Tapewire

Nasdaq · USD

STAA

STAAR SURGICAL CO

Export transactions ↓
Tapewire entity
4851
SEC CIK
0000718937
Parsed reports
347

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 2026100
Feb 202600
Mar 202660
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Michna MagdaChief Development Officer
Exercise / conversionPerformance Stock Units · Derivative 1,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000011 · ownership.xml · derivative · entry 6

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100

Underlying: Common Stock · 1,100 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the settlement of the third tranche of of 1,100 PSUs awarded to the Reporting Person under the Issuer's 2025 PSU Program in connection with her promotion to Chief Development Officer vested. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Michna MagdaChief Development Officer
Exercise / conversionPerformance Stock Units · Derivative 5,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000011 · ownership.xml · derivative · entry 5

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,499

Underlying: Common Stock · 5,499 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the settlement of the third tranche of 5,499 PSUs awarded to the Reporting Person under the Issuer's 2025 PSU Program in connection with her annual equity grant vested. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Michna MagdaChief Development Officer
Exercise / conversionCommon Stock 1,100 $26.18 $28,798.00
Disclosure

SEC source: 0001731487-26-000011 · ownership.xml · nonDerivative · entry 4

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Michna MagdaChief Development Officer
Tax withholdingCommon Stock 559 $26.18 $14,634.62
Disclosure

SEC source: 0001731487-26-000011 · ownership.xml · nonDerivative · entry 3

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,243

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Michna MagdaChief Development Officer
Tax withholdingCommon Stock 2,797 $26.18 $73,225.46
Disclosure

SEC source: 0001731487-26-000011 · ownership.xml · nonDerivative · entry 2

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,802

F2 · shares: On August 14, 2026, the third tranche of 5,499 performance stock units ("PSUs") awarded to the Reporting Person under the Issuer's 2025 Performance Stock Award Program ("2025 PSU Program") in connection with her annual equity grant vested, of which 2,797 shares were withheld to satisfy taxes.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Michna MagdaChief Development Officer
Exercise / conversionCommon Stock 5,499 $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000011 · ownership.xml · nonDerivative · entry 1

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Due to clerical errors, the Reporting Person's prior Form-4 filed with the Securities and Exchange Commission on May 12, 2026 incorrectly reported this value as 32,691 shares when the Reporting Person beneficially owned 28,008 shares and the Reporting Person's prior Form 4 filed with the SEC on May 19, 2026 incorrectly reported this value as 46,026 when the Reporting Person beneficially owned 38.100. The values have been corrected herein.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
Exercise / conversionPerformance Stock Units · Derivative 3,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 11

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,553

Underlying: Common Stock · 3,666 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Represents the settlement of the third tranche of PSUs awarded under the 2025 PSU Program to the Reporting Person in connection with his expanded role as President & Chief Operating Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
Exercise / conversionPerformance Stock Units · Derivative 7,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 10

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,887

Underlying: Common Stock · 7,331 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Represents the settlement of the third tranche of PSUs awarded to the Reporting Person in connection with his annual equity grant under the 2025 PSU Program. The number of shares was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
GrantPerformance Stock Option (right to buy) · Derivative 123,659 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 9

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,659

Underlying: Common Stock · 123,659 shares

Expires 2036-08-13

F8 · derivative.exercise_date: The Reporting Person was granted a performance option to purchase 123,659 shares of Company common stock. The shares underlying the option vest over a performance period ending on the earlier of a change in control and the 10-year anniversary of the Grant Date, subject to achievement of stock-price hurdles of $50.00, $75.00 and $100.00 per share, and time vest as to one-third on the 18-month anniversary of the Grant Date with the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
GrantPerformance Stock Option (right to buy) · Derivative 131,830 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 8

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,830

Underlying: Common Stock · 131,830 shares

Expires 2036-08-13

F7 · derivative.exercise_date: The Reporting Person was granted a performance option to purchase 131,830 shares of Company common stock. The shares underlying the option vest over a performance period ending on the earlier of a change in control and the 10-year anniversary of the Grant Date, subject to achievement of stock-price hurdles of $50.00, $75.00 and $100.00 per share, and time vest as to one-third on the first anniversary of the Grant Date with the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
GrantStock Option (right to buy) · Derivative 37,962 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 7

