Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Spok Holdings, IncSPOK · Entity 6239 | Chief Information Officer | March 09, 2018 | March 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Spok Holdings, Inc
Report date March 09, 2018 · Filed March 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,298 |
Ending reported balance
After 2018-03-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-03-09 · Exercise / conversion · Acquired 5,940 · Balance 17,844 F1: On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Saine under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP"). F2: RSUs were granted to Mr. Saine under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. Row 2 · 2018-03-09 · Tax withholding · Disposed 2,546 · Balance 15,298 F3: On March 9, 2018 Mr. Saine surrendered 2,546 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 38,659 |
Reported balance
After 2018-03-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-03-09 · Exercise / conversion · Disposed 5,940 · Balance 38,659 F2: RSUs were granted to Mr. Saine under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. F4: On March 9, 2018 5,940 shares vested under the 2015 LTIP. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,719 |
Reported balance
After 2018-03-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-09 · Disposition to issuer · Disposed 5,940 · Balance 32,719 F5: On March 9, 2018, 5,940 shares were forfeited due to performance criteria of the 2015 LTIP not being met. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Saine under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP").
F2: RSUs were granted to Mr. Saine under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.
F3: On March 9, 2018 Mr. Saine surrendered 2,546 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ.
F4: On March 9, 2018 5,940 shares vested under the 2015 LTIP.
F5: On March 9, 2018, 5,940 shares were forfeited due to performance criteria of the 2015 LTIP not being met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2018 Filed Mar 9, 2018 16:17 UTC | Spok Holdings, Inc SPOK · Entity 6239 | Disposition to issuerRestricted Stock Units · Derivative | 5,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018485 · doc4.xml · derivative · entry 4 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,719 Underlying: Common Stock · 5,940 shares Expires not disclosed F5 · derivative.exercise_price: On March 9, 2018, 5,940 shares were forfeited due to performance criteria of the 2015 LTIP not being met. F5 · derivative.exercise_date: On March 9, 2018, 5,940 shares were forfeited due to performance criteria of the 2015 LTIP not being met. F5 · derivative.expiration_date: On March 9, 2018, 5,940 shares were forfeited due to performance criteria of the 2015 LTIP not being met. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 16:17 UTC | Spok Holdings, Inc SPOK · Entity 6239 | Exercise / conversionRestricted Stock Units · Derivative | 5,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018485 · doc4.xml · derivative · entry 3 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,659 Underlying: Common Stock · 5,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs were granted to Mr. Saine under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. F4 · derivative.exercise_date: On March 9, 2018 5,940 shares vested under the 2015 LTIP. F4 · derivative.expiration_date: On March 9, 2018 5,940 shares vested under the 2015 LTIP. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 16:17 UTC | Spok Holdings, Inc SPOK · Entity 6239 | Tax withholdingCommon Stock | 2,546 | $15.90 | $40,481.40 |
DisclosureSEC source: 0001209191-18-018485 · doc4.xml · nonDerivative · entry 2 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,298 F3 · shares: On March 9, 2018 Mr. Saine surrendered 2,546 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 16:17 UTC | Spok Holdings, Inc SPOK · Entity 6239 | Exercise / conversionCommon Stock | 5,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-018485 · doc4.xml · nonDerivative · entry 1 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Saine under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP"). F2 · price: RSUs were granted to Mr. Saine under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantRestricted Stock Units · Derivative | 6,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001018 · doc4.xml · derivative · entry 2 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,599 Underlying: Common Stock · 6,589 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020 F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantRestricted Stock Units · Derivative | 6,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001018 · doc4.xml · derivative · entry 1 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,010 Underlying: Common Stock · 6,589 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020. F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020. F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 17:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | Exercise / conversionRestricted Stock Units · Derivative | 1,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001013 · doc4.xml · derivative · entry 3 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,421 Underlying: Common Stock · 1,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock. F4 · derivative.exercise_date: On December 31, 2017, 1656 shares vested. F4 · derivative.expiration_date: On December 31, 2017, 1656 shares vested. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 17:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | Tax withholdingCommon Stock | 599 | $15.65 | $9,374.35 |
DisclosureSEC source: 0001209191-18-001013 · doc4.xml · nonDerivative · entry 2 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,904 F3 · shares: On December 31, 2017, Mr. Saine surrendered 599 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 29, 2017 as reported on NASDAQ. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 17:00 UTC | Spok Holdings, Inc SPOK · Entity 6239 | Exercise / conversionCommon Stock | 1,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-001013 · doc4.xml · nonDerivative · entry 1 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Saine. F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 16:33 UTC | Spok Holdings, Inc SPOK · Entity 6239 | SaleCommon Stock | 3,000 | $17.30 | $51,900.00 |
DisclosureSEC source: 0001209191-17-058867 · doc4.xml · nonDerivative · entry 1 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,924 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:19 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantRestricted Stock Units · Derivative | 4,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002050 · doc4.xml · derivative · entry 2 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,077 Underlying: Common Stock · 4,969 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units governed by the 2015 LTIP which if not forfeited will convert into shares of common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2017. Vested shares will be delivered to the reporting person upon filing of the Company's respective Form 10-K for the fiscal years ending December 31, 2017, December 31, 2018 and December 31, 2019. F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2017. Vested shares will be delivered to the reporting person upon filing of the Company's respective Form 10-K for the fiscal years ending December 31, 2017, December 31, 2018 and December 31, 2019. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:19 UTC | Spok Holdings, Inc SPOK · Entity 6239 | GrantRestricted Stock Units · Derivative | 4,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002050 · doc4.xml · derivative · entry 1 SAINE TOM · CIK 0001425714 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,108 Underlying: Common Stock · 4,970 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units governed by the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP") which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2015 LTIP are achieved for the year ending December 31, 2019. F1 · derivative.exercise_date: The Restricted Stock Units governed by the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP") which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2015 LTIP are achieved for the year ending December 31, 2019. F1 · derivative.expiration_date: The Restricted Stock Units governed by the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP") which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2015 LTIP are achieved for the year ending December 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.