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Nasdaq · USD

SPRB

SPRUCE BIOSCIENCES, INC.

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6471
SEC CIK
0001683553
Parsed reports
136

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2025 Filed Oct 15, 2025 16:32 UTC PurchaseCommon Stock, $0.001 par value per share 256 $17.91 $4,585.16
Disclosure

SEC source: 0000919574-25-006126 · ownership.xml · nonDerivative · entry 1

Parkman Healthcare Partners LLC · CIK 0001777015 · 10% owner

Martinez Gregory · CIK 0002091748 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,307

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $17.55 to $18. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The amount reported represents the Reporting Persons' pecuniary interest held through an investment in private funds. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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July 23, 2025 Filed Jul 24, 2025 19:34 UTC
Ways Douglas KirkDirector · Interim Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001415889-25-020265 · form4-07242025_110718.xml · derivative · entry 1

Ways Kirk · CIK 0001869391 · Director · Interim Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-07-22

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2026 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

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July 22, 2025 Filed Jul 24, 2025 23:38 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001415889-25-020270 · form4-07242025_110741.xml · derivative · entry 1

SPIEGELMAN DANIEL K · CIK 0001238403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-07-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2026 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

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July 22, 2025 Filed Jul 24, 2025 23:38 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001415889-25-020269 · form4-07242025_110757.xml · derivative · entry 1

SIMPSON CAMILLA V · CIK 0001822557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-07-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2026 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

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July 22, 2025 Filed Jul 24, 2025 23:36 UTC
GREY MICHAEL GDirector · Executive Chairman
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001415889-25-020268 · form4-07242025_110751.xml · derivative · entry 1

GREY MICHAEL G · CIK 0001240122 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-07-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2026 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

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July 22, 2025 Filed Jul 24, 2025 23:35 UTC
Aynechi TibaDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001415889-25-020266 · form4-07242025_110758.xml · derivative · entry 1

Aynechi Tiba · CIK 0001669220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-07-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2026 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

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July 22, 2025 Filed Jul 24, 2025 23:36 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001415889-25-020267 · form4-07242025_110706.xml · derivative · entry 1

Barretto-Ko Percival · CIK 0001978654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-07-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2026 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

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July 22, 2025 Filed Jul 24, 2025 23:30 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001415889-25-020261 · form4-07242025_110724.xml · derivative · entry 1

Muralidhar Bali · CIK 0001784138 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-07-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2026 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

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December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 111,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029999 · form4-12212024_011208.xml · derivative · entry 9

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,000

Underlying: Common Stock · 111,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SPRB common stock.

F3 · derivative.exercise_date: On December 5, 2022, the Reporting Person was granted 444,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 111,000 RSUs vested, with 39,605 shares withheld for taxes, resulting in a net issuance of 71,395 shares.

F3 · derivative.expiration_date: On December 5, 2022, the Reporting Person was granted 444,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 111,000 RSUs vested, with 39,605 shares withheld for taxes, resulting in a net issuance of 71,395 shares.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 89,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029999 · form4-12212024_011208.xml · derivative · entry 8

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,100

Underlying: Common Stock · 89,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SPRB common stock.

F1 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted a total of 717,600 RSUs. 50% or 358,800 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An addition of 50% or 358,800 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 89,700 shares vested and 32,005 shares were withheld for taxes, resulting in a net issuance of 57,695 shares. An additional

F1 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted a total of 717,600 RSUs. 50% or 358,800 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An addition of 50% or 358,800 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 89,700 shares vested and 32,005 shares were withheld for taxes, resulting in a net issuance of 57,695 shares. An additional

F4 · balance_after: Represents the aggregate balance of time-based RSUs.

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December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 39,605 $0.39 $15,394.46
Disclosure

SEC source: 0001415889-24-029999 · form4-12212024_011208.xml · nonDerivative · entry 6

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,191

F3 · shares: On December 5, 2022, the Reporting Person was granted 444,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 111,000 RSUs vested, with 39,605 shares withheld for taxes, resulting in a net issuance of 71,395 shares.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 111,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029999 · form4-12212024_011208.xml · nonDerivative · entry 5

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On December 5, 2022, the Reporting Person was granted 444,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 111,000 RSUs vested, with 39,605 shares withheld for taxes, resulting in a net issuance of 71,395 shares.

