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SPRU

SPRUCE POWER HOLDING CORP

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Tapewire entity
7389
SEC CIK
0001772720
Parsed reports
179

Last 12 months

Inside the activity.

55 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025130
Dec 2025161
Jan 202640
Feb 202600
Mar 2026110
Apr 2026100
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2025 Filed Dec 4, 2025 22:07 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 615 $5.10 $3,136.50
Disclosure

SEC source: 0000921895-25-003274 · form404197004_12042025.xml · nonDerivative · entry 2

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Steel Connect Sub LLC · CIK 0002099397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,972,595

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel"), Steel Connect LLC ("Steel Connect") and Steel Connect Sub LLC ("Steel Connect Sub") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub. Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub. Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 22:07 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 5,546 $5.00 $27,715.58
Disclosure

SEC source: 0000921895-25-003274 · form404197004_12042025.xml · nonDerivative · entry 1

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Steel Connect Sub LLC · CIK 0002099397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,971,980

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel"), Steel Connect LLC ("Steel Connect") and Steel Connect Sub LLC ("Steel Connect Sub") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub. Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub. Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 28, 2025 Filed Nov 28, 2025 21:43 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 1,940 $4.88 $9,467.20
Disclosure

SEC source: 0001193805-25-001676 · e665019_4-spru.xml · nonDerivative · entry 3

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,966,434

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 26, 2025 Filed Nov 28, 2025 21:43 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 64,031 $4.97 $318,144.43
Disclosure

SEC source: 0001193805-25-001676 · e665019_4-spru.xml · nonDerivative · entry 2

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,964,494

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 25, 2025 Filed Nov 28, 2025 21:43 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 34,851 $4.56 $159,007.69
Disclosure

SEC source: 0001193805-25-001676 · e665019_4-spru.xml · nonDerivative · entry 1

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,900,463

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 24, 2025 Filed Nov 24, 2025 22:42 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 114,700 $4.67 $535,270.49
Disclosure

SEC source: 0000921895-25-003185 · form404197004_11242025.xml · nonDerivative · entry 4

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,865,612

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 24, 2025 Filed Nov 24, 2025 22:42 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 6,688 $3.88 $25,962.15
Disclosure

SEC source: 0000921895-25-003185 · form404197004_11242025.xml · nonDerivative · entry 3

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,750,912

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 22:42 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 17,688 $4.95 $87,497.23
Disclosure

SEC source: 0000921895-25-003185 · form404197004_11242025.xml · nonDerivative · entry 2

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,744,224

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:42 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 69,375 $4.97 $344,460.75
Disclosure

SEC source: 0000921895-25-003185 · form404197004_11242025.xml · nonDerivative · entry 1

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,726,536

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 19, 2025 Filed Nov 19, 2025 21:37 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 64,658 $4.57 $295,209.03
Disclosure

SEC source: 0000921895-25-003159 · form404197004_11192025.xml · nonDerivative · entry 2

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,657,161

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:37 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 5,000 $5.00 $25,000.00
Disclosure

SEC source: 0000921895-25-003159 · form404197004_11192025.xml · nonDerivative · entry 1

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,592,503

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 14, 2025 Filed Nov 14, 2025 22:58 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 52,454 $5.00 $262,254.26
Disclosure

SEC source: 0000921895-25-003131 · form404197004_11142025.xml · nonDerivative · entry 4

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,587,503

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 22:58 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 102,948 $4.99 $513,648.75
Disclosure

SEC source: 0000921895-25-003131 · form404197004_11142025.xml · nonDerivative · entry 3

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,535,049

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 22:58 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 586,151 $4.30 $2,519,511.46
Disclosure

SEC source: 0000921895-25-003131 · form404197004_11142025.xml · nonDerivative · entry 2

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 2,432,101

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
November 11, 2025 Filed Nov 14, 2025 22:58 UTC
SPH Group LLC10% owner
PurchaseCommon Stock, par value $0.0001 per share 405,998 $3.04 $1,233,015.93
Disclosure

SEC source: 0000921895-25-003131 · form404197004_11142025.xml · nonDerivative · entry 1

STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner

Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner

SPH Group LLC · CIK 0001522067 · 10% owner

SPH Group Holdings LLC · CIK 0001522066 · 10% owner

Steel Excel Inc. · CIK 0000709804 · 10% owner

Steel Connect LLC · CIK 0000914712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steel Connect Sub LLC

Disclosed balance after: 1,845,950

F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub.

