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Nasdaq · USD

STAA

STAAR SURGICAL CO

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4851
SEC CIK
0000718937
Parsed reports
347

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 2026100
Feb 202600
Mar 202660
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2021 Filed Mar 15, 2021 21:18 UTC
Williams Patrick F.Chief Financial Officer
Exercise / conversionCommon Stock Options · Derivative 5,312 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020524 · doc4.xml · derivative · entry 2

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,312

Underlying: Common Stock · 5,312 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:18 UTC
Williams Patrick F.Chief Financial Officer
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020524 · doc4.xml · nonDerivative · entry 1

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 2513 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and the remaining 1/3 of the RSUs on 3/12/24.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:17 UTC
Mason Caren LDirector · President & CEO
Exercise / conversionCommon Stock Options · Derivative 40,932 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020523 · doc4.xml · derivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,932

Underlying: Common Stock · 40,932 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:17 UTC
Mason Caren LDirector · President & CEO
Exercise / conversionCommon Stock 19,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020523 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 19,363 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and 1/3 of the RSUs on 3/12/24.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:16 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 5,223 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020522 · doc4.xml · derivative · entry 2

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,223

Underlying: Common Stock · 5,223 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:16 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 2,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020522 · doc4.xml · nonDerivative · entry 1

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 2471 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and the remaining 1/3 of the RSUs on 3/12/24.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:15 UTC
Hayashida Jon K.VP, Global Clinical, Medical
Exercise / conversionCommon Stock Options · Derivative 9,759 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020521 · doc4.xml · derivative · entry 1

Hayashida Jon K. · CIK 0001781825 · VP, Global Clinical, Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,759

Underlying: Common Stock · 9,759 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:13 UTC
Hansen Graydon C.Sr. VP, Global Operations
Exercise / conversionCommon Stock Options · Derivative 9,259 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020519 · doc4.xml · derivative · entry 1

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,259

Underlying: Common Stock · 9,259 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:12 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock Options · Derivative 5,137 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020516 · doc4.xml · derivative · entry 2

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,137

Underlying: Common Stock · 5,137 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:12 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020516 · doc4.xml · nonDerivative · entry 1

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 2430 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and the remaining 1/3 of the RSUs on 3/12/24.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:11 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock Options · Derivative 4,585 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020515 · doc4.xml · derivative · entry 2

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

Underlying: Common Stock · 4,585 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:11 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock 2,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020515 · doc4.xml · nonDerivative · entry 1

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 2169 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and the remaining 1/3 of the RSUs on 3/12/24.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:10 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
Exercise / conversionCommon Stock Options · Derivative 11,154 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020513 · doc4.xml · derivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,154

Underlying: Common Stock · 11,154 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:09 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock Options · Derivative 6,207 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020511 · doc4.xml · derivative · entry 5

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,207

Underlying: Common Stock · 6,207 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:09 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 2,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020511 · doc4.xml · nonDerivative · entry 3

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 2936 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and the remaining 1/3 of the RSUs on 3/12/24.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:09 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock Options · Derivative 2,665 $0.00 Strike: $15.25 $0.00
Disclosure

SEC source: 0001209191-21-020511 · doc4.xml · derivative · entry 4

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,335

Underlying: Common Stock · 2,665 shares

Expires 2027-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:09 UTC
Barnes Scott DChief Medical Officer
Disposition to issuerCommon Stock 2,665 $92.00 $245,180.00
Disclosure

SEC source: 0001209191-21-020511 · doc4.xml · nonDerivative · entry 2

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:09 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 2,665 $15.25 $40,641.25
Disclosure

SEC source: 0001209191-21-020511 · doc4.xml · nonDerivative · entry 1

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:47 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock Options · Derivative 2,345 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-019795 · doc4.xml · derivative · entry 8

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,386

Underlying: Common Stock · 2,345 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:47 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock Options · Derivative 188 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-21-019795 · doc4.xml · derivative · entry 7

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124

Underlying: Common Stock · 188 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:47 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock Options · Derivative 4,800 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-019795 · doc4.xml · derivative · entry 6

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 4,800 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:47 UTC
Barnes Scott DChief Medical Officer
Disposition to issuerCommon Stock 4,033 $89.25 $359,945.25
Disclosure

SEC source: 0001209191-21-019795 · doc4.xml · nonDerivative · entry 5

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:47 UTC
Barnes Scott DChief Medical Officer
Disposition to issuerCommon Stock 3,300 $88.48 $291,984.00
Disclosure

SEC source: 0001209191-21-019795 · doc4.xml · nonDerivative · entry 4

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.04 to $89.00, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:47 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 2,345 $35.98 $84,373.10
Disclosure

