Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rackspace Technology, Inc.RXT · Entity 1237 | 10% owner | March 05, 2021 | April 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rackspace Technology, Inc.
Report date March 05, 2021 · Filed April 06, 2021
Jointly reported with ABRY Partners, LLC, DPH 123, LLC, ACE Investment Holdings, LLC, ABRY PARTNERS II, LLC, KOENIG PEGGY, Grossman Jay M.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 23,327,680 |
Reported balance
After 2021-03-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-03-05 · Other · Disposed 157,392 · Balance 23,327,680 F1: On March 5, 2021, DPH 123, LLC (the "DPH Holder") distributed, for no consideration, a total of 2,692,926 shares of Rackspace Technology, Inc.'s commonstock, par value $0.01 per share, in a distribution in kind (the "Distribution") to its members: (a) 2,535,534 to ABRY Partners VII, L.P., ABRY Partners VII Co-Investment Fund, L.P., ABRY Senior Equity III, L.P., ABRY Senior Equity III Co-Investment Fund, L.P., ABRY Advanced Securities Fund, L.P., ABRY Advanced Securities Fund II, L.P. and ABRY Investment Partnership, L.P. (collectively the "ABRY Funds") and (b) 157,392 to other members not affiliated with the ABRY Funds. F2: Following the Distribution, (a) 13,535,037 of the shares reported herein are owned directly in the aggregate by the ABRY Funds, (b) 643 of the shares reported herein are owned directly by DPH Holder and (c) 9,792,000 of the shares reported herein are owned directly by ACE Investment Holdings, LLC. F3: The ABRY Funds are entitled to a majority of the votes at any meeting of the board of directors of DPH Holder. The ABRY Funds are managed and/or controlled by ABRY Partners, LLC ("ABRY I") and ABRY Partners II, LLC ("ABRY II") and/or their respective affiliates. (continued in footnote 4) F4: (continued from footnote 3) Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Senior Equity III, L.P., ABRY Senior Equity III Co-Investment Fund, L.P., ABRY Advanced Securities Fund, L.P., ABRY Advanced Securities Fund II, L.P. and ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and of certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VII, L.P., and ABRY Partners VII Co-Investment Fund, L.P. F5: The board of directors of ACE Investment Holdings, LLC consists of representatives of ABRY Partners VIII, L.P., ABRY Partners VIII Co-Investment Fund, L.P., and ABRY Investment Partnership, L.P. These investment funds are also managed and/or controlled by ABRY I and ABRY II and/or their respective affiliates. Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VIII, L.P. and ABRY Partners VIII Co-Investment Fund, L.P. F6: Each of ABRY I, ABRY II, Royce Yudkoff, Peggy Koenig and Jay Grossman disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein, and the inclusion of the shares reported herein in any Section 16 report by such Reporting Persons shall not be deemed to be an admission of beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 5, 2021, DPH 123, LLC (the "DPH Holder") distributed, for no consideration, a total of 2,692,926 shares of Rackspace Technology, Inc.'s commonstock, par value $0.01 per share, in a distribution in kind (the "Distribution") to its members: (a) 2,535,534 to ABRY Partners VII, L.P., ABRY Partners VII Co-Investment Fund, L.P., ABRY Senior Equity III, L.P., ABRY Senior Equity III Co-Investment Fund, L.P., ABRY Advanced Securities Fund, L.P., ABRY Advanced Securities Fund II, L.P. and ABRY Investment Partnership, L.P. (collectively the "ABRY Funds") and (b) 157,392 to other members not affiliated with the ABRY Funds.
F2: Following the Distribution, (a) 13,535,037 of the shares reported herein are owned directly in the aggregate by the ABRY Funds, (b) 643 of the shares reported herein are owned directly by DPH Holder and (c) 9,792,000 of the shares reported herein are owned directly by ACE Investment Holdings, LLC.
F3: The ABRY Funds are entitled to a majority of the votes at any meeting of the board of directors of DPH Holder. The ABRY Funds are managed and/or controlled by ABRY Partners, LLC ("ABRY I") and ABRY Partners II, LLC ("ABRY II") and/or their respective affiliates. (continued in footnote 4)
F4: (continued from footnote 3) Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Senior Equity III, L.P., ABRY Senior Equity III Co-Investment Fund, L.P., ABRY Advanced Securities Fund, L.P., ABRY Advanced Securities Fund II, L.P. and ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and of certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VII, L.P., and ABRY Partners VII Co-Investment Fund, L.P.
