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Nasdaq · USD

SPOK

Spok Holdings, Inc

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6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2018 Filed Mar 9, 2018 21:16 UTC
Goel HemantPresident of Spok, Inc.
Exercise / conversionCommon Stock 8,748 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-018481 · doc4.xml · nonDerivative · entry 1

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Goel under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP").

F2 · price: RSUs were granted to Mr. Goel under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 02, 2018 Filed Mar 2, 2018 21:18 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $15.72 $78,610.00
Disclosure

SEC source: 0001209191-18-015615 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 417,316

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:18 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $15.28 $76,417.00
Disclosure

SEC source: 0001209191-18-015615 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 422,316

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
January 02, 2018 Filed Jan 2, 2018 16:13 UTC GrantCommon Stock 1,118 $15.65 $17,496.70
Disclosure

SEC source: 0001209191-18-000177 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,192

Read SEC document
January 02, 2018 Filed Jan 2, 2018 21:15 UTC GrantCommon Stock 958 $15.65 $14,992.70
Disclosure

SEC source: 0001209191-18-000183 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,414

Read SEC document
January 02, 2018 Filed Jan 2, 2018 21:12 UTC GrantCommon Stock 958 $15.65 $14,992.70
Disclosure

SEC source: 0001209191-18-000173 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,272

Read SEC document
January 02, 2018 Filed Jan 2, 2018 21:14 UTC GrantCommon Stock 958 $15.65 $14,992.70
Disclosure

SEC source: 0001209191-18-000181 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,395

Read SEC document
January 02, 2018 Filed Jan 2, 2018 21:11 UTC GrantCommon Stock 958 $15.65 $14,992.70
Disclosure

SEC source: 0001209191-18-000168 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 15,839

Read SEC document
January 02, 2018 Filed Jan 2, 2018 21:10 UTC GrantCommon Stock 958 $15.65 $14,992.70
Disclosure

SEC source: 0001209191-18-000166 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,218

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:13 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
GrantRestricted Stock Units · Derivative 14,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001098 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,851

Underlying: common stock · 14,057 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest on January 2, 2019

F2 · derivative.expiration_date: The Restricted Stock Units will vest on January 2, 2019

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:13 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
GrantRestricted Stock Units · Derivative 11,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001103 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,215

Underlying: common stock · 11,182 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:13 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
GrantRestricted Stock Units · Derivative 11,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001103 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,033

Underlying: common stock · 11,182 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 16:57 UTC
Peterman TedController
GrantRestricted Stock Units · Derivative 1,956 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001006 · doc4.xml · derivative · entry 2

Peterman Ted · CIK 0001705849 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,297

Underlying: Common Stock · 1,956 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020

Read SEC document
January 02, 2018 Filed Jan 3, 2018 16:57 UTC
Peterman TedController
GrantRestricted Stock Units · Derivative 1,957 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001006 · doc4.xml · derivative · entry 1

Peterman Ted · CIK 0001705849 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,341

Underlying: Common Stock · 1,957 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:17 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Units · Derivative 4,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001124 · doc4.xml · derivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,238

Underlying: Common Stock · 4,193 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:17 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Units · Derivative 4,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001124 · doc4.xml · derivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,045

Underlying: Common Stock · 4,193 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 17:00 UTC
SAINE TOMChief Information Officer
GrantRestricted Stock Units · Derivative 6,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001018 · doc4.xml · derivative · entry 2

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,599

Underlying: Common Stock · 6,589 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020

Read SEC document
January 02, 2018 Filed Jan 3, 2018 17:00 UTC
SAINE TOMChief Information Officer
GrantRestricted Stock Units · Derivative 6,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001018 · doc4.xml · derivative · entry 1

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,010

Underlying: Common Stock · 6,589 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 16:53 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
GrantRestricted Stock Units · Derivative 5,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000986 · doc4.xml · derivative · entry 2

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,522

Underlying: Common Stock · 5,391 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 16:53 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
GrantRestricted Stock Units · Derivative 5,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000986 · doc4.xml · derivative · entry 1

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,131

Underlying: Common Stock · 5,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:08 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Units · Derivative 51,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001068 · doc4.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 334,775

Underlying: common stock · 51,118 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:08 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Units · Derivative 51,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001068 · doc4.xml · derivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 283,657

Underlying: common stock · 51,118 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:04 UTC
Goel HemantPresident of Spok, Inc.
GrantRestricted Stock Units · Derivative 22,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001042 · doc4.xml · derivative · entry 2

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,680

Underlying: Common Stock · 22,364 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:04 UTC
Goel HemantPresident of Spok, Inc.
GrantRestricted Stock Units · Derivative 22,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001042 · doc4.xml · derivative · entry 1

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,316

Underlying: Common Stock · 22,364 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:11 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionRestricted Stock Units · Derivative 2,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001087 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,794

Underlying: Common Stock · 2,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2017, 2452 shares vested.

F4 · derivative.expiration_date: On December 31, 2017, 2452 shares vested.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:11 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Tax withholdingCommon Stock 942 $15.65 $14,742.30
Disclosure

SEC source: 0001209191-18-001087 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

F3 · shares: On December 31, 2017, Mr. Wallace surrendered 942 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 29, 2017 as reported on NASDAQ.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:11 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionCommon Stock 2,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001087 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:56 UTC
Peterman TedController
Exercise / conversionRestricted Stock Units · Derivative 385 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000999 · doc4.xml · derivative · entry 3

Peterman Ted · CIK 0001705849 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,384

Underlying: Common Stock · 385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2017, 385 shares vested.