Read SEC document
September 09, 2025 Filed Sep 11, 2025 21:09 UTC
Norling Jonathan McWhinnieChief Legal Officer
Tax withholdingCommon Stock 5,899 $1.59 $9,379.41
Disclosure

SEC source: 0001628280-25-041944 · wk-form4_1757624943.xml · nonDerivative · entry 1

Norling Jonathan M · CIK 0001963500 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,517

F1 · shares: (1) The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on September 9, 2025. The applicable RSUs were reported on the Form 3 filed April 3, 2023.

Read SEC document
June 24, 2025 Filed Dec 17, 2025 21:30 UTC GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-123026 · ownership.xml · nonDerivative · entry 1

Nagy McBane Clara · CIK 0002027696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,755

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026.

Read SEC document
June 24, 2025 Filed Feb 6, 2026 17:30 UTC GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-006123 · wk-form4_1770417031.xml · nonDerivative · entry 1

Miller John P. · CIK 0001709137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,593

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026.

Read SEC document
June 24, 2025 Filed Feb 20, 2026 16:21 UTC GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-010233 · wk-form4_1771622493.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,463

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026.

Read SEC document
June 24, 2025 Filed Feb 20, 2026 16:20 UTC
Lee Ja-ChinDirector
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-010229 · wk-form4_1771622425.xml · nonDerivative · entry 1

Lee Ja-Chin · CIK 0001825753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,933

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026.

Read SEC document
June 24, 2025 Filed May 7, 2026 20:52 UTC GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-032266 · wk-form4_1778187117.xml · nonDerivative · entry 2

Kravetz Shawn W · CIK 0001687951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,500

F2 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026.

Read SEC document
June 24, 2025 Filed May 7, 2026 20:52 UTC GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-032266 · wk-form4_1778187117.xml · nonDerivative · entry 1

Kravetz Shawn W · CIK 0001687951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,000

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-third of the RSUs vest on each of June 24, 2026, June 24, 2027 and June 24, 2028

Read SEC document
May 12, 2025 Filed May 14, 2025 22:07 UTC
Norling Jonathan McWhinnieChief Legal Officer
GrantCommon Stock 230,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009391 · form4.xml · nonDerivative · entry 1

Norling Jonathan M · CIK 0001963500 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,416

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, the RSUs will vest in equal annual installments on each of the first, second, third and fourth anniversary dates of the grant and become fully vested after four years.

Read SEC document
May 12, 2025 Filed May 14, 2025 18:06 UTC
Hayes Christopher M.Director · President & CEO
GrantCommon Stock 539,040 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009390 · form4.xml · nonDerivative · entry 1

Hayes Christopher M. · CIK 0001836797 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,037

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, the RSUs will vest in equal annual installments on each of the first, second, third and fourth anniversary dates of the grant and become fully vested after four years.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 00:29 UTC
Norling Jonathan McWhinnieChief Legal Officer
Tax withholdingCommon Stock 6,099 $2.09 $12,746.91
Disclosure

SEC source: 0001062993-25-007178 · form4.xml · nonDerivative · entry 1

Norling Jonathan M · CIK 0001963500 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,916

F1 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of previously granted restricted stock units on April 3, 2025.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 20:31 UTC
Wells Sarah WeberChief Financial Officer
Tax withholdingCommon Stock 4,504 $2.09 $9,413.36
Disclosure

SEC source: 0001062993-25-007179 · form4.xml · nonDerivative · entry 1

Wells Sarah Weber · CIK 0001963487 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,356

F1 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of previously granted restricted stock units on April 3, 2025.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 01:58 UTC
Norling Jonathan McWhinnieChief Legal Officer
Tax withholdingCommon Stock 11,233 $2.12 $23,813.96
Disclosure