F5: The board of directors of ACE Investment Holdings, LLC consists of representatives of ABRY Partners VIII, L.P., ABRY Partners VIII Co-Investment Fund, L.P., and ABRY Investment Partnership, L.P. These investment funds are also managed and/or controlled by ABRY I and ABRY II and/or their respective affiliates. Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VIII, L.P. and ABRY Partners VIII Co-Investment Fund, L.P.
F6: Each of ABRY I, ABRY II, Royce Yudkoff, Peggy Koenig and Jay Grossman disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein, and the inclusion of the shares reported herein in any Section 16 report by such Reporting Persons shall not be deemed to be an admission of beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KORE Group Holdings, Inc.
Report date July 21, 2026 · Filed July 21, 2026
Jointly reported with ABRY Partners VII, L.P., ABRY PARTNERS II, LLC, ABRY Partners VII Co-Investment Fund, L.P., ABRY INVESTMENT PARTNERSHIP, L.P., ABRY Senior Equity IV, L.P., ABRY Senior Equity Co-Investment Fund IV, L.P., KOENIG PEGGY, Grossman Jay M.
Section 16 reporting ended · disclosed 2026-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2026-07-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-21 · Disposition to issuer · Disposed 4,850,587 · Balance 0 F1: The reported amounts reflect the 1-for-5 reverse stock split effected by the Issuer on July 1, 2024 of its Common stock ("Common Stock"). F2: The reported securities were disposed of in connection with the consummation ("Closing") of the merger (the "Merger") of Issuer and KONA Merger Sub Co., a wholly owned subsidiary of KONA Parent, L. P. ("Parent"). Immediately prior to Closing, and pursuant to certain voting, support and rollover agreements, ABRY Partners VII, L.P. and ABRY Partners VII Co-Investment Fund, L.P. contributed 4,300,157 and 248,042 shares of Common Stock, respectively, to Parent, in exchange for interests in Parent. Upon Closing, each share of Common Stock not held by Parent was cancelled and converted into the right to receive a cash payment of $9.25 per share. F3: ABRY Partners VII, L.P., ABRY Partners VII Co-Investment Fund, L.P., ABRY Investment Partnership, L.P., ABRY Senior Equity IV, L.P. and ABRY Senior Equity Co-Investment Fund IV, L.P. (collectively, the "ABRY Funds") are managed and/or controlled by ABRY Partners, LLC ("ABRY I") and ABRY Partners II, LLC ("ABRY II") and/or their respective affiliates. ABRY I and ABRY II are investment advisors registered with the SEC. Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and of certain of its affiliates, have the right to exercise investment and voting power on behalf of the ABRY Funds. F4: Each of ABRY I, ABRY II, Royce Yudkoff, Peggy Koenig and Jay Grossman disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein, and the inclusion of the shares reported herein in any Section 16 report by such Reporting Persons shall not be deemed to be an admission of beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported amounts reflect the 1-for-5 reverse stock split effected by the Issuer on July 1, 2024 of its Common stock ("Common Stock").
F2: The reported securities were disposed of in connection with the consummation ("Closing") of the merger (the "Merger") of Issuer and KONA Merger Sub Co., a wholly owned subsidiary of KONA Parent, L. P. ("Parent"). Immediately prior to Closing, and pursuant to certain voting, support and rollover agreements, ABRY Partners VII, L.P. and ABRY Partners VII Co-Investment Fund, L.P. contributed 4,300,157 and 248,042 shares of Common Stock, respectively, to Parent, in exchange for interests in Parent. Upon Closing, each share of Common Stock not held by Parent was cancelled and converted into the right to receive a cash payment of $9.25 per share.
F3: ABRY Partners VII, L.P., ABRY Partners VII Co-Investment Fund, L.P., ABRY Investment Partnership, L.P., ABRY Senior Equity IV, L.P. and ABRY Senior Equity Co-Investment Fund IV, L.P. (collectively, the "ABRY Funds") are managed and/or controlled by ABRY Partners, LLC ("ABRY I") and ABRY Partners II, LLC ("ABRY II") and/or their respective affiliates. ABRY I and ABRY II are investment advisors registered with the SEC. Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and of certain of its affiliates, have the right to exercise investment and voting power on behalf of the ABRY Funds.
