Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STAAR SURGICAL COSTAA · Entity 4851 | Director | December 02, 2020 | December 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STAAR SURGICAL CO
Report date December 02, 2020 · Filed December 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2020-12-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-02 · Disposition to issuer · Disposed 11,387 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $73.07, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 2,117 |
Reported balance
Holding disclosure · report date 2020-12-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,117 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $73.07, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2020 Filed Dec 4, 2020 21:55 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Disposition to issuerCommon Stock | 11,387 | $72.46 | $825,102.02 |
DisclosureSEC source: 0001209191-20-061819 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $73.07, inclusive. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:48 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 1,206 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-20-057986 · doc4.xml · derivative · entry 8 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,206 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:48 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 10,000 | $0.00 Strike: $15.73 | $0.00 |
DisclosureSEC source: 0001209191-20-057986 · doc4.xml · derivative · entry 7 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2024-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:48 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 5,000 | $0.00 Strike: $10.31 | $0.00 |
DisclosureSEC source: 0001209191-20-057986 · doc4.xml · derivative · entry 6 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2022-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:48 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Disposition to issuerCommon Stock | 14,254 | $80.88 | $1,152,863.52 |
DisclosureSEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 5 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 11,387 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $81.79, inclusive. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:48 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Disposition to issuerCommon Stock | 16,206 | $81.03 | $1,313,172.18 |
DisclosureSEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 4 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $82.16, inclusive. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:48 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 1,206 | $16.15 | $19,476.90 |
DisclosureSEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 3 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:48 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 10,000 | $15.73 | $157,300.00 |
DisclosureSEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 2 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:48 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 5,000 | $10.31 | $51,550.00 |
DisclosureSEC source: 0001209191-20-057986 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:07 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 137,331 | $52.04 | $7,146,705.24 |
DisclosureSEC source: 0001209191-20-050130 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 21,387 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.34 to $52.67, inclusive. F2 · ownership.nature: Shares allocated to reporting person's family trust. Read SEC document |
| July 30, 2020 Filed Aug 4, 2020 20:31 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044693 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 F1 · shares: The restrictions on the 2117 restricted shares of common stock awarded on his election to the Board of Directors lapse on the earlier of July 30, 2021 or the Corporation's 2021 Annual Meeting, subject to his continued service through that date. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 20:15 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 10,000 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001209191-20-020257 · doc4.xml · derivative · entry 3 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 20:15 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 10,000 | $5.81 | $58,100.00 |
DisclosureSEC source: 0001209191-20-020257 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 21:33 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 20,000 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-19-058128 · doc4.xml · derivative · entry 4 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 21:33 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 8,613 | $38.54 | $331,945.02 |
DisclosureSEC source: 0001209191-19-058128 · doc4.xml · nonDerivative · entry 2 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $38.61, inclusive. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 21:33 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 20,000 | $4.73 | $94,600.00 |
DisclosureSEC source: 0001209191-19-058128 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 4,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038816 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,289 F1 · shares: The restrictions on the 4,254 restricted shares of common stock lapse on the earlier of June 20, 2020 or the Corporation's 2020 Annual Meeting, subject to Mr. Moore's continued service through that date. Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:00 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock · Derivative | 7,500 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001209191-19-028213 · doc4.xml · derivative · entry 3 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:00 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 7,500 | $1.92 | $14,400.00 |
DisclosureSEC source: 0001209191-19-028213 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:44 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 3,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038345 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,535 F1 · shares: The restrictions on the 3,691 restricted shares of common stock lapse on the earlier of June 14, 2019 or the Corporation's 2019 Annual Meeting, subject to Mr. Moore's continued service through that date. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock Options · Derivative | 1,206 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-18-020644 · doc4.xml · derivative · entry 2 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206 Underlying: Common Stock · 1,206 shares Expires 2028-03-14 F1 · security: These stock options vest in full on the earlier of June 14, 2018 or the Corporation's 2018 Annual Meeting, subject to Mr. Moore's continued service through the vesting date. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:13 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040113 · doc4.xml · nonDerivative · entry 1 Moore John C · CIK 0001426569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,844 F1 · balance_after: The restrictions on the 10,417 restricted shares of common stock lapse on the earlier of June 13, 2018 or the Corporation's 2018 Annual Meeting, subject to Mr. Moore's continued service through that date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.