Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STAAR SURGICAL COSTAA · Entity 4851 | Sr. VP, Comm. Ops., NA, APAC | March 20, 2023 | March 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STAAR SURGICAL CO
Report date March 20, 2023 · Filed March 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,660 |
Reported balance
After 2023-03-20 transaction · row 1
1 source rowRow 1 · 2023-03-20 · Tax withholding · Disposed 797 · Balance 42,660 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2023 Filed Mar 21, 2023 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Tax withholdingCommon Stock | 797 | $62.07 | $49,469.79 |
DisclosureSEC source: 0001209191-23-020248 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,660 Read SEC document |
| March 10, 2023 Filed Mar 11, 2023 02:38 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 15,339 | $0.00 Strike: $56.63 | $0.00 |
DisclosureSEC source: 0001209191-23-018059 · doc4.xml · derivative · entry 3 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,339 Underlying: Common Stock · 15,339 shares Expires 2033-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/10/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/10/2026. Read SEC document |
| March 10, 2023 Filed Mar 11, 2023 02:38 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 8,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018059 · doc4.xml · nonDerivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 8388 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/10/2024, 1/3 of the RSUs on 3/10/2025, and the remaining 1/3 of the RSUs on 3/10/2026. Read SEC document |
| March 10, 2023 Filed Mar 11, 2023 02:38 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Tax withholdingCommon Stock | 250 | $56.63 | $14,157.50 |
DisclosureSEC source: 0001209191-23-018059 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,986 Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 01:15 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 1,083 | $58.13 | $62,954.79 |
DisclosureSEC source: 0001209191-23-017419 · doc4.xml · nonDerivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Stock Units (PSUs) converted into common shares on a one-to-one basis, with the amount representing the vesting of PSUs awarded on March 7, 2022, with achievement based on the Corporation's satisfaction of pre-established financial metrics. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 01:15 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Tax withholdingCommon Stock | 672 | $58.13 | $39,063.36 |
DisclosureSEC source: 0001209191-23-017419 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,236 Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 21:08 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 19,139 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001209191-23-000858 · doc4.xml · derivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,139 Underlying: Common Stock · 19,139 shares Expires 2032-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 12/30/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 12/30/2025. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 20:27 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 13,075 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001209191-22-051533 · doc4.xml · derivative · entry 5 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,075 shares Expires 2026-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 20:27 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 13,075 | $75.00 | $980,625.00 |
DisclosureSEC source: 0001209191-22-051533 · doc4.xml · nonDerivative · entry 4 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,908 Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 20:27 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 13,075 | $7.52 | $98,324.00 |
DisclosureSEC source: 0001209191-22-051533 · doc4.xml · nonDerivative · entry 3 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 20:27 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 15,683 | $75.00 | $1,176,225.00 |
DisclosureSEC source: 0001209191-22-051533 · doc4.xml · nonDerivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,908 Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 20:27 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 6,667 | $75.00 | $500,025.00 |
DisclosureSEC source: 0001209191-22-051533 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,591 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:24 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 922 | $74.62 | $68,799.64 |
DisclosureSEC source: 0001209191-22-020778 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,258 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:47 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 289 | $64.18 | $18,548.02 |
DisclosureSEC source: 0001209191-22-019259 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,180 Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:44 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 12,146 | $0.00 Strike: $74.80 | $0.00 |
DisclosureSEC source: 0001209191-22-017262 · doc4.xml · derivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,146 Underlying: Common Stock · 12,146 shares Expires 2032-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:44 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 5,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017262 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 5839 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and the remaining 1/3 of the RSUs on 3/7/25. Read SEC document |
| August 18, 2021 Filed Aug 18, 2021 22:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 6,336 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001209191-21-052340 · doc4.xml · derivative · entry 7 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,148 Underlying: Common Stock · 6,336 shares Expires 2028-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 18, 2021 22:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 3,664 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-21-052340 · doc4.xml · derivative · entry 6 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,836 Underlying: Common Stock · 3,664 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 18, 2021 22:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 5,000 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001209191-21-052340 · doc4.xml · derivative · entry 5 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,075 Underlying: Common Stock · 5,000 shares Expires 2026-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 18, 2021 22:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 15,000 | $146.91 | $2,203,650.00 |
DisclosureSEC source: 0001209191-21-052340 · doc4.xml · nonDerivative · entry 4 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,630 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.31 to $148.37, inclusive. Read SEC document |
| August 18, 2021 Filed Aug 18, 2021 22:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 6,336 | $29.80 | $188,812.80 |
DisclosureSEC source: 0001209191-21-052340 · doc4.xml · nonDerivative · entry 3 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 18, 2021 22:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 3,664 | $16.15 | $59,173.60 |
DisclosureSEC source: 0001209191-21-052340 · doc4.xml · nonDerivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 18, 2021 22:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 5,000 | $7.52 | $37,600.00 |
DisclosureSEC source: 0001209191-21-052340 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 14,500 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-21-035693 · doc4.xml · derivative · entry 6 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 14,500 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 14,500 | $130.42 | $1,891,090.00 |
DisclosureSEC source: 0001209191-21-035693 · doc4.xml · nonDerivative · entry 4 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,630 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.58 to $131.22, inclusive. Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 14,500 | $16.15 | $234,175.00 |
DisclosureSEC source: 0001209191-21-035693 · doc4.xml · nonDerivative · entry 3 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2021 Filed May 25, 2021 20:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 15,261 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-21-035693 · doc4.xml · derivative · entry 5 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,739 Underlying: Common Stock · 15,261 shares Expires 2027-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2021 Filed May 25, 2021 20:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 15,261 | $126.83 | $1,935,552.63 |
DisclosureSEC source: 0001209191-21-035693 · doc4.xml · nonDerivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,630 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.51 to $127.44, inclusive. Read SEC document |
| May 21, 2021 Filed May 25, 2021 20:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 15,261 | $9.30 | $141,927.30 |
DisclosureSEC source: 0001209191-21-035693 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:01 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 9,425 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001209191-21-032097 · doc4.xml · derivative · entry 5 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,075 Underlying: Common Stock · 9,425 shares Expires 2026-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:01 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 2,158 | $0.00 Strike: $7.35 | $0.00 |
DisclosureSEC source: 0001209191-21-032097 · doc4.xml · derivative · entry 4 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,158 shares Expires 2025-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:01 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 11,583 | $125.72 | $1,456,214.76 |
DisclosureSEC source: 0001209191-21-032097 · doc4.xml · nonDerivative · entry 3 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,630 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.25 to $130.64, inclusive. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:01 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 9,425 | $7.52 | $70,876.00 |
DisclosureSEC source: 0001209191-21-032097 · doc4.xml · nonDerivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:01 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 2,158 | $7.35 | $15,861.30 |
DisclosureSEC source: 0001209191-21-032097 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2021 Filed Mar 22, 2021 22:59 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 922 | $96.37 | $88,853.14 |
DisclosureSEC source: 0001209191-21-022439 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,630 Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 21:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 4,585 | $0.00 Strike: $90.38 | $0.00 |
DisclosureSEC source: 0001209191-21-020515 · doc4.xml · derivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,585 Underlying: Common Stock · 4,585 shares Expires 2031-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 21:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 2,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020515 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 2169 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and the remaining 1/3 of the RSUs on 3/12/24. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:08 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 4,144 | $0.00 Strike: $15.54 | $0.00 |
DisclosureSEC source: 0001209191-20-060495 · doc4.xml · derivative · entry 5 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,144 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:08 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 14,815 | $0.00 Strike: $7.35 | $0.00 |
DisclosureSEC source: 0001209191-20-060495 · doc4.xml · derivative · entry 4 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,185 Underlying: Common Stock · 14,815 shares Expires 2025-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:08 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 18,959 | $80.13 | $1,519,184.67 |
DisclosureSEC source: 0001209191-20-060495 · doc4.xml · nonDerivative · entry 3 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,383 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.49 to $81.93, inclusive. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:08 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 4,144 | $15.54 | $64,397.76 |
DisclosureSEC source: 0001209191-20-060495 · doc4.xml · nonDerivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:08 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 14,815 | $7.35 | $108,890.25 |
DisclosureSEC source: 0001209191-20-060495 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 13, 2020 22:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 6,667 | $0.00 Strike: $5.34 | $0.00 |
DisclosureSEC source: 0001209191-20-028979 · doc4.xml · derivative · entry 7 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Common Stock · 6,667 shares Expires 2023-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 13, 2020 22:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 6,667 | $5.34 | $35,601.78 |
DisclosureSEC source: 0001209191-20-028979 · doc4.xml · nonDerivative · entry 4 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 10,856 | $0.00 Strike: $15.54 | $0.00 |
DisclosureSEC source: 0001209191-20-028979 · doc4.xml · derivative · entry 6 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,144 Underlying: Common Stock · 10,856 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 8,000 | $0.00 Strike: $7.35 | $0.00 |
DisclosureSEC source: 0001209191-20-028979 · doc4.xml · derivative · entry 5 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 8,000 shares Expires 2025-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 18,856 | $39.06 | $736,515.36 |
DisclosureSEC source: 0001209191-20-028979 · doc4.xml · nonDerivative · entry 3 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,466 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.10, inclusive. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 10,856 | $15.54 | $168,702.24 |
DisclosureSEC source: 0001209191-20-028979 · doc4.xml · nonDerivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 8,000 | $7.35 | $58,800.00 |
DisclosureSEC source: 0001209191-20-028979 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 20:13 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 2,250 | $26.77 | $60,232.50 |
DisclosureSEC source: 0001209191-20-020917 · doc4.xml · nonDerivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,466 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $27.49, inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.