F4: Each of ABRY I, ABRY II, Royce Yudkoff, Peggy Koenig and Jay Grossman disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein, and the inclusion of the shares reported herein in any Section 16 report by such Reporting Persons shall not be deemed to be an admission of beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Spok Holdings, Inc
Report date July 26, 2022 · Filed July 29, 2022
Section 16 reporting ended · disclosed 2022-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,125 |
Reported balance
After 2022-07-26 transaction · row 1
1 source rowRow 1 · 2022-07-26 · Grant · Acquired 0 · Balance 68,125 F1: Mr. Yudkoff retired from the Board effective July 26, 2022 |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Yudkoff retired from the Board effective July 26, 2022
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2026 Filed Jul 21, 2026 20:05 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Disposition to issuerCommon Stock | 4,850,587 | $9.25 | $44,867,929.75 |
DisclosureSEC source: 0001193125-26-310287 · ownership.xml · nonDerivative · entry 1 ABRY Partners VII, L.P. · CIK 0001510627 · 10% owner ABRY PARTNERS II, LLC · CIK 0001639414 · 10% owner ABRY Partners VII Co-Investment Fund, L.P. · CIK 0001681304 · 10% owner ABRY INVESTMENT PARTNERSHIP, L.P. · CIK 0001334772 · 10% owner ABRY Senior Equity IV, L.P. · CIK 0001559794 · 10% owner ABRY Senior Equity Co-Investment Fund IV, L.P. · CIK 0001882220 · 10% owner YUDKOFF ROYCE · CIK 0001263584 · 10% owner KOENIG PEGGY · CIK 0001268945 · 10% owner Grossman Jay M. · CIK 0001268944 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: The reported amounts reflect the 1-for-5 reverse stock split effected by the Issuer on July 1, 2024 of its Common stock ("Common Stock"). F2 · price: The reported securities were disposed of in connection with the consummation ("Closing") of the merger (the "Merger") of Issuer and KONA Merger Sub Co., a wholly owned subsidiary of KONA Parent, L. P. ("Parent"). Immediately prior to Closing, and pursuant to certain voting, support and rollover agreements, ABRY Partners VII, L.P. and ABRY Partners VII Co-Investment Fund, L.P. contributed 4,300,157 and 248,042 shares of Common Stock, respectively, to Parent, in exchange for interests in Parent. Upon Closing, each share of Common Stock not held by Parent was cancelled and converted into the right to receive a cash payment of $9.25 per share. F3 · ownership.nature: ABRY Partners VII, L.P., ABRY Partners VII Co-Investment Fund, L.P., ABRY Investment Partnership, L.P., ABRY Senior Equity IV, L.P. and ABRY Senior Equity Co-Investment Fund IV, L.P. (collectively, the "ABRY Funds") are managed and/or controlled by ABRY Partners, LLC ("ABRY I") and ABRY Partners II, LLC ("ABRY II") and/or their respective affiliates. ABRY I and ABRY II are investment advisors registered with the SEC. Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and of certain of its affiliates, have the right to exercise investment and voting power on behalf of the ABRY Funds. F4 · ownership.nature: Each of ABRY I, ABRY II, Royce Yudkoff, Peggy Koenig and Jay Grossman disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein, and the inclusion of the shares reported herein in any Section 16 report by such Reporting Persons shall not be deemed to be an admission of beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Read SEC document |
| July 26, 2022 Filed Jul 29, 2022 20:09 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043492 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,125 F1 · shares: Mr. Yudkoff retired from the Board effective July 26, 2022 Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 20:10 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantDeferred Stock Unit · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058429 · doc4.xml · derivative · entry 2 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,637 Underlying: Deferred Stock Unit · 0 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 20:10 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,468 | $10.22 | $15,002.96 |
DisclosureSEC source: 0001209191-21-058429 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,488 Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:10 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantDeferred Stock Unit · Derivative | 1,169 | $9.62 | $11,245.78 |
DisclosureSEC source: 0001209191-21-044921 · doc4.xml · derivative · entry 2 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,637 Underlying: Deferred Stock Unit · 1,169 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:10 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,559 | $9.62 | $14,997.58 |
DisclosureSEC source: 0001209191-21-044921 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,020 Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:13 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantDeferred Stock Unit · Derivative | 1,072 | $10.49 | $11,245.28 |
DisclosureSEC source: 0001209191-21-024560 · doc4.xml · derivative · entry 2 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,468 Underlying: Deferred Stock Unit · 1,072 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:13 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,430 | $10.49 | $15,000.70 |
