June 1, 2020; 6,000 on June 1, 2021; 3,636 on May 31, 2022; 2,502 on May 31, 2022 and 834 on May 31, 2023.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC
Burton Karen LVP, Controller & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,400 $0.00 Strike: $53.52 $0.00
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · derivative · entry 5

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,400 shares

Expires 2024-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase 3,400 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,400 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC
Burton Karen LVP, Controller & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,040 $0.00 Strike: $45.34 $0.00
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · derivative · entry 4

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,040 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 4,040 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 4,040 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC
Burton Karen LVP, Controller & CAO
SaleOrdinary Shares 7,440 $160.00 $1,190,400.00
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · nonDerivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

F2 · shares: This exercise of stock options and sale of a total of 7,440 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on January 20, 2020.

F1 · balance_after: 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC
Burton Karen LVP, Controller & CAO
Exercise / conversionOrdinary Shares 3,400 $53.52 $181,968.00
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC
Burton Karen LVP, Controller & CAO
Exercise / conversionOrdinary Shares 4,040 $45.34 $183,173.60
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
December 06, 2019 Filed Dec 6, 2019 21:27 UTC SaleOrdinary Shares 4,279 $154.27 $660,121.33
Disclosure

SEC source: 0001209191-19-059476 · doc4.xml · nonDerivative · entry 3

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 0

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $153.78 to $154.54 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held by the reporting person's spouse.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:27 UTC SaleOrdinary Shares 200 $153.66 $30,732.00
Disclosure

SEC source: 0001209191-19-059476 · doc4.xml · nonDerivative · entry 2

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 4,279

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $153.63 to $153.68 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held by the reporting person's spouse.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:27 UTC SaleOrdinary Shares 5,666 $153.04 $867,124.64
Disclosure

SEC source: 0001209191-19-059476 · doc4.xml · nonDerivative · entry 1

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 4,479

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $152.60 to $153.58 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price

F2 · ownership.nature: These ordinary shares are held by the reporting person's spouse.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:33 UTC SaleOrdinary Shares 5,854 $153.77 $900,169.58
Disclosure

SEC source: 0001209191-19-059067 · doc4.xml · nonDerivative · entry 6

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 10,145

F7 · price: Price reflects a weighted average sale price for multiple transactions ranging from $153.58 to $153.98 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held by the reporting person's spouse.

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December 03, 2019 Filed Dec 4, 2019 21:33 UTC SaleOrdinary Shares 1,200 $150.85 $181,020.00
Disclosure

SEC source: 0001209191-19-059067 · doc4.xml · nonDerivative · entry 5

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 15,999

F6 · price: Price reflects a weighted average sale price for multiple transactions ranging from $150.74 to $150.96 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held by the reporting person's spouse.

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December 03, 2019 Filed Dec 4, 2019 21:33 UTC SaleOrdinary Shares 4,760 $150.28 $715,332.80
Disclosure

SEC source: 0001209191-19-059067 · doc4.xml · nonDerivative · entry 4

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 17,199

F5 · price: Price reflects a weighted average sale price for multiple transactions ranging from $149.74 to $150.68 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held by the reporting person's spouse.

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December 02, 2019 Filed Dec 4, 2019 21:33 UTC SaleOrdinary Shares 900 $151.75 $136,575.00
Disclosure

SEC source: 0001209191-19-059067 · doc4.xml · nonDerivative · entry 3

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 21,959

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $151.50 to $151.99 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held by the reporting person's spouse.

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December 02, 2019 Filed Dec 4, 2019 21:33 UTC SaleOrdinary Shares 2,800 $150.97 $422,716.00
Disclosure

SEC source: 0001209191-19-059067 · doc4.xml · nonDerivative · entry 2

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 22,859

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $150.47 to $151.34 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held by the reporting person's spouse.

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December 02, 2019 Filed Dec 4, 2019 21:33 UTC SaleOrdinary Shares 2,260 $150.08 $339,180.80
Disclosure

SEC source: 0001209191-19-059067 · doc4.xml · nonDerivative · entry 1

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 25,659

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $149.44 to $150.39 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price

F2 · ownership.nature: These ordinary shares are held by the reporting person's spouse.