SEC source: 0001062993-25-007030 · form4.xml · nonDerivative · entry 1

Norling Jonathan M · CIK 0001963500 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,015

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:57 UTC
Wells Sarah WeberChief Financial Officer
Tax withholdingCommon Stock 8,823 $2.12 $18,704.76
Disclosure

SEC source: 0001062993-25-007029 · form4.xml · nonDerivative · entry 1

Wells Sarah Weber · CIK 0001963487 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,860

Read SEC document
December 13, 2024 Filed Dec 16, 2024 17:56 UTC
Tech Eric M.Director
PurchaseCommon Stock 4,000 $2.80 $11,200.00
Disclosure

SEC source: 0001213900-24-109427 · ownership.xml · nonDerivative · entry 1

Tech Eric M. · CIK 0001552112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,430

Read SEC document
December 06, 2024 Filed Dec 9, 2024 20:29 UTC
Tech Eric M.Director
PurchaseCommon Stock 1,000 $2.82 $2,820.80
Disclosure

SEC source: 0001213900-24-107091 · ownership.xml · nonDerivative · entry 2

Tech Eric M. · CIK 0001552112 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000

F1 · ownership.nature: The shares were purchased and are held by the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 20:29 UTC
Tech Eric M.Director
PurchaseCommon Stock 1,000 $2.82 $2,820.80
Disclosure

SEC source: 0001213900-24-107091 · ownership.xml · nonDerivative · entry 1

Tech Eric M. · CIK 0001552112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,430

Read SEC document
December 03, 2024 Filed Dec 5, 2024 14:54 UTC
Lee Ja-ChinDirector
PurchaseCommon Stock 1,769 $2.75 $4,864.75
Disclosure

SEC source: 0001213900-24-105985 · ownership.xml · nonDerivative · entry 1

Lee Ja-Chin · CIK 0001825753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,933

Read SEC document
December 02, 2024 Filed Dec 4, 2024 18:30 UTC PurchaseCommon Stock 20,000 $2.62 $52,400.00
Disclosure

SEC source: 0001213900-24-105707 · ownership.xml · nonDerivative · entry 1

Miller John P. · CIK 0001709137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,593

F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.5422 to $2.68. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 18:29 UTC PurchaseCommon Stock 1,827 $2.59 $4,729.92
Disclosure

SEC source: 0001213900-24-105706 · ownership.xml · nonDerivative · entry 1

Hayes Christopher M. · CIK 0001836797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,997

F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.52 to $2.66. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 06:47 UTC
Tech Eric M.Director
PurchaseCommon Stock 2,000 $2.55 $5,100.00
Disclosure

SEC source: 0001213900-24-105768 · ownership.xml · nonDerivative · entry 1

Tech Eric M. · CIK 0001552112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,430

F1 · balance_after: Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 18:25 UTC PurchaseCommon Stock 2,000 $2.51 $5,018.80
Disclosure

SEC source: 0001213900-24-105171 · ownership.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,463

F1 · balance_after: Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 19:14 UTC PurchaseCommon Stock 2,000 $2.40 $4,800.00
Disclosure

SEC source: 0001213900-24-104725 · ownership.xml · nonDerivative · entry 1

Nagy McBane Clara · CIK 0002027696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,755

Read SEC document
November 27, 2024 Filed Dec 2, 2024 19:14 UTC PurchaseCommon Stock 10,000 $2.37 $23,653.00
Disclosure

SEC source: 0001213900-24-104724 · ownership.xml · nonDerivative · entry 1

Griffin Kevin · CIK 0001766124 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 448,125

F1 · balance_after: Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

F2 · ownership.nature: Includes shares of common stock managed by MGG Investment Group, LP ("MGG"), that allocates to various held funds of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 19:13 UTC PurchaseCommon Stock 11,440 $2.39 $27,374.78
Disclosure

SEC source: 0001213900-24-104723 · ownership.xml · nonDerivative · entry 1

Hayes Christopher M. · CIK 0001836797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,170