DisclosureSEC source: 0001209191-21-024560 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,461 Read SEC document |
| March 05, 2021 Filed Apr 6, 2021 21:01 UTC | Rackspace Technology, Inc. RXT · Entity 1237 | OtherCommon Stock | 157,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-047158 · tm2111157-1_4seq1.xml · nonDerivative · entry 1 ABRY Partners, LLC · CIK 0001268939 · 10% owner DPH 123, LLC · CIK 0001819329 · 10% owner ACE Investment Holdings, LLC · CIK 0001819484 · 10% owner ABRY PARTNERS II, LLC · CIK 0001639414 · 10% owner YUDKOFF ROYCE · CIK 0001263584 · 10% owner KOENIG PEGGY · CIK 0001268945 · 10% owner Grossman Jay M. · CIK 0001268944 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,327,680 F1 · kind: On March 5, 2021, DPH 123, LLC (the "DPH Holder") distributed, for no consideration, a total of 2,692,926 shares of Rackspace Technology, Inc.'s commonstock, par value $0.01 per share, in a distribution in kind (the "Distribution") to its members: (a) 2,535,534 to ABRY Partners VII, L.P., ABRY Partners VII Co-Investment Fund, L.P., ABRY Senior Equity III, L.P., ABRY Senior Equity III Co-Investment Fund, L.P., ABRY Advanced Securities Fund, L.P., ABRY Advanced Securities Fund II, L.P. and ABRY Investment Partnership, L.P. (collectively the "ABRY Funds") and (b) 157,392 to other members not affiliated with the ABRY Funds. F2 · ownership.nature: Following the Distribution, (a) 13,535,037 of the shares reported herein are owned directly in the aggregate by the ABRY Funds, (b) 643 of the shares reported herein are owned directly by DPH Holder and (c) 9,792,000 of the shares reported herein are owned directly by ACE Investment Holdings, LLC. F3 · ownership.nature: The ABRY Funds are entitled to a majority of the votes at any meeting of the board of directors of DPH Holder. The ABRY Funds are managed and/or controlled by ABRY Partners, LLC ("ABRY I") and ABRY Partners II, LLC ("ABRY II") and/or their respective affiliates. (continued in footnote 4) F4 · ownership.nature: (continued from footnote 3) Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Senior Equity III, L.P., ABRY Senior Equity III Co-Investment Fund, L.P., ABRY Advanced Securities Fund, L.P., ABRY Advanced Securities Fund II, L.P. and ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and of certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VII, L.P., and ABRY Partners VII Co-Investment Fund, L.P. F5 · ownership.nature: The board of directors of ACE Investment Holdings, LLC consists of representatives of ABRY Partners VIII, L.P., ABRY Partners VIII Co-Investment Fund, L.P., and ABRY Investment Partnership, L.P. These investment funds are also managed and/or controlled by ABRY I and ABRY II and/or their respective affiliates. Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VIII, L.P. and ABRY Partners VIII Co-Investment Fund, L.P. F6 · ownership.nature: Each of ABRY I, ABRY II, Royce Yudkoff, Peggy Koenig and Jay Grossman disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein, and the inclusion of the shares reported herein in any Section 16 report by such Reporting Persons shall not be deemed to be an admission of beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 01:41 UTC | Rackspace Technology, Inc. RXT · Entity 1237 | OtherCommon Stock | 1,425,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-016144 · tm215787-1_4seq1.xml · nonDerivative · entry 2 ABRY PARTNERS LLC · CIK 0001268939 · 10% owner DPH 123, LLC · CIK 0001819329 · 10% owner ACE Investment Holdings, LLC · CIK 0001819484 · 10% owner ABRY PARTNERS II, LLC · CIK 0001639414 · 10% owner YUDKOFF ROYCE · CIK 0001263584 · 10% owner KOENIG PEGGY · CIK 0001268945 · 10% owner Grossman Jay M. · CIK 0001268944 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,485,072 F2 · kind: On February 4, 2021, DPH Holder distributed, for no consideration, a total of 12,425,395 shares of the Company's Common Stock in a distribution in kind (the "Distribution") to their respective members, including ABRY Partners VII, L.P., ABRY Partners VII Co-Investment Fund, L.P., ABRY Senior Equity III, L.P., ABRY Senior Equity III Co-Investment Fund, L.P., ABRY Advanced Securities Fund, L.P., ABRY Advanced Securities Fund II, L.P. and ABRY Investment Partnership, L.P. (collectively the "ABRY Funds"). F3 · ownership.nature: Following the Distribution, 2,693,569 of the shares reported herein are owned directly by DPH Holder and 10,999,503 of the shares reported herein are owned directly in the aggregate by the ABRY Funds. The remaining 9,792,000 of the shares reported herein are owned directly by ACE Investment Holdings, LLC. F4 · ownership.nature: The ABRY Funds are entitled to a majority of the votes at any meeting of the board of directors of DPH Holder. The ABRY Funds are managed and/or controlled by ABRY Partners, LLC ("ABRY I") and ABRY Partners II, LLC ("ABRY II") and/or their respective affiliates. (continued in footnote 5) F5 · ownership.nature: (continued from footnote 4) Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Senior Equity III, L.P., ABRY Senior Equity III Co-Investment Fund, L.P., Advanced Securities Fund, L.P., ABRY Advanced Securities Fund II, L.P. and ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and of certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VII, L.P., and ABRY Partners VII Co-Investment Fund, L.P. F6 · ownership.nature: The board of directors of ACE Investment Holdings, LLC consists of representatives of ABRY Partners VIII, L.P., ABRY Partners VIII Co-Investment Fund, L.P., and ABRY Investment Partnership, L.P. These investment funds are also managed and/or controlled by ABRY I and ABRY II and/or their respective affiliates. Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VIII, L.P. and ABRY Partners VIII Co-Investment Fund, L.P. F7 · ownership.nature: Each of ABRY I, ABRY II, Royce Yudkoff, Peggy Koenig and Jay Grossman disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein, and the inclusion of the shares reported herein in any Section 16 report by such Reporting Persons shall not be deemed to be an admission of beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Read SEC document |
| February 02, 2021 Filed Feb 9, 2021 01:41 UTC | Rackspace Technology, Inc. RXT · Entity 1237 | GrantCommon Stock | 2,665,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-016144 · tm215787-1_4seq1.xml · nonDerivative · entry 1 ABRY PARTNERS LLC · CIK 0001268939 · 10% owner DPH 123, LLC · CIK 0001819329 · 10% owner ACE Investment Holdings, LLC · CIK 0001819484 · 10% owner ABRY PARTNERS II, LLC · CIK 0001639414 · 10% owner YUDKOFF ROYCE · CIK 0001263584 · 10% owner KOENIG PEGGY · CIK 0001268945 · 10% owner Grossman Jay M. · CIK 0001268944 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,910,964 F1 · kind: On February 2, 2021, Rackspace Technology, Inc. (the "Company") issued 2,665,935 shares (the "Additional Datapipe Shares") of its common stock, par value $0.01 per share ("Common Stock"), to DPH 123, LLC (the "DPH Holder") for no additional consideration from the DPH Holder pursuant to that certain Agreement and Plan of Merger, dated as of September 6, 2017, by and among the Company, certain of the Company's direct and indirect subsidiaries, the DPH Holder (formerly known as Datapipe Holdings, LLC), Datapipe Parent, Inc. ("Datapipe") and certain key stockholders, pursuant to which the Company acquired Datapipe. F3 · ownership.nature: Following the Distribution, 2,693,569 of the shares reported herein are owned directly by DPH Holder and 10,999,503 of the shares reported herein are owned directly in the aggregate by the ABRY Funds. The remaining 9,792,000 of the shares reported herein are owned directly by ACE Investment Holdings, LLC. F4 · ownership.nature: The ABRY Funds are entitled to a majority of the votes at any meeting of the board of directors of DPH Holder. The ABRY Funds are managed and/or controlled by ABRY Partners, LLC ("ABRY I") and ABRY Partners II, LLC ("ABRY II") and/or their respective affiliates. (continued in footnote 5) F5 · ownership.nature: (continued from footnote 4) Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Senior Equity III, L.P., ABRY Senior Equity III Co-Investment Fund, L.P., Advanced Securities Fund, L.P., ABRY Advanced Securities Fund II, L.P. and ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and of certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VII, L.P., and ABRY Partners VII Co-Investment Fund, L.P. F6 · ownership.nature: The board of directors of ACE Investment Holdings, LLC consists of representatives of ABRY Partners VIII, L.P., ABRY Partners VIII Co-Investment Fund, L.P., and ABRY Investment Partnership, L.P. These investment funds are also managed and/or controlled by ABRY I and ABRY II and/or their respective affiliates. Royce Yudkoff, as managing member of ABRY I and sole member of certain of its affiliates, has the right to exercise investment and voting power on behalf of ABRY Investment Partnership, L.P. Peggy Koenig and Jay Grossman, as equal members of ABRY II and certain of its affiliates, have the right to exercise investment and voting power on behalf of ABRY Partners VIII, L.P. and ABRY Partners VIII Co-Investment Fund, L.P. F7 · ownership.nature: Each of ABRY I, ABRY II, Royce Yudkoff, Peggy Koenig and Jay Grossman disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein, and the inclusion of the shares reported herein in any Section 16 report by such Reporting Persons shall not be deemed to be an admission of beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:18 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantDeferred Stock Unit · Derivative | 1,010 | $11.13 | $11,241.30 |
DisclosureSEC source: 0001209191-21-001031 · doc4.xml · derivative · entry 2 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,396 Underlying: Deferred Stock Unit · 1,010 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:18 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,348 | $11.13 | $15,003.24 |
DisclosureSEC source: 0001209191-21-001031 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,031 Read SEC document |
| October 01, 2020 Filed Oct 3, 2020 01:38 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantDeferred Stock Unit · Derivative | 1,183 | $9.51 | $11,250.33 |
DisclosureSEC source: 0001209191-20-053406 · doc4.xml · derivative · entry 2 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,386 Underlying: Deferred Stock Unit · 1,183 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2020 Filed Oct 3, 2020 01:38 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,577 | $9.51 | $14,997.27 |
DisclosureSEC source: 0001209191-20-053406 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,683 Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:26 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantDeferred Stock Unit · Derivative | 1,203 | $9.35 | $11,248.05 |
DisclosureSEC source: 0001209191-20-040312 · doc4.xml · derivative · entry 2 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203 Underlying: Deferred Stock Unit · 1,203 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:26 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,604 | $9.35 | $14,997.40 |
DisclosureSEC source: 0001209191-20-040312 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,106 Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 20:09 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,403 | $10.69 | $14,998.07 |
DisclosureSEC source: 0001209191-20-022092 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,502 Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 21:01 UTC | Spok Holdings, Inc SPOK · Entity 6239 | PurchaseCommon Stock | 5,000 | $10.24 | $51,200.00 |
DisclosureSEC source: 0001209191-20-015063 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,099 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:17 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,226 | $12.23 | $14,993.98 |
DisclosureSEC source: 0001209191-20-000907 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,099 Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:13 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,256 | $11.94 | $14,996.64 |
DisclosureSEC source: 0001209191-19-051643 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,873 Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 20:25 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 997 | $15.04 | $14,994.88 |
DisclosureSEC source: 0001209191-19-039719 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,617 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:08 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,101 | $13.62 | $14,995.62 |
DisclosureSEC source: 0001209191-19-022370 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,620 Read SEC document |
| January 02, 2019 Filed Jan 2, 2019 21:19 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,131 | $13.26 | $14,997.06 |
DisclosureSEC source: 0001209191-19-000265 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,519 Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 20:24 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 974 | $15.40 | $14,999.60 |
DisclosureSEC source: 0001209191-18-052761 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,388 Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 20:17 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 997 | $15.05 | $15,004.85 |
DisclosureSEC source: 0001209191-18-040312 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,414 Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 20:43 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 1,003 | $14.95 | $14,994.85 |
DisclosureSEC source: 0001209191-18-022412 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,417 Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 21:15 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 958 | $15.65 | $14,992.70 |
DisclosureSEC source: 0001209191-18-000183 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,414 Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 20:28 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 977 | $15.35 | $14,996.95 |
DisclosureSEC source: 0001209191-17-054628 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,456 Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 19:05 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 847 | $17.70 | $14,991.90 |
DisclosureSEC source: 0001209191-17-042794 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,479 Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 20:30 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 789 | $19.00 | $14,991.00 |
DisclosureSEC source: 0001209191-17-024176 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,632 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:12 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 723 | $20.75 | $15,002.25 |
DisclosureSEC source: 0001209191-17-002000 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,843 Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 20:48 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantCommon Stock | 842 | $17.82 | $15,004.44 |
DisclosureSEC source: 0001209191-16-143657 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,120 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.