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,962

Underlying: Common Stock · 37,962 shares

Expires 2036-08-13

F6 · derivative.exercise_date: The Reporting Person was granted an option to purchase 37,962 shares of Company common stock. The shares underlying the option vest over 42 months from the Grant Date, with one-third vesting on the 18-month anniversary of the Grant Date and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
GrantStock Option (right to buy) · Derivative 40,471 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 6

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,471

Underlying: Common Stock · 40,471 shares

Expires 2036-08-13

F5 · derivative.exercise_date: The Reporting Person was granted an option to purchase 40,471 shares of Company common stock. The shares underlying the option vest over three years from the Grant Date, with one-third vesting on the first anniversary of the Grant Date and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
GrantRestricted Stock Units · Derivative 22,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 5

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,493

Underlying: Common Stock · 22,493 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F4 · derivative.exercise_date: The Reporting Person was granted Issuer restricted stock units (RSUs) on August 14, 2026 (the "Grant Date"). These RSUs vest as to 1/3 on the first anniversary of the Grant Date, and the remaining 2/3 vesting in 24 substantially equal monthly installments thereafter.

F4 · derivative.expiration_date: The Reporting Person was granted Issuer restricted stock units (RSUs) on August 14, 2026 (the "Grant Date"). These RSUs vest as to 1/3 on the first anniversary of the Grant Date, and the remaining 2/3 vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
Tax withholdingCommon Stock 1,865 $26.18 $48,825.70
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · nonDerivative · entry 4

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,816

F2 · shares: On August 14, 2026, the third tranche of 3,666 PSUs awarded to the Reporting Person under the Issuer's 2025 PSU Program in connection with his expanded role as President and Chief Operating Officer vested, of which 1,865 shares were withheld to satisfy taxes.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
Exercise / conversionCommon Stock 3,666 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · nonDerivative · entry 3

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
Tax withholdingCommon Stock 3,730 $26.18 $97,651.40
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · nonDerivative · entry 2

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,617

F1 · shares: On August 14, 2026, the third tranche of 7,331 performance stock units ("PSUs") awarded to the Reporting Person under the Issuer's 2025 Performance Stock Award Program ("2025 PSU Program") in connection with his annual equity grant vested, of which 3,730 shares were withheld to satisfy taxes.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
Foust WarrenPresident and CEO
Exercise / conversionCommon Stock 7,331 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
Exercise / conversionPerformance Stock Units · Derivative 5,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000011 · ownership.xml · derivative · entry 6

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,452

Underlying: Common Stock · 5,233 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents the settlement of the third tranche of PSUs awarded to the Reporting Person in connection with her new hire grant under the 2025 PSU Program. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
GrantPerformance Stock Option (right to buy) · Derivative 29,159 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001325697-26-000011 · ownership.xml · derivative · entry 5

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,159

Underlying: Common Stock · 29,159 shares

Expires 2036-08-13

F6 · derivative.exercise_date: The Reporting Person was granted a performance option to purchase 29,159 shares of Company common stock. The shares underlying the option vest over a performance period ending on the earlier of a change in control and the 10-year anniversary of the Grant Date, subject to achievement of stock-price hurdles of $50.00, $75.00 and $100.00 per share, and time vest as to one-third on the anniversary of the Grant Date with the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
GrantStock Option (right to buy) · Derivative 8,952 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001325697-26-000011 · ownership.xml · derivative · entry 4

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,952

Underlying: Common Stock · 8,952 shares

Expires 2036-08-13

F5 · derivative.exercise_date: The Reporting Person was granted an option to purchase 8,952 shares of Company common stock. The shares underlying the option vest over three years from the Grant Date, with one-third vesting on the first anniversary of the Grant Date and the remaining two-thirds vesting in 24 substantially equal monthly installment thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
GrantRestricted Stock Units · Derivative 4,975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000011 · ownership.xml · derivative · entry 3

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,975

Underlying: Common Stock · 4,975 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of STAAR Surgical Company ("Company") common stock upon vesting.