SEC source: 0001209191-21-019795 · doc4.xml · nonDerivative · entry 3

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:47 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 188 $29.80 $5,602.40
Disclosure

SEC source: 0001209191-21-019795 · doc4.xml · nonDerivative · entry 2

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:47 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 4,800 $16.15 $77,520.00
Disclosure

SEC source: 0001209191-21-019795 · doc4.xml · nonDerivative · entry 1

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 3, 2021 21:39 UTC
Mason Caren LDirector · President & CEO
Exercise / conversionCommon Stock Options · Derivative 45,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · derivative · entry 9

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,000

Underlying: Common Stock · 45,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 3, 2021 21:39 UTC
Mason Caren LDirector · President & CEO
SaleCommon Stock 45,000 $98.32 $4,424,400.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 6

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,013

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.09 to $103.20.

Read SEC document
March 03, 2021 Filed Mar 3, 2021 21:39 UTC
Mason Caren LDirector · President & CEO
Exercise / conversionCommon Stock 45,000 $7.76 $349,200.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 5

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:39 UTC
Mason Caren LDirector · President & CEO
Exercise / conversionCommon Stock Options · Derivative 45,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · derivative · entry 8

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 45,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:39 UTC
Mason Caren LDirector · President & CEO
SaleCommon Stock 45,000 $103.53 $4,658,850.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 4

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,013

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.83 to $106.91.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:39 UTC
Mason Caren LDirector · President & CEO
Exercise / conversionCommon Stock 45,000 $7.76 $349,200.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 3

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:40 UTC SaleCommon Stock 23,996 $104.78 $2,514,300.88
Disclosure

SEC source: 0001209191-21-016896 · doc4.xml · nonDerivative · entry 1

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.57 to $106.39, inclusive.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:39 UTC
Mason Caren LDirector · President & CEO
Exercise / conversionCommon Stock Options · Derivative 45,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · derivative · entry 7

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,000

Underlying: Common Stock · 45,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:39 UTC
Mason Caren LDirector · President & CEO
SaleCommon Stock 45,000 $104.76 $4,714,200.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.40 to $106.64.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:39 UTC
Mason Caren LDirector · President & CEO
Exercise / conversionCommon Stock 45,000 $7.76 $349,200.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2021 Filed Mar 3, 2021 21:37 UTC
Hayashida Jon K.VP, Global Clinical, Medical
Exercise / conversionCommon Stock Options · Derivative 16,000 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-016886 · doc4.xml · derivative · entry 3

Hayashida Jon K. · CIK 0001781825 · VP, Global Clinical, Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,026

Underlying: Common Stock · 16,000 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2023.

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March 01, 2021 Filed Mar 3, 2021 21:37 UTC
Hayashida Jon K.VP, Global Clinical, Medical
SaleCommon Stock 16,000 $105.43 $1,686,880.00
Disclosure

SEC source: 0001209191-21-016886 · doc4.xml · nonDerivative · entry 2

Hayashida Jon K. · CIK 0001781825 · VP, Global Clinical, Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,794

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.86 to $106.19, inclusive.

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March 01, 2021 Filed Mar 3, 2021 21:37 UTC
Hayashida Jon K.VP, Global Clinical, Medical
Exercise / conversionCommon Stock 16,000 $35.98 $575,680.00
Disclosure

SEC source: 0001209191-21-016886 · doc4.xml · nonDerivative · entry 1

Hayashida Jon K. · CIK 0001781825 · VP, Global Clinical, Medical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 3,610 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · derivative · entry 10

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,221

Underlying: Common Stock · 3,610 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

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March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 1,873 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · derivative · entry 9

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499

Underlying: Common Stock · 1,873 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/13/2021.

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March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 7,094 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · derivative · entry 8

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694

Underlying: Common Stock · 7,094 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 1,206 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · derivative · entry 7

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,206 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
SaleCommon Stock 13,783 $104.82 $1,444,734.06
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · nonDerivative · entry 6

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,124

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.14 to $106.56, inclusive.

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March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 3,610 $35.98 $129,887.80
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · nonDerivative · entry 5

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 1,873 $29.80 $55,815.40
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · nonDerivative · entry 4

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 7,094 $16.15 $114,568.10
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · nonDerivative · entry 3

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 1,206 $9.30 $11,215.80
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · nonDerivative · entry 2

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Holliday KeithChief Technology Officer
SaleCommon Stock 5,208 $103.85 $540,850.80
Disclosure

SEC source: 0001209191-21-016890 · doc4.xml · nonDerivative · entry 1

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,124

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.55 to $106.64, inclusive.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC
Hansen Graydon C.Sr. VP, Global Operations
Exercise / conversionCommon Stock Options · Derivative 2,069 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · derivative · entry 19

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

Underlying: Common Stock · 2,069 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.