F2 · price: Each RSU represents a contingent right to receive one share of SPRB common stock.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 32,005 $0.39 $12,440.34
Disclosure

SEC source: 0001415889-24-029999 · form4-12212024_011208.xml · nonDerivative · entry 4

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,796

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 717,600 RSUs. 50% or 358,800 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An addition of 50% or 358,800 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 89,700 shares vested and 32,005 shares were withheld for taxes, resulting in a net issuance of 57,695 shares. An additional

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 89,700 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029999 · form4-12212024_011208.xml · nonDerivative · entry 3

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 717,600 RSUs. 50% or 358,800 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An addition of 50% or 358,800 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 89,700 shares vested and 32,005 shares were withheld for taxes, resulting in a net issuance of 57,695 shares. An additional

F2 · price: Each RSU represents a contingent right to receive one share of SPRB common stock.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:30 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 31,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030001 · form4-12212024_011259.xml · derivative · entry 9

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,500

Underlying: Common Stock · 31,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SPRB common stock.

F3 · derivative.exercise_date: On December 5, 2022, the Reporting Person was granted 127,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 31,750 RSUs vested, with 11,329 shares being withheld for taxes, resulting in a net issuance of 20,421 shares.

F3 · derivative.expiration_date: On December 5, 2022, the Reporting Person was granted 127,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 31,750 RSUs vested, with 11,329 shares being withheld for taxes, resulting in a net issuance of 20,421 shares.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:30 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 26,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030001 · form4-12212024_011259.xml · derivative · entry 8

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,800

Underlying: Common Stock · 26,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SPRB common stock.

F1 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted a total of 212,800 RSUs. 50% or 106,400 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 106,400 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 26,600 shares vested and 9,491 shares were withheld for taxes, resulting in a net issuance of 17,109 shares.

F1 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted a total of 212,800 RSUs. 50% or 106,400 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 106,400 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 26,600 shares vested and 9,491 shares were withheld for taxes, resulting in a net issuance of 17,109 shares.

F4 · balance_after: Represents the aggregate balance of time-based RSUs.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:30 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 11,329 $0.39 $4,403.58
Disclosure

SEC source: 0001415889-24-030001 · form4-12212024_011259.xml · nonDerivative · entry 6

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,339

F3 · shares: On December 5, 2022, the Reporting Person was granted 127,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 31,750 RSUs vested, with 11,329 shares being withheld for taxes, resulting in a net issuance of 20,421 shares.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:30 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 31,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030001 · form4-12212024_011259.xml · nonDerivative · entry 5

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On December 5, 2022, the Reporting Person was granted 127,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 31,750 RSUs vested, with 11,329 shares being withheld for taxes, resulting in a net issuance of 20,421 shares.

F2 · price: Each RSU represents a contingent right to receive one share of SPRB common stock.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:30 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 9,491 $0.39 $3,689.15
Disclosure

SEC source: 0001415889-24-030001 · form4-12212024_011259.xml · nonDerivative · entry 4

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,918

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 212,800 RSUs. 50% or 106,400 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 106,400 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 26,600 shares vested and 9,491 shares were withheld for taxes, resulting in a net issuance of 17,109 shares.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:30 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 26,600 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030001 · form4-12212024_011259.xml · nonDerivative · entry 3

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 212,800 RSUs. 50% or 106,400 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 106,400 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 26,600 shares vested and 9,491 shares were withheld for taxes, resulting in a net issuance of 17,109 shares.

F2 · price: Each RSU represents a contingent right to receive one share of SPRB common stock.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Gharib Samir M.PRESIDENT AND CFO
Exercise / conversionRestricted Stock Units · Derivative 37,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030000 · form4-12212024_011255.xml · derivative · entry 9

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,500

Underlying: Common Stock · 37,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SPRB common stock.

F3 · derivative.exercise_date: On December 5, 2022, the Reporting Person was granted 149,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 37,250 RSUs vested, with 13,291 shares being withheld for taxes, resulting in a net issuance of 23,959 shares.

F3 · derivative.expiration_date: On December 5, 2022, the Reporting Person was granted 149,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 37,250 RSUs vested, with 13,291 shares being withheld for taxes, resulting in a net issuance of 23,959 shares.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Gharib Samir M.PRESIDENT AND CFO
Exercise / conversionRestricted Stock Units · Derivative 38,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030000 · form4-12212024_011255.xml · derivative · entry 8

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,500

Underlying: Common Stock · 38,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SPRB common stock.

