SPGI

SEC source: 0001225208-12-006584 · doc4.xml · nonDerivative · entry 1

SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,850

F1 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3.

SEC source: 0001225208-12-003162 · doc4.xml · derivative · entry 8

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,332 shares

Expires 2012-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-12-003162 · doc4.xml · derivative · entry 7

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,890 shares

Expires 2012-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-12-003162 · doc4.xml · nonDerivative · entry 6

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,794

SEC source: 0001225208-12-003162 · doc4.xml · nonDerivative · entry 5

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,066

SEC source: 0001225208-12-003162 · doc4.xml · nonDerivative · entry 4

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,734

SEC source: 0001225208-12-003162 · doc4.xml · nonDerivative · entry 3

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,840

SEC source: 0001225208-12-003162 · doc4.xml · nonDerivative · entry 2

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-12-003162 · doc4.xml · nonDerivative · entry 1

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-12-001011 · doc4.xml · nonDerivative · entry 1

Korakis Emmanuel N · CIK 0001449366 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,191

F1 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3.

SEC source: 0001225208-12-001012 · doc4.xml · nonDerivative · entry 1

SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,845

F1 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3.

SEC source: 0001225208-12-001013 · doc4.xml · nonDerivative · entry 1

Teschner Charles L. Jr. · CIK 0001459742 · EVP, Global Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,609

F1 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3.

SEC source: 0001225208-12-001014 · doc4.xml · nonDerivative · entry 1

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,449

F1 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3.

SEC source: 0001225208-12-001071 · doc4.xml · nonDerivative · entry 2

MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,979,302.5858

F2 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3.

SEC source: 0001225208-12-001071 · doc4.xml · nonDerivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998,799.5858

F1 · kind: Includes shares acquired under The McGraw-Hill Companies Dividend Reinvestment Plan.

SEC source: 0001225208-12-000502 · doc4.xml · derivative · entry 2

ASPE PEDRO · CIK 0001196143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,027.9

Underlying: Common Stock · 5,201.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000503 · doc4.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,013.81

Underlying: Common Stock · 2,013.81 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000504 · doc4.xml · derivative · entry 3

LORIMER LINDA KOCH · CIK 0001196154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,090.41

Underlying: Common Stock · 3,043.95 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F3 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F3 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000504 · doc4.xml · nonDerivative · entry 1

LORIMER LINDA KOCH · CIK 0001196154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,499.296

F1 · balance_after: Includes 181.991 shares not previously reported which were acquired under The McGraw-Hill Companies Dividend Reinvestment Plan during 2011 and prior.

SEC source: 0001225208-12-000505 · doc4.xml · derivative · entry 7

MCGRAW ROBERT P · CIK 0001196155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,826.87

Underlying: Common Stock · 2,566.91 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000506 · doc4.xml · derivative · entry 2

OCHOA BRILLEMBOURG HILDA · CIK 0001236470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,530.15

Underlying: Common Stock · 4,802.09 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000507 · doc4.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,302.45

Underlying: Common Stock · 5,830.25 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000508 · doc4.xml · derivative · entry 2

THORNBURGH RICHARD E · CIK 0001369635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164.22

Underlying: Common Stock · 164.22 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000706 · doc4.xml · derivative · entry 2

BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709.37

Underlying: Common Stock · 2,521.54 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000707 · doc4.xml · derivative · entry 2

DAFT DOUGLAS N · CIK 0001019420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,073.97

Underlying: Common Stock · 2,379.36 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000708 · doc4.xml · derivative · entry 2

Rake Michael · CIK 0001420787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,266.63

Underlying: Common Stock · 2,190.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000709 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,115.4

Underlying: Common Stock · 3,547.47 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000710 · doc4.xml · derivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,735.42

Underlying: Common Stock · 2,736.36 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-11-026891 · doc4.xml · nonDerivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998,217.472

SEC source: 0001225208-11-026331 · doc4.xml · nonDerivative · entry 1

THORNBURGH RICHARD E · CIK 0001369635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001225208-11-026149 · doc4.xml · derivative · entry 2

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,098

Underlying: Common Stock · 19,098 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive the cash value of one share of Common Stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest in two equal annual installments beginning March 15, 2012.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest in two equal annual installments beginning March 15, 2012.

SEC source: 0001225208-11-026150 · doc4.xml · derivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,710

Underlying: Common Stock · 16,710 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive the cash value of one share of Common Stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest in two equal annual installments beginning April 15, 2012

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest in two equal annual installments beginning April 15, 2012

SEC source: 0001225208-11-024337 · doc4.xml · nonDerivative · entry 1

Korakis Emmanuel N · CIK 0001449366 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,602

SEC source: 0001225208-12-005117 · doc5.xml · nonDerivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Harold W. McGraw III Trust

Disclosed balance after: 2,213,493.3

F1 · balance_after: The shares were acquired in two gift transactions as a result of distributions from certain family trusts.

SEC source: 0001225208-11-023092 · doc4.xml · nonDerivative · entry 5

MCGRAW ROBERT P · CIK 0001196155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Son

Disclosed balance after: 11,175

F5 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Charles R. McGraw Trust, of which the reporting person is a trustee.

SEC source: 0001225208-11-023092 · doc4.xml · nonDerivative · entry 4

MCGRAW ROBERT P · CIK 0001196155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Daughter 3

Disclosed balance after: 11,175

F4 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Dale P. McGraw Trust, of which the reporting person is a trustee.

SEC source: 0001225208-11-023092 · doc4.xml · nonDerivative · entry 3

MCGRAW ROBERT P · CIK 0001196155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Daughter 2

Disclosed balance after: 11,175

F3 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Anne Li McGraw Trust, of which the reporting person is a trustee.

SEC source: 0001225208-11-023092 · doc4.xml · nonDerivative · entry 2

MCGRAW ROBERT P · CIK 0001196155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Daughter 1

Disclosed balance after: 11,175

F2 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Avery C. McGraw Trust, of which the reporting person is a trustee.

SEC source: 0001225208-11-023092 · doc4.xml · nonDerivative · entry 1

MCGRAW ROBERT P · CIK 0001196155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Robert P. McGraw Trust

Disclosed balance after: 373,389

F1 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Robert P. McGraw Trust, of which the reporting person is a trustee and beneficiary.

SEC source: 0001225208-11-023132 · doc4.xml · nonDerivative · entry 3

MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Son

Disclosed balance after: 87,803

F3 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Harold W. McGraw IV Trust, of which the reporting person is a trustee.

SEC source: 0001225208-11-023132 · doc4.xml · nonDerivative · entry 2

MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Daughter

Disclosed balance after: 87,803

F2 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Megan G. McGraw Trust, of which the reporting person is a trustee.

SEC source: 0001225208-11-023132 · doc4.xml · nonDerivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Harold W. McGraw III Trust

Disclosed balance after: 1,277,739

F1 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Harold W. McGraw III Trust, of which the reporting person is a trustee and beneficiary.

SEC source: 0001225208-11-010915 · doc4.xml · derivative · entry 2

Teschner Charles L. Jr. · CIK 0001459742 · EVP, Global Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,623

Underlying: Common Stock · 39,623 shares

Expires 2021-03-31

F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant.

SEC source: 0001225208-11-010916 · doc4.xml · derivative · entry 2

SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,792

Underlying: Common Stock · 36,792 shