TapewireFind a company

person · Reporting owner

Hansen Graydon C.

Disclosed activity across 1 company

Tapewire entity
139526
SEC CIK
0001781933

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STAAR SURGICAL COSTAA · Entity 4851Sr. VP, Global OperationsMay 11, 2021May 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STAAR SURGICAL CO

Report date May 11, 2021 · Filed May 12, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,801 Ending reported balance After 2021-05-12 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2021-05-11 · Exercise / conversion · Acquired 1,050 · Balance 15,428

Row 2 · 2021-05-11 · Exercise / conversion · Acquired 10,025 · Balance 25,453

Row 3 · 2021-05-11 · Sale · Disposed 11,075 · Balance 14,378

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.08 to $113.18, inclusive.

Row 4 · 2021-05-12 · Sale · Disposed 5,531 · Balance 8,847

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $112.29, inclusive.

Row 5 · 2021-05-12 · Exercise / conversion · Acquired 375 · Balance 9,222

Row 6 · 2021-05-12 · Exercise / conversion · Acquired 231 · Balance 9,453

Row 7 · 2021-05-12 · Exercise / conversion · Acquired 348 · Balance 9,801

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $35.98 · Expires 2029-03-13Direct7,272 Reported balance After 2021-05-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-05-11 · Exercise / conversion · Disposed 1,050 · Balance 7,272

F3: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $27.53 · Expires 2030-03-19Direct17,737 Reported balance After 2021-05-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-05-11 · Exercise / conversion · Disposed 10,025 · Balance 17,737

F4: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $29.80 · Expires 2028-06-13Direct375 Reported balance After 2021-05-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-05-12 · Exercise / conversion · Disposed 375 · Balance 375

F5: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $35.98 · Expires 2029-03-13Direct7,041 Reported balance After 2021-05-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-05-12 · Exercise / conversion · Disposed 231 · Balance 7,041

F3: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.15 · Expires 2028-03-14Direct0 Reported balance After 2021-05-12 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-05-12 · Exercise / conversion · Disposed 348 · Balance 0

F6: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.08 to $113.18, inclusive.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $112.29, inclusive.

F3: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

F4: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

F5: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.

F6: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 348 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · derivative · entry 12

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 348 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 231 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · derivative · entry 11

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,041

Underlying: Common Stock · 231 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 375 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · derivative · entry 10

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375

Underlying: Common Stock · 375 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 348 $16.15 $5,620.20
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · nonDerivative · entry 7

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 231 $35.98 $8,311.38
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · nonDerivative · entry 6

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 375 $29.80 $11,175.00
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · nonDerivative · entry 5

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 5,531 $110.74 $612,502.94
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · nonDerivative · entry 4

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,847

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $112.29, inclusive.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 10,025 $0.00 Strike: $27.53 $0.00
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · derivative · entry 9

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,737

Underlying: Common Stock · 10,025 shares

Expires 2030-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 1,050 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · derivative · entry 8

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,272

Underlying: Common Stock · 1,050 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 11,075 $111.61 $1,236,080.75
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · nonDerivative · entry 3

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,378

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.08 to $113.18, inclusive.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 10,025 $27.53 $275,988.25
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · nonDerivative · entry 2

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 1,050 $35.98 $37,779.00
Disclosure

SEC source: 0001209191-21-032100 · doc4.xml · nonDerivative · entry 1

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:13 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 9,259 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020519 · doc4.xml · derivative · entry 1

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,259

Underlying: Common Stock · 9,259 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 2,069 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · derivative · entry 19

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

Underlying: Common Stock · 2,069 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 185 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · derivative · entry 18

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,417

Underlying: Common Stock · 185 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 14,491 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · derivative · entry 17

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322

Underlying: Common Stock · 14,491 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2023.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 5,618 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · derivative · entry 16

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 5,618 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 229 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · derivative · entry 15

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,813

Underlying: Common Stock · 229 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2023.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 374 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · derivative · entry 14

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

Underlying: Common Stock · 374 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 1,218 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · derivative · entry 13