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November 20, 2019 Filed Nov 21, 2019 21:33 UTC
Rosebrough Walter M JrDirector · President & CEO
GiftOrdinary Shares 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057612 · doc4.xml · nonDerivative · entry 2

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 0

F2 · ownership.nature: These ordinary shares were held by the reporting person's spouse as trustee of a revocable trust established for her benefit.

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October 04, 2019 Filed Oct 7, 2019 20:30 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
SaleOrdinary Shares 1,000 $142.15 $142,150.00
Disclosure

SEC source: 0001209191-19-052666 · doc4.xml · nonDerivative · entry 1

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,647

F1 · shares: This sale of a total of 1,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 8, 2019.

F2 · balance_after: 15,472 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,500 on June 1, 2020; 6,000 on June 1, 2021; 3,636 on May 31, 2022; 2,502 on May 31, 2022 and 834 on May 31, 2023.

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October 01, 2019 Filed Oct 2, 2019 20:31 UTC
Carestio Daniel ASr VP and Chief Operating Off
Tax withholdingOrdinary Shares 1,346 $140.62 $189,274.52
Disclosure

SEC source: 0001209191-19-051708 · doc4.xml · nonDerivative · entry 1

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,629

F1 · balance_after: 17,468 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,500 on June 1, 2020; 5,500 on June 1, 2021; 2,712 on May 31, 2022; 1,748 on October 3, 2022; and 5,008 on May 31, 2023.

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October 01, 2019 Filed Oct 2, 2019 20:41 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
Tax withholdingOrdinary Shares 2,041 $140.62 $287,005.42
Disclosure

SEC source: 0001209191-19-051746 · doc4.xml · nonDerivative · entry 1

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,647

F1 · balance_after: 15,472 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,500 on June 1, 2020; 6,000 on June 1, 2021; 3,636 on May 31, 2022; 2,502 on May 31, 2022 and 834 on May 31, 2023.

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October 01, 2019 Filed Oct 2, 2019 20:39 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
Tax withholdingOrdinary Shares 2,041 $140.62 $287,005.42
Disclosure

SEC source: 0001209191-19-051740 · doc4.xml · nonDerivative · entry 1

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,524

F1 · balance_after: 17,720 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,700 on June 1, 2020; 6,000 on June 1, 2021; 4,240 on May 31, 2022 and 2,780 on May 31, 2023.

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October 01, 2019 Filed Oct 2, 2019 20:36 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Tax withholdingOrdinary Shares 180 $140.62 $25,311.60
Disclosure

SEC source: 0001209191-19-051726 · doc4.xml · nonDerivative · entry 1

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,477

F1 · balance_after: 1,852 of these ordinary shares are restricted. The restrictions on the ordinary shares lapse as follows: 400 on June 1, 2020; 412 on June 1, 2021; 484 on May 31, 2022 and 556 on May 31, 2023.

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October 01, 2019 Filed Oct 2, 2019 20:34 UTC
Majors Cary LSr VP N America Com Operations
Tax withholdingOrdinary Shares 1,349 $140.62 $189,696.38
Disclosure

SEC source: 0001209191-19-051716 · doc4.xml · nonDerivative · entry 1

Majors Cary L · CIK 0001776271 · Sr VP N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,846

F1 · balance_after: 13,744 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,500 on June 1, 2020; 6,500 on May 31, 2021; 2,520 on May 31, 2022; and 2,224 on May 31, 2023.

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October 01, 2019 Filed Oct 2, 2019 20:28 UTC
Burton Karen LVP, Controller & CAO
Tax withholdingOrdinary Shares 314 $140.62 $44,154.68
Disclosure

SEC source: 0001209191-19-051697 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

F1 · balance_after: 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

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August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 718 $0.00 Strike: $114.22 $0.00
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · derivative · entry 12

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,154

Underlying: Ordinary Shares · 718 shares

Expires 2028-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option to purchase 2,872 STERIS ordinary shares, of which the 718 ordinary shares being exercised have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,872 Old STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 300 $0.00 Strike: $77.07 $0.00
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · derivative · entry 11

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Ordinary Shares · 300 shares

Expires 2027-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase 600 STERIS ordinary shares, of which the 300 ordinary shares being exercised have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 600 Old STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 447 $0.00 Strike: $69.72 $0.00
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · derivative · entry 10

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149

Underlying: Ordinary Shares · 447 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 596 STERIS ordinary shares, of which the 447 ordinary shares being exercised have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 596 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.