F1 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted a total of 308,000 RSUs. 50% or 154,000 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 50% or 154,000 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 38,500 shares vested and 13,737 shares were withheld for taxes, resulting in a net issuance of 24,763 shares.

F1 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted a total of 308,000 RSUs. 50% or 154,000 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 50% or 154,000 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 38,500 shares vested and 13,737 shares were withheld for taxes, resulting in a net issuance of 24,763 shares.

F4 · balance_after: Represents the aggregate balance of time-based RSUs.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Gharib Samir M.PRESIDENT AND CFO
Tax withholdingCommon Stock 13,291 $0.39 $5,166.21
Disclosure

SEC source: 0001415889-24-030000 · form4-12212024_011255.xml · nonDerivative · entry 6

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,550

F3 · shares: On December 5, 2022, the Reporting Person was granted 149,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 37,250 RSUs vested, with 13,291 shares being withheld for taxes, resulting in a net issuance of 23,959 shares.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Gharib Samir M.PRESIDENT AND CFO
Exercise / conversionCommon Stock 37,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030000 · form4-12212024_011255.xml · nonDerivative · entry 5

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On December 5, 2022, the Reporting Person was granted 149,000 time-based restricted stock units ("RSUs"), subject to a 4-year vesting schedule, with 25% of the total number of RSUs vested on December 15, 2023 (the "Annual Vesting Date") and 25% of the total number of RSUs to vest in annual installments on each anniversary of the Annual Vesting Date thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 37,250 RSUs vested, with 13,291 shares being withheld for taxes, resulting in a net issuance of 23,959 shares.

F2 · price: Each RSU represents a contingent right to receive one share of SPRB common stock.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Gharib Samir M.PRESIDENT AND CFO
Tax withholdingCommon Stock 13,737 $0.39 $5,339.57
Disclosure

SEC source: 0001415889-24-030000 · form4-12212024_011255.xml · nonDerivative · entry 4

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,591

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 308,000 RSUs. 50% or 154,000 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 50% or 154,000 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 38,500 shares vested and 13,737 shares were withheld for taxes, resulting in a net issuance of 24,763 shares.

Read SEC document
December 16, 2024 Filed Dec 21, 2024 01:28 UTC
Gharib Samir M.PRESIDENT AND CFO
Exercise / conversionCommon Stock 38,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030000 · form4-12212024_011255.xml · nonDerivative · entry 3

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 308,000 RSUs. 50% or 154,000 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 50% or 154,000 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 38,500 shares vested and 13,737 shares were withheld for taxes, resulting in a net issuance of 24,763 shares.

F2 · price: Each RSU represents a contingent right to receive one share of SPRB common stock.

Read SEC document
December 10, 2024 Filed Dec 21, 2024 01:28 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 358,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029999 · form4-12212024_011208.xml · derivative · entry 7

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,800

Underlying: Common Stock · 358,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SPRB common stock.

F1 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted a total of 717,600 RSUs. 50% or 358,800 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An addition of 50% or 358,800 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 89,700 shares vested and 32,005 shares were withheld for taxes, resulting in a net issuance of 57,695 shares. An additional

F1 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted a total of 717,600 RSUs. 50% or 358,800 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An addition of 50% or 358,800 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 89,700 shares vested and 32,005 shares were withheld for taxes, resulting in a net issuance of 57,695 shares. An additional

Read SEC document
December 10, 2024 Filed Dec 21, 2024 01:28 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 128,020 $0.54 $68,746.74
Disclosure

SEC source: 0001415889-24-029999 · form4-12212024_011208.xml · nonDerivative · entry 2

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,101

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 717,600 RSUs. 50% or 358,800 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An addition of 50% or 358,800 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 89,700 shares vested and 32,005 shares were withheld for taxes, resulting in a net issuance of 57,695 shares. An additional

Read SEC document
December 10, 2024 Filed Dec 21, 2024 01:28 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 358,800 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029999 · form4-12212024_011208.xml · nonDerivative · entry 1

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 717,600 RSUs. 50% or 358,800 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An addition of 50% or 358,800 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 89,700 shares vested and 32,005 shares were withheld for taxes, resulting in a net issuance of 57,695 shares. An additional

F2 · price: Each RSU represents a contingent right to receive one share of SPRB common stock.