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602

Underlying: Common Stock · 1,218 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 2,431 $0.00 Strike: $15.25 $0.00
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · derivative · entry 12

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,431 shares

Expires 2027-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 2,069 $106.03 $219,376.07
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 11

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,378

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.00 to $106.14, inclusive.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 2,069 $16.15 $33,414.35
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 10

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 11,427 $103.05 $1,177,552.35
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 9

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,378

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.36, inclusive.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 20,294 $103.21 $2,094,543.74
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 8

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,805

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $105.34, inclusive.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 185 $16.15 $2,987.75
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 7

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 14,491 $35.98 $521,386.18
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 6

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 5,618 $29.80 $167,416.40
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 5

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 229 $35.98 $8,239.42
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 4

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 374 $29.80 $11,145.20
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 3

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 1,218 $16.15 $19,670.70
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 2

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:36 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 2,431 $15.25 $37,072.75
Disclosure

SEC source: 0001209191-21-016879 · doc4.xml · nonDerivative · entry 1

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 8,680 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · derivative · entry 10

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,820

Underlying: Common Stock · 8,680 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 4,862 $0.00 Strike: $15.25 $0.00
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · derivative · entry 9

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,431

Underlying: Common Stock · 4,862 shares

Expires 2027-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 6,741 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · derivative · entry 8

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,741 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 8,419 $39.01 $328,425.19
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · nonDerivative · entry 7

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,553

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.03, inclusive.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 8,680 $16.15 $140,182.00
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · nonDerivative · entry 6

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 3,473 $39.02 $135,516.46
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · nonDerivative · entry 5

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,292

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.03, inclusive.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 4,862 $15.25 $74,145.50
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · nonDerivative · entry 4

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 2,860 $39.04 $111,654.40
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · nonDerivative · entry 3

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,903

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $39.06, inclusive.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 6,741 $9.30 $62,691.30
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · nonDerivative · entry 2

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:48 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 3,437 $39.02 $134,111.74
Disclosure

SEC source: 0001209191-20-028977 · doc4.xml · nonDerivative · entry 1

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,022

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.03, inclusive.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 20:16 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 2,813 $27.42 $77,132.46
Disclosure

SEC source: 0001209191-20-020924 · doc4.xml · nonDerivative · entry 1

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,459

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:16 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 27,762 $0.00 Strike: $27.53 $0.00
Disclosure

SEC source: 0001209191-20-020924 · doc4.xml · derivative · entry 2

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,762

Underlying: Common Stock · 27,762 shares

Expires 2030-03-19

F1 · security: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 21:59 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 4,862 $7.52 Strike: $7.52 $36,562.24
Disclosure

SEC source: 0001209191-19-057821 · doc4.xml · derivative · entry 5

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,862 shares

Expires 2026-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted became exercisable as follows: 1/3 on 3/18/2017 and 2/3 of such options became exercisable over the following 24 months in equal amounts on a monthly basis.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 21:59 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 9,076 $9.30 Strike: $9.30 $84,406.80
Disclosure

SEC source: 0001209191-19-057821 · doc4.xml · derivative · entry 4

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,881

Underlying: Common Stock · 9,076 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted became exercisable as follows: 1/3 on 3/21/2018 and the remaining 2/3 of such options became exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/21/2020.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 21:59 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 4,862 $7.52 $36,562.24
Disclosure

SEC source: 0001209191-19-057821 · doc4.xml · nonDerivative · entry 3

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 21:59 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 9,076 $9.30 $84,406.80
Disclosure

SEC source: 0001209191-19-057821 · doc4.xml · nonDerivative · entry 2

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:59 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 17,083 $35.02 $598,246.66
Disclosure

SEC source: 0001209191-19-057821 · doc4.xml · nonDerivative · entry 1

Hansen Graydon C. · CIK 0001781933 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.05, inclusive.

F2 · balance_after: Reflects Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 6,250 RSUs on March 21, 2020, and lapse as to 2,084 RSUs on November 13, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.