F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.36 to $2.44. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 22:57 UTC
Norling Jonathan McWhinnieChief Legal Officer
Tax withholdingCommon Stock 5,899 $2.84 $16,753.16
Disclosure

SEC source: 0001628280-24-040059 · wk-form4_1726009063.xml · nonDerivative · entry 1

Norling Jonathan M · CIK 0001963500 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,689

F1 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on September 9, 2024. The applicable RSUs were reported on the Form 4 filed April 5, 2023.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 19:00 UTC
Wells Sarah WeberChief Financial Officer
Tax withholdingCommon Stock 3,170 $2.84 $9,002.80
Disclosure

SEC source: 0001628280-24-040060 · wk-form4_1726009196.xml · nonDerivative · entry 1

Wells Sarah Weber · CIK 0001963487 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,917

F1 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on September 9, 2024. The applicable RSUs were reported on the Form 4 filed April 5, 2023.

Read SEC document
August 12, 2024 Filed Mar 21, 2025 19:29 UTC GrantCommon Stock 48,232 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006094 · form4.xml · nonDerivative · entry 1

Nagy McBane Clara · CIK 0002027696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,987

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.

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August 12, 2024 Filed Mar 21, 2025 19:25 UTC GrantCommon Stock 54,662 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006090 · form4.xml · nonDerivative · entry 1

Griffin Kevin · CIK 0001766124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,662

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.

F2 · balance_after: Amount shown reflects the amount of securities beneficially owned by the reporting person as of the date this Form 4 is filed.

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August 12, 2024 Filed Mar 21, 2025 19:27 UTC
Lee Ja-ChinDirector
GrantCommon Stock 48,232 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006092 · form4.xml · nonDerivative · entry 1

Lee Ja-Chin · CIK 0001825753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,165

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.

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August 12, 2024 Filed Mar 27, 2025 16:31 UTC GrantCommon Stock 48,232 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006403 · form4.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,696

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.

F2 · ownership.direct: Amount shown reflects the amount of securities beneficially owned by the reporting person as of the date this Form 4 is filed.

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August 12, 2024 Filed Mar 27, 2025 16:33 UTC GrantCommon Stock 48,232 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006411 · form4.xml · nonDerivative · entry 1

Miller John P. · CIK 0001709137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,825

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.

F2 · balance_after: Reflects the amount of securities beneficially owned by the reporting person as of the date this Form 4 is filed.

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August 12, 2024 Filed Mar 31, 2025 09:45 UTC
Tech Eric M.Director
GrantCommon Stock 48,232 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-025849 · ownership.xml · nonDerivative · entry 3

Tech Eric M. · CIK 0001552112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,018

F4 · shares: The securities awarded are in the form of RSUs that each represent a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.

F3 · balance_after: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed.

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June 21, 2024 Filed Jun 25, 2024 17:02 UTC GrantCommon Stock 70,755 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029926 · wk-form4_1719349350.xml · nonDerivative · entry 1

Nagy McBane Clara · CIK 0002027696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,755

F1 · balance_after: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subjected to the reporting person's continued service through the vesting dates, one-third of the RSUs will vest on each of June 21, 2025, June 21, 2026 and June 21, 2027.

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May 29, 2024 Filed Mar 31, 2025 09:45 UTC
Tech Eric M.Director
Tax withholdingCommon Stock 8,772 $0.44 $3,849.15
Disclosure

SEC source: 0001213900-25-025849 · ownership.xml · nonDerivative · entry 2

Tech Eric M. · CIK 0001552112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,018

F3 · balance_after: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed.

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April 12, 2024 Filed Apr 16, 2024 17:23 UTC
Hayes Christopher M.Director · President and CEO
GrantStock Option (right to buy) · Derivative 295,229 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001628280-24-016465 · wk-form4_1713302626.xml · derivative · entry 2

Hayes Christopher M. · CIK 0001836797 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,229

Underlying: Common Stock · 295,229 shares

Expires 2034-04-12

F2 · derivative.exercise_date: Subject to the reporting person's continued service through the vesting dates, options vest in 25% annual installments over a four year period beginning April 12, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.