F4 · derivative.expiration_date: On December 31, 2017, 385 shares vested.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:56 UTC
Peterman TedController
Tax withholdingCommon Stock 152 $15.65 $2,378.80
Disclosure

SEC source: 0001209191-18-000999 · doc4.xml · nonDerivative · entry 2

Peterman Ted · CIK 0001705849 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

F3 · shares: On December 31, 2017, Mr. Peterman surrendered 152 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 29, 2017 as reported on NASDAQ.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:56 UTC
Peterman TedController
Exercise / conversionCommon Stock 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-000999 · doc4.xml · nonDerivative · entry 1

Peterman Ted · CIK 0001705849 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Peterman.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:16 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 994 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001118 · doc4.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,852

Underlying: Common Stock · 993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2017, 994 shares vested.

F4 · derivative.expiration_date: On December 31, 2017, 994 shares vested.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:16 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 382 $15.65 $5,978.30
Disclosure

SEC source: 0001209191-18-001118 · doc4.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,611

F3 · shares: On December 31, 2017, Ms. Woods surrendered 382 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 29, 2017 as reported on NASDAQ.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:16 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 993 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001118 · doc4.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Ms. Woods.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 17:00 UTC
SAINE TOMChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,656 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001013 · doc4.xml · derivative · entry 3

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,421

Underlying: Common Stock · 1,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2017, 1656 shares vested.

F4 · derivative.expiration_date: On December 31, 2017, 1656 shares vested.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 17:00 UTC
SAINE TOMChief Information Officer
Tax withholdingCommon Stock 599 $15.65 $9,374.35
Disclosure

SEC source: 0001209191-18-001013 · doc4.xml · nonDerivative · entry 2

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,904

F3 · shares: On December 31, 2017, Mr. Saine surrendered 599 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 29, 2017 as reported on NASDAQ.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 17:00 UTC
SAINE TOMChief Information Officer
Exercise / conversionCommon Stock 1,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001013 · doc4.xml · nonDerivative · entry 1

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Saine.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:52 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Exercise / conversionRestricted Stock Units · Derivative 1,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000978 · doc4.xml · derivative · entry 3

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,740

Underlying: Common Stock · 1,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2017, 1355 shares vested.

F4 · derivative.expiration_date: On December 31, 2017, 1355 shares vested.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:52 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Tax withholdingCommon Stock 719 $15.65 $11,252.35
Disclosure

SEC source: 0001209191-18-000978 · doc4.xml · nonDerivative · entry 2

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,044

F3 · shares: On December 31, 2017, Ms. Culp surrendered 719 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 29, 2017 as reported on NASDAQ.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:52 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Exercise / conversionCommon Stock 1,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-000978 · doc4.xml · nonDerivative · entry 1

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Ms Culp.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:07 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,851 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001055 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 232,539

Underlying: Common Stock · 12,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2017, 12,851 shares vested.

F4 · derivative.expiration_date: On December 31, 2017, 12,851 shares vested.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:07 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 6,524 $15.65 $102,100.60
Disclosure

SEC source: 0001209191-18-001055 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 92,541

F3 · shares: On December 31, 2017, Mr. Kelly surrendered 6524 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 29, 2017 as reported on NASDAQ.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:07 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 12,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001055 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 99,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Kelly.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:02 UTC
Goel HemantPresident of Spok, Inc.
Exercise / conversionRestricted Stock Units · Derivative 4,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001028 · doc4.xml · derivative · entry 3

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,952

Underlying: Common Stock · 4,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2017, 4016 shares vested.

F4 · derivative.expiration_date: On December 31, 2017, 4016 shares vested.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:02 UTC
Goel HemantPresident of Spok, Inc.
Tax withholdingCommon Stock 1,563 $15.65 $24,460.95
Disclosure

SEC source: 0001209191-18-001028 · doc4.xml · nonDerivative · entry 2

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,453

F3 · shares: On December 31, 2017, Mr. Goel surrendered 1563 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 29, 2017 as reported on NASDAQ.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:02 UTC
Goel HemantPresident of Spok, Inc.
Exercise / conversionCommon Stock 4,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001028 · doc4.xml · nonDerivative · entry 1

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Goel.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:49 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $17.27 $86,340.00
Disclosure

SEC source: 0001209191-17-063963 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 331,604

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:49 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $17.41 $87,040.00
Disclosure

SEC source: 0001209191-17-063963 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 336,604

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 16:33 UTC
SAINE TOMChief Information Officer
SaleCommon Stock 3,000 $17.30 $51,900.00
Disclosure

SEC source: 0001209191-17-058867 · doc4.xml · nonDerivative · entry 1

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,924

Read SEC document
October 02, 2017 Filed Oct 2, 2017 16:33 UTC GrantCommon Stock 1,140 $15.35 $17,499.00
Disclosure

SEC source: 0001209191-17-054644 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,074

Read SEC document
October 02, 2017 Filed Oct 2, 2017 20:35 UTC GrantCommon Stock 977 $15.35 $14,996.95
Disclosure

SEC source: 0001209191-17-054650 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,314

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.