F3 · derivative.exercise_date: The Reporting Person was granted Company RSUs on August 14, 2026 (the "Grant Date"). These RSUs vest as to one-third on the first anniversary of the Grant Date, and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

F4 · derivative.expiration_date: The Reporting Person was granted Issuer restricted stock units (RSUs) on August 14, 2026 (the "Grant Date"). These RSUs vest as to one-third on the first anniversary of the Grant Date, and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
Tax withholdingCommon Stock 2,662 $26.18 $69,691.16
Disclosure

SEC source: 0001325697-26-000011 · ownership.xml · nonDerivative · entry 2

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,910

F1 · shares: On May 15, 2026, the third tranche of 5,233 performance stock units ("PSUs") awarded to the Reporting Person under the 2025 PSU Program in connection with her new hire grant vested, of which 2,662 shares were withheld to satisfy taxes.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
Exercise / conversionCommon Stock 5,233 $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000011 · ownership.xml · nonDerivative · entry 1

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:30 UTC
Foust WarrenPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 20,787 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000012 · ownership.xml · derivative · entry 3

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:30 UTC
Foust WarrenPresident and CEO
Tax withholdingCommon Stock 10,576 $24.36 $257,631.36
Disclosure

SEC source: 0001970778-26-000012 · ownership.xml · nonDerivative · entry 2

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,556

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:30 UTC
Foust WarrenPresident and CEO
Exercise / conversionCommon Stock 20,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001970778-26-000012 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F1 · price: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F2 · balance_after: Due to clerical errors, the Reporting Person's prior Form 4 filed with the Securities and Exchange Commission on May 19, 2026, incorrectly reported this value as 83,112 when the Reporting Person beneficially owned 76,345 shares. The values have been corrected herein.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:30 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
Exercise / conversionRestricted Stock Units · Derivative 20,787 $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000009 · ownership.xml · derivative · entry 6

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the vesting of RSUs granted to the Reporting Person on February 2, 2026, in connection with the Reporting Person's appointment as Interim Co-Chief Executive Officer of the Issuer on such date. The RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents the vesting of RSUs granted to the Reporting Person on February 2, 2026, in connection with the Reporting Person's appointment as Interim Co-Chief Executive Officer of the Issuer on such date. The RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents the vesting of RSUs granted to the Reporting Person on February 2, 2026, in connection with the Reporting Person's appointment as Interim Co-Chief Executive Officer of the Issuer on such date. The RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:30 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
Tax withholdingCommon Stock 10,576 $24.36 $257,631.36
Disclosure

SEC source: 0001325697-26-000009 · ownership.xml · nonDerivative · entry 4

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,339

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:30 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
Exercise / conversionCommon Stock 20,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001325697-26-000009 · ownership.xml · nonDerivative · entry 3

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of RSUs granted to the Reporting Person on February 2, 2026, in connection with the Reporting Person's appointment as Interim Co-Chief Executive Officer of the Issuer on such date. The RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F2 · price: Represents the vesting of RSUs granted to the Reporting Person on February 2, 2026, in connection with the Reporting Person's appointment as Interim Co-Chief Executive Officer of the Issuer on such date. The RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 25, 2026 Filed Aug 4, 2026 20:30 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
Exercise / conversionRestricted Stock Units · Derivative 13,955 $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000009 · ownership.xml · derivative · entry 5

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,912

Underlying: Common Stock · 13,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 25, 2025, in connection with her appointment as Chief Financial Officer of the Issuer on such date. These RSUs vest as to 1/3 of the shares subject to the award on each of June 25, 2026, 2027 and 2028. The RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 25, 2025, in connection with her appointment as Chief Financial Officer of the Issuer on such date. These RSUs vest as to 1/3 of the shares subject to the award on each of June 25, 2026, 2027 and 2028. The RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 25, 2025, in connection with her appointment as Chief Financial Officer of the Issuer on such date. These RSUs vest as to 1/3 of the shares subject to the award on each of June 25, 2026, 2027 and 2028. The RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 25, 2026 Filed Aug 4, 2026 20:30 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
Tax withholdingCommon Stock 6,480 $31.21 $202,240.80
Disclosure