Read SEC document
December 10, 2024 Filed Dec 21, 2024 01:30 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 106,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030001 · form4-12212024_011259.xml · derivative · entry 7

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,400

Underlying: Common Stock · 106,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SPRB common stock.

F1 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted a total of 212,800 RSUs. 50% or 106,400 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 106,400 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 26,600 shares vested and 9,491 shares were withheld for taxes, resulting in a net issuance of 17,109 shares.

F1 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted a total of 212,800 RSUs. 50% or 106,400 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 106,400 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 26,600 shares vested and 9,491 shares were withheld for taxes, resulting in a net issuance of 17,109 shares.

Read SEC document
December 10, 2024 Filed Dec 21, 2024 01:30 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 37,964 $0.54 $20,386.67
Disclosure

SEC source: 0001415889-24-030001 · form4-12212024_011259.xml · nonDerivative · entry 2

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,809

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 212,800 RSUs. 50% or 106,400 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 106,400 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 26,600 shares vested and 9,491 shares were withheld for taxes, resulting in a net issuance of 17,109 shares.

Read SEC document
December 10, 2024 Filed Dec 21, 2024 01:30 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 106,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030001 · form4-12212024_011259.xml · nonDerivative · entry 1

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 212,800 RSUs. 50% or 106,400 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 106,400 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 26,600 shares vested and 9,491 shares were withheld for taxes, resulting in a net issuance of 17,109 shares.

F2 · price: Each RSU represents a contingent right to receive one share of SPRB common stock.

Read SEC document
December 10, 2024 Filed Dec 21, 2024 01:28 UTC
Gharib Samir M.PRESIDENT AND CFO
Exercise / conversionRestricted Stock Units · Derivative 154,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030000 · form4-12212024_011255.xml · derivative · entry 7

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,000

Underlying: Common Stock · 154,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SPRB common stock.

F1 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted a total of 308,000 RSUs. 50% or 154,000 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 50% or 154,000 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 38,500 shares vested and 13,737 shares were withheld for taxes, resulting in a net issuance of 24,763 shares.

F1 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted a total of 308,000 RSUs. 50% or 154,000 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 50% or 154,000 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 38,500 shares vested and 13,737 shares were withheld for taxes, resulting in a net issuance of 24,763 shares.

Read SEC document
December 10, 2024 Filed Dec 21, 2024 01:28 UTC
Gharib Samir M.PRESIDENT AND CFO
Tax withholdingCommon Stock 54,948 $0.54 $29,507.08
Disclosure

SEC source: 0001415889-24-030000 · form4-12212024_011255.xml · nonDerivative · entry 2

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,828

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 308,000 RSUs. 50% or 154,000 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 50% or 154,000 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 38,500 shares vested and 13,737 shares were withheld for taxes, resulting in a net issuance of 24,763 shares.

Read SEC document
December 10, 2024 Filed Dec 21, 2024 01:28 UTC
Gharib Samir M.PRESIDENT AND CFO
Exercise / conversionCommon Stock 154,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030000 · form4-12212024_011255.xml · nonDerivative · entry 1

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2023, the Reporting Person was granted a total of 308,000 RSUs. 50% or 154,000 of the total RSUs are performance-based and since certain specified performance goals were met, they all vested on December 10, 2024. An additional 50% or 154,000 of the total RSUs are time-based. 25% of which vested on December 15, 2024, and in equal annual installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2020 Equity Incentive Plan). On December 15, 2024, 38,500 shares vested and 13,737 shares were withheld for taxes, resulting in a net issuance of 24,763 shares.

F2 · price: Each RSU represents a contingent right to receive one share of SPRB common stock.

Read SEC document
May 22, 2024 Filed May 24, 2024 16:29 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001415889-24-014495 · form4-05242024_080552.xml · derivative · entry 1

Ways Kirk · CIK 0001869391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2025 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:28 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001415889-24-014493 · form4-05242024_080517.xml · derivative · entry 1

SPIEGELMAN DANIEL K · CIK 0001238403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2025 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:27 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001415889-24-014492 · form4-05242024_080514.xml · derivative · entry 1

SIMPSON CAMILLA V · CIK 0001822557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2025 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:26 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001415889-24-014491 · form4-05242024_080524.xml · derivative · entry 1

