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Blickensdoerfer Hans-Martin

Disclosed activity across 1 company

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129410
SEC CIK
0001488891

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STAAR SURGICAL COSTAA · Entity 4851Sr. VP, Comm. Ops, ChinaMarch 07, 2022March 08, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STAAR SURGICAL CO

Report date March 07, 2022 · Filed March 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect83,110 Reported balance After 2022-03-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-03-07 · Exercise / conversion · Acquired 5,910 · Balance 83,110

F1: Award of 5,910 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25.

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $74.80 · Expires 2032-03-06Direct12,293 Reported balance After 2022-03-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-07 · Exercise / conversion · Acquired 12,293 · Balance 12,293

F2: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025.

Filing footnotes · ownership attribution and instrument terms

F1: Award of 5,910 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25.

F2: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2022 Filed Mar 8, 2022 23:42 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 12,293 $0.00 Strike: $74.80 $0.00
Disclosure

SEC source: 0001209191-22-017260 · doc4.xml · derivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,293

Underlying: Common Stock · 12,293 shares

Expires 2032-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 23:42 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 5,910 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017260 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 5,910 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 15,100 $0.00 Strike: $27.53 $0.00
Disclosure

SEC source: 0001209191-21-055273 · doc4.xml · derivative · entry 6

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,879

Underlying: Common Stock · 15,100 shares

Expires 2030-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the next 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 14,031 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-055273 · doc4.xml · derivative · entry 5

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,109

Underlying: Common Stock · 14,031 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/13/2029.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 29,131 $157.40 $4,585,219.40
Disclosure

SEC source: 0001209191-21-055273 · doc4.xml · nonDerivative · entry 4

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,200

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.40 to $157.46, inclusive.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 15,100 $27.53 $415,703.00
Disclosure

SEC source: 0001209191-21-055273 · doc4.xml · nonDerivative · entry 3

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 14,031 $35.98 $504,835.38
Disclosure

SEC source: 0001209191-21-055273 · doc4.xml · nonDerivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 11,522 $157.40 $1,813,562.80
Disclosure

SEC source: 0001209191-21-055273 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.40 to $157.45, inclusive.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 2,988 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · derivative · entry 12

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,140

Underlying: Common Stock · 2,988 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/13/2029.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 13,484 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · derivative · entry 11

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,484 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 871 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · derivative · entry 10

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 871 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 17,343 $157.50 $2,731,522.50
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 8

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,722

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.72, inclusive.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 2,988 $35.98 $107,508.24
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 7

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 13,484 $29.80 $401,823.20
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 6

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 871 $16.15 $14,066.65
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 5

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 11,038 $157.50 $1,738,485.00
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 4

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,722

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.56, inclusive.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 17,573 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · derivative · entry 9

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871

Underlying: Common Stock · 17,573 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 17,573 $157.61 $2,769,680.53
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 3

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,760

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.99, inclusive.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 17,573 $16.15 $283,803.95
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 17:02 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 8,621 $157.61 $1,358,755.81
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,760

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.99, inclusive.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 6,556 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · derivative · entry 14

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,444

Underlying: Common Stock · 6,556 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 22,500 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · derivative · entry 13

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 40,000 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · derivative · entry 12

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2028-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 25,799 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · derivative · entry 11

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,799 shares

Expires 2025-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 94,855 $130.42 $12,370,989.10
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · nonDerivative · entry 8

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,381

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $131.59, inclusive.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 6,556 $16.15 $105,879.40
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · nonDerivative · entry 7

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 22,500 $9.30 $209,250.00
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · nonDerivative · entry 6

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 40,000 $7.52 $300,800.00
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · nonDerivative · entry 5

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 25,799 $7.35 $189,622.65
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · nonDerivative · entry 4

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 4,201 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · derivative · entry 10

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,799

Underlying: Common Stock · 4,201 shares

Expires 2025-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 944 $0.00 Strike: $15.54 $0.00
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · derivative · entry 9

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 944 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 5,145 $128.00 $658,560.00
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · nonDerivative · entry 3

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,381

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.01, inclusive.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 4,201 $7.35 $30,877.35
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · nonDerivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 944 $15.54 $14,669.76
Disclosure

SEC source: 0001209191-21-035690 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:10 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 11,154 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020513 · doc4.xml · derivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,154

Underlying: Common Stock · 11,154 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
November 23, 2020 Filed Nov 23, 2020 21:51 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 1,900 $0.00 Strike: $15.54 $0.00
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · derivative · entry 9

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 1,900 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2020 Filed Nov 23, 2020 21:51 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 2,874 $83.14 $238,944.36
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 7

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,381

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.60 to $83.71, inclusive.

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November 23, 2020 Filed Nov 23, 2020 21:51 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 1,900 $83.02 $157,738.00
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 6

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,255

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.55 to $83.40, inclusive.

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November 23, 2020 Filed Nov 23, 2020 21:51 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 1,900 $15.54 $29,526.00
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 5

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:51 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 2,688 $83.02 $223,157.76
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 4

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,255

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.11, inclusive.

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November 19, 2020 Filed Nov 23, 2020 21:51 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 12,156 $0.00 Strike: $15.54 $0.00
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · derivative · entry 8

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844

Underlying: Common Stock · 12,156 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:51 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 14,007 $82.03 $1,148,994.21
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 3

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,943

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.32, inclusive.

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November 19, 2020 Filed Nov 23, 2020 21:51 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 12,156 $82.02 $997,035.12
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.30, inclusive.

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November 19, 2020 Filed Nov 23, 2020 21:51 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 12,156 $15.54 $188,904.24
Disclosure

SEC source: 0001209191-20-059983 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 20,000 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0001209191-20-037311 · doc4.xml · derivative · entry 5

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in three equal installments on March 4, 2014, March 4, 2015, and March 4, 2016.

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June 15, 2020 Filed Jun 17, 2020 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 19,215 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-20-037311 · doc4.xml · derivative · entry 4

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,215 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in three equal installments on March 2, 2013, March 2, 2014, and March 2, 2015.

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June 15, 2020 Filed Jun 17, 2020 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 39,215 $44.07 $1,728,205.05
Disclosure

SEC source: 0001209191-20-037311 · doc4.xml · nonDerivative · entry 3

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,950

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.38, inclusive.

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June 15, 2020 Filed Jun 17, 2020 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 20,000 $5.34 $106,800.00
Disclosure

SEC source: 0001209191-20-037311 · doc4.xml · nonDerivative · entry 2

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 19,215 $11.00 $211,365.00
Disclosure

SEC source: 0001209191-20-037311 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 785 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-20-036240 · doc4.xml · derivative · entry 3

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,215

Underlying: Common Stock · 785 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in three equal installments on March 2, 2013, March 2, 2014, and March 2, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.