SEC source: 0001325697-26-000009 · ownership.xml · nonDerivative · entry 2

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,128

Read SEC document
June 25, 2026 Filed Aug 4, 2026 20:30 UTC
ANDREWS DEBORAH JChief Financial Officer & EVP
Exercise / conversionCommon Stock 13,955 Not disclosed Not disclosed
Disclosure

SEC source: 0001325697-26-000009 · ownership.xml · nonDerivative · entry 1

ANDREWS DEBORAH J · CIK 0001325697 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 25, 2025, in connection with her appointment as Chief Financial Officer of the Issuer on such date. These RSUs vest as to 1/3 of the shares subject to the award on each of June 25, 2026, 2027 and 2028. The RSUs convert into common stock on a one-for-one basis.

F1 · price: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 25, 2025, in connection with her appointment as Chief Financial Officer of the Issuer on such date. These RSUs vest as to 1/3 of the shares subject to the award on each of June 25, 2026, 2027 and 2028. The RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 23:40 UTC GrantOPTION TO PURCHASE COMMON STOCK · Derivative 11,145 $0.00 Strike: $29.12 $0.00
Disclosure

SEC source: 0000919574-26-004069 · ownership.xml · derivative · entry 1

LeBuhn Richard T. · CIK 0001428664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,145

Underlying: COMMON STOCK · 11,145 shares

Expires 2036-06-18

F2 · price: These options were granted to the Reporting Person by the Issuer on June 18, 2026 as director compensation pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, as amended.

F1 · derivative.exercise_date: These options will vest and become exercisable on the earlier of: (a) June 18, 2027 and (b) the date of STAAR Surgical Company's (the "Issuer") next annual meeting of shareholders after the grant date, subject, in each case, to Richard T. LeBuhn's (the "Reporting Person") continuous service with the Issuer.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 23:36 UTC
Bradsher Neal CDirector · 10% owner
GrantOPTION TO PURCHASE COMMON STOCK · Derivative 11,145 $0.00 Strike: $29.12 $0.00
Disclosure

SEC source: 0000919574-26-004068 · ownership.xml · derivative · entry 1

Bradsher Neal C · CIK 0001278388 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,145

Underlying: COMMON STOCK · 11,145 shares

Expires 2036-06-18

F2 · price: These options were granted to the Reporting Person by the Issuer on June 18, 2026 as director compensation pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, as amended.

F1 · derivative.exercise_date: These options will vest and become exercisable on the earlier of: (a) June 18, 2027 and (b) the date of STAAR Surgical Company's (the "Issuer") next annual meeting of shareholders after the grant date, subject, in each case, to Neal C. Bradsher's (the "Reporting Person") continuous service with the Issuer.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC GrantRestricted Stock Units · Derivative 3,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001678249-26-000003 · ownership.xml · derivative · entry 4

Butcher Arthur C · CIK 0001678249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,709

Underlying: Common Stock · 3,709 shares

Expires not disclosed

F2 · security: Reflects restricted stock units and options to purchase common stock granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

F2 · derivative.exercise_date: Reflects restricted stock units and options to purchase common stock granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: Reflects restricted stock units and options to purchase common stock granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC GrantCommon Stock Options · Derivative 4,458 $0.00 Strike: $29.12 $0.00
Disclosure

SEC source: 0001678249-26-000003 · ownership.xml · derivative · entry 3

Butcher Arthur C · CIK 0001678249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,458

Underlying: Common Stock · 4,458 shares

Expires 2036-06-17

F2 · security: Reflects restricted stock units and options to purchase common stock granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 5,341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001678249-26-000003 · ownership.xml · derivative · entry 2

Butcher Arthur C · CIK 0001678249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

F1 · derivative.exercise_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

F1 · derivative.expiration_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC Exercise / conversionCommon Stock 5,341 $0.00 $0.00
Disclosure

SEC source: 0001678249-26-000003 · ownership.xml · nonDerivative · entry 1

Butcher Arthur C · CIK 0001678249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC GrantCommon Stock Options · Derivative 5,572 $0.00 Strike: $29.12 $0.00
Disclosure