Muralidhar Bali · CIK 0001784138 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2025 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:25 UTC
GREY MICHAEL GDirector · Executive Chairman
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001415889-24-014490 · form4-05242024_080537.xml · derivative · entry 1

GREY MICHAEL G · CIK 0001240122 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2025 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:24 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001415889-24-014489 · form4-05242024_080535.xml · derivative · entry 1

Barretto-Ko Percival · CIK 0001978654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2025 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:23 UTC
Aynechi TibaDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001415889-24-014488 · form4-05242024_080531.xml · derivative · entry 1

Aynechi Tiba · CIK 0001669220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-21

F1 · derivative.exercise_date: The shares vest on the first anniversary of the Grant Date, provided that the Option will in any case be fully vested on the date of Company's 2025 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan).

Read SEC document
March 21, 2024 Filed Mar 26, 2024 01:45 UTC SaleCOMMON STOCK 465,021 $0.75 $350,951.35
Disclosure

SEC source: 0001209191-24-005075 · doc4.xml · nonDerivative · entry 1

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,550,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.71 to $0.7785, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 00:56 UTC SaleCOMMON STOCK 359,979 $0.73 $264,080.59
Disclosure

SEC source: 0001209191-24-005017 · doc4.xml · nonDerivative · entry 3

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,015,021

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7110 to $0.7633, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 00:56 UTC SaleCOMMON STOCK 593,000 $0.76 $447,715.00
Disclosure

SEC source: 0001209191-24-005017 · doc4.xml · nonDerivative · entry 2

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,375,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7105 to $0.7887, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2024 Filed Mar 21, 2024 00:56 UTC SaleCOMMON STOCK 842,020 $0.77 $647,008.17
Disclosure

SEC source: 0001209191-24-005017 · doc4.xml · nonDerivative · entry 1

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,968,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.8004, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 14, 2024 Filed Mar 18, 2024 20:27 UTC
Szwarcberg Javier B.Director · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 358,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008264 · form4-03182024_080323.xml · derivative · entry 1

Szwarcberg Javier B. · CIK 0001903669 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,800

Underlying: Common Stock · 358,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of SPRB common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's Continuous Service as of each such vesting date, 25% of the total number of RSUs vests upon each of the first, second, third and fourth anniversaries of the achievement of a specified clinical development objective.

F2 · derivative.expiration_date: Subject to the Reporting Person's Continuous Service as of each such vesting date, 25% of the total number of RSUs vests upon each of the first, second, third and fourth anniversaries of the achievement of a specified clinical development objective.

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March 14, 2024 Filed Mar 19, 2024 01:14 UTC SaleCOMMON STOCK 1,912,316 $0.89 $1,698,901.53
Disclosure

SEC source: 0001209191-24-004900 · doc4.xml · nonDerivative · entry 1

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,810,020

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.78 to $1.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 14, 2024 Filed Mar 18, 2024 20:31 UTC
Charlton Ralph William IIICHIEF MEDICAL OFFICER
GrantRestricted Stock Units · Derivative 106,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008279 · form4-03182024_080353.xml · derivative · entry 1

Charlton Ralph William III · CIK 0001919397 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,400

Underlying: Common Stock · 106,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of SPRB common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's Continuous Service as of each such vesting date, 25% of the total number of RSUs vests upon each of the first, second, third and fourth anniversaries of the achievement of a specified clinical development objective.

F2 · derivative.expiration_date: Subject to the Reporting Person's Continuous Service as of each such vesting date, 25% of the total number of RSUs vests upon each of the first, second, third and fourth anniversaries of the achievement of a specified clinical development objective.

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March 14, 2024 Filed Mar 18, 2024 20:29 UTC
Gharib Samir M.PRESIDENT AND CFO
GrantRestricted Stock Units · Derivative 154,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008270 · form4-03182024_080346.xml · derivative · entry 1

Gharib Samir M. · CIK 0001533302 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,000

Underlying: Common Stock · 154,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of SPRB common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's Continuous Service as of each such vesting date, 25% of the total number of RSUs vests upon each of the first, second, third and fourth anniversaries of the achievement of a specified clinical development objective.

F2 · derivative.expiration_date: Subject to the Reporting Person's Continuous Service as of each such vesting date, 25% of the total number of RSUs vests upon each of the first, second, third and fourth anniversaries of the achievement of a specified clinical development objective.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.