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Nasdaq · USD

STAA

STAAR SURGICAL CO

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4851
SEC CIK
0000718937
Parsed reports
347

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 2026100
Feb 202600
Mar 202660
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 23, 2020 Filed Nov 23, 2020 21:51 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
SaleCommon Stock 2,874 $83.14 $238,944.36
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 7

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,381

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.60 to $83.71, inclusive.

Read SEC document
November 23, 2020 Filed Nov 23, 2020 21:51 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
SaleCommon Stock 1,900 $83.02 $157,738.00
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 6

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,255

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.55 to $83.40, inclusive.

Read SEC document
November 23, 2020 Filed Nov 23, 2020 21:51 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
Exercise / conversionCommon Stock 1,900 $15.54 $29,526.00
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 5

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:08 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock Options · Derivative 4,144 $0.00 Strike: $15.54 $0.00
Disclosure

SEC source: 0001209191-20-060495 · doc4.xml · derivative · entry 5

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,144 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:08 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock Options · Derivative 14,815 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001209191-20-060495 · doc4.xml · derivative · entry 4

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185

Underlying: Common Stock · 14,815 shares

Expires 2025-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:08 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
SaleCommon Stock 18,959 $80.13 $1,519,184.67
Disclosure

SEC source: 0001209191-20-060495 · doc4.xml · nonDerivative · entry 3

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,383

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.49 to $81.93, inclusive.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:08 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock 4,144 $15.54 $64,397.76
Disclosure

SEC source: 0001209191-20-060495 · doc4.xml · nonDerivative · entry 2

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:08 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock 14,815 $7.35 $108,890.25
Disclosure

SEC source: 0001209191-20-060495 · doc4.xml · nonDerivative · entry 1

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:51 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
SaleCommon Stock 2,688 $83.02 $223,157.76
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 4

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,255

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.11, inclusive.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:51 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
Exercise / conversionCommon Stock Options · Derivative 12,156 $0.00 Strike: $15.54 $0.00
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · derivative · entry 8

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844

Underlying: Common Stock · 12,156 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:51 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
SaleCommon Stock 14,007 $82.03 $1,148,994.21
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 3

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,943

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.32, inclusive.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:51 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
Exercise / conversionCommon Stock 12,156 $82.02 $997,035.12
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.30, inclusive.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:51 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
Exercise / conversionCommon Stock 12,156 $15.54 $188,904.24
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:52 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock Options · Derivative 17,163 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-20-058748 · doc4.xml · derivative · entry 5

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,731

Underlying: Common Stock · 17,163 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:52 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock Options · Derivative 5,430 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-20-058748 · doc4.xml · derivative · entry 4

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312

Underlying: Common Stock · 5,430 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:52 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 22,593 $80.25 $1,813,088.25
Disclosure

SEC source: 0001209191-20-058748 · doc4.xml · nonDerivative · entry 3

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.58 to $81.32, inclusive.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:52 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 17,163 $35.98 $617,524.74
Disclosure

SEC source: 0001209191-20-058748 · doc4.xml · nonDerivative · entry 2

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:52 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 5,430 $29.80 $161,814.00
Disclosure

SEC source: 0001209191-20-058748 · doc4.xml · nonDerivative · entry 1

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:51 UTC
Hayashida Jon K.VP, Global Clinical, Medical
Exercise / conversionCommon Stock Options · Derivative 9,800 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-20-057990 · doc4.xml · derivative · entry 5

Hayashida Jon K. · CIK 0001781825 · VP, Global Clinical, Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724

Underlying: Common Stock · 9,800 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:51 UTC
Hayashida Jon K.VP, Global Clinical, Medical
Exercise / conversionCommon Stock Options · Derivative 10,200 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-20-057990 · doc4.xml · derivative · entry 4

Hayashida Jon K. · CIK 0001781825 · VP, Global Clinical, Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058

Underlying: Common Stock · 10,200 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:51 UTC
Hayashida Jon K.VP, Global Clinical, Medical
SaleCommon Stock 20,000 $81.34 $1,626,800.00
Disclosure

SEC source: 0001209191-20-057990 · doc4.xml · nonDerivative · entry 3

Hayashida Jon K. · CIK 0001781825 · VP, Global Clinical, Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,794

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.06 to $82.85, inclusive.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:51 UTC
Hayashida Jon K.VP, Global Clinical, Medical
Exercise / conversionCommon Stock 9,800 $16.15 $158,270.00
Disclosure

SEC source: 0001209191-20-057990 · doc4.xml · nonDerivative · entry 2

Hayashida Jon K. · CIK 0001781825 · VP, Global Clinical, Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:51 UTC
Hayashida Jon K.VP, Global Clinical, Medical
Exercise / conversionCommon Stock 10,200 $29.80 $303,960.00
Disclosure

SEC source: 0001209191-20-057990 · doc4.xml · nonDerivative · entry 1

Hayashida Jon K. · CIK 0001781825 · VP, Global Clinical, Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:50 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 15,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-20-057989 · doc4.xml · derivative · entry 5

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:50 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 23,714 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001209191-20-057989 · doc4.xml · derivative · entry 4

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,714 shares

Expires 2026-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:50 UTC
Holliday KeithChief Technology Officer
SaleCommon Stock 23,714 $81.56 $1,934,113.84
Disclosure

SEC source: 0001209191-20-057989 · doc4.xml · nonDerivative · entry 3

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,332

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $82.85, inclusive.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:50 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 15,000 $9.30 $139,500.00
Disclosure

SEC source: 0001209191-20-057989 · doc4.xml · nonDerivative · entry 2

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:50 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 23,714 $7.52 $178,329.28
Disclosure

SEC source: 0001209191-20-057989 · doc4.xml · nonDerivative · entry 1

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Moore John CDirector
Exercise / conversionCommon Stock Options · Derivative 1,206 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-20-057986 · doc4.xml · derivative · entry 8

Moore John C · CIK 0001426569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,206 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Moore John CDirector
Exercise / conversionCommon Stock Options · Derivative 10,000 $0.00 Strike: $15.73 $0.00
Disclosure

SEC source: 0001209191-20-057986 · doc4.xml · derivative · entry 7

Moore John C · CIK 0001426569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Moore John CDirector
Exercise / conversionCommon Stock Options · Derivative 5,000 $0.00 Strike: $10.31 $0.00
Disclosure

SEC source: 0001209191-20-057986 · doc4.xml · derivative · entry 6

Moore John C · CIK 0001426569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Moore John CDirector
Disposition to issuerCommon Stock 14,254 $80.88 $1,152,863.52
Disclosure

SEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 5

Moore John C · CIK 0001426569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 11,387

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $81.79, inclusive.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Moore John CDirector
Disposition to issuerCommon Stock 16,206 $81.03 $1,313,172.18
Disclosure

SEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 4

Moore John C · CIK 0001426569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $82.16, inclusive.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Moore John CDirector
Exercise / conversionCommon Stock 1,206 $16.15 $19,476.90
Disclosure

SEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 3

Moore John C · CIK 0001426569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Moore John CDirector
Exercise / conversionCommon Stock 10,000 $15.73 $157,300.00
Disclosure

SEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 2

Moore John C · CIK 0001426569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Moore John CDirector
Exercise / conversionCommon Stock 5,000 $10.31 $51,550.00
Disclosure

SEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 1

Moore John C · CIK 0001426569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 12,997 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · derivative · entry 15

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,998

Underlying: Common Stock · 12,997 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 10,112 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · derivative · entry 14

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372

Underlying: Common Stock · 10,112 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 13,217 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · derivative · entry 13

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,789

Underlying: Common Stock · 13,217 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
SaleCommon Stock 36,326 $53.33 $1,937,265.58
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · nonDerivative · entry 9

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,332

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.02 to $53.71, inclusive.

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September 15, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 12,997 $35.98 $467,632.06
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · nonDerivative · entry 8

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 10,112 $29.80 $301,337.60
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · nonDerivative · entry 7

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 13,217 $16.15 $213,454.55
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · nonDerivative · entry 6

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 3,994 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · derivative · entry 12

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,006

Underlying: Common Stock · 3,994 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.

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September 14, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 21,294 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · derivative · entry 11

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,206

Underlying: Common Stock · 21,294 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 1,286 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · derivative · entry 10

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,714

Underlying: Common Stock · 1,286 shares

Expires 2026-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
SaleCommon Stock 9,115 $53.49 $487,561.35
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · nonDerivative · entry 5

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,332

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.25 to $54.06, inclusive.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
SaleCommon Stock 26,574 $53.26 $1,415,331.24
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · nonDerivative · entry 4

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,447

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.07 to $53.97, inclusive.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 3,994 $16.15 $64,503.10
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · nonDerivative · entry 3

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:01 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 21,294 $9.30 $198,034.20
Disclosure

SEC source: 0001209191-20-050755 · doc4.xml · nonDerivative · entry 2

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.