SEC source: 0002003105-26-000005 · ownership.xml · derivative · entry 2

Zhou Lilian Yansheng · CIK 0002003105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,572

Underlying: Common Stock · 5,572 shares

Expires 2036-06-17

F1 · security: Reflects restricted stock units and options to purchase common stock granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC GrantRestricted Stock Units · Derivative 3,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002003105-26-000005 · ownership.xml · derivative · entry 1

Zhou Lilian Yansheng · CIK 0002003105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,091

Underlying: Common Stock · 3,091 shares

Expires not disclosed

F1 · security: Reflects restricted stock units and options to purchase common stock granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

F1 · derivative.exercise_date: Reflects restricted stock units and options to purchase common stock granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

F1 · derivative.expiration_date: Reflects restricted stock units and options to purchase common stock granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC GrantRestricted Stock Units · Derivative 6,182 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001249935-26-000004 · ownership.xml · derivative · entry 3

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,182

Underlying: Common Stock · 6,182 shares

Expires not disclosed

F2 · security: Reflects restricted stock units granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

F2 · derivative.exercise_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 10,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001249935-26-000004 · ownership.xml · derivative · entry 2

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

F1 · derivative.exercise_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

F1 · derivative.expiration_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC Exercise / conversionCommon Stock 10,683 $0.00 $0.00
Disclosure

SEC source: 0001249935-26-000004 · ownership.xml · nonDerivative · entry 1

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC
Jiang WeiDirector
GrantRestricted Stock Units · Derivative 6,182 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001867980-26-000006 · ownership.xml · derivative · entry 3

Jiang Wei · CIK 0001867980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,182

Underlying: Common Stock · 6,182 shares

Expires not disclosed

F2 · security: Reflects restricted stock units granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

F2 · derivative.exercise_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC
Jiang WeiDirector
Exercise / conversionRestricted Stock Units · Derivative 10,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001867980-26-000006 · ownership.xml · derivative · entry 2

Jiang Wei · CIK 0001867980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

F1 · derivative.exercise_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

F1 · derivative.expiration_date: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC
Jiang WeiDirector
Exercise / conversionCommon Stock 10,683 $0.00 $0.00
Disclosure

SEC source: 0001867980-26-000006 · ownership.xml · nonDerivative · entry 1

Jiang Wei · CIK 0001867980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:11 UTC GrantCommon Stock Option · Derivative 11,145 $0.00 Strike: $29.12 $0.00
Disclosure

SEC source: 0000921895-26-001649 · form414710002_06232026.xml · derivative · entry 1

Wang Christopher Min Fang · CIK 0002110712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,145

Underlying: Common Stock, par value $0.01 per share · 11,145 shares

Expires 2036-06-18

F1 · derivative.exercise_date: Award of stock options granted to the Reporting Person on June 18, 2026. These stock options will vest in full on the earlier of June 18, 2027 or the Issuer's 2026 annual meeting of shareholders.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 20:10 UTC GrantCommon Stock 3,530 $28.29 $99,865.11
Disclosure

SEC source: 0001193125-26-271092 · ownership.xml · nonDerivative · entry 1

Zhou Lilian Yansheng · CIK 0002003105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,101

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.215 to $28.35, inclusive.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
ANDREWS DEBORAH JInterim Co-CEO and CFO
Exercise / conversionPerformance Stock Units · Derivative 5,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000006 · ownership.xml · derivative · entry 6

ANDREWS DEBORAH J · CIK 0001325697 · Interim Co-CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,699

Underlying: Common Stock · 5,233 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the settlement of the second tranche of performance stock units awarded to the Reporting Person in connection with her new hire grant under the 2025 PSU Program. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
ANDREWS DEBORAH JInterim Co-CEO and CFO
Exercise / conversionPerformance Stock Units · Derivative 10,466 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000006 · ownership.xml · derivative · entry 5

ANDREWS DEBORAH J · CIK 0001325697 · Interim Co-CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,466

Underlying: Common Stock · 10,466 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the settlement of the first tranche of performance stock units awarded to the Reporting Person in connection with her new hire grant under the 2025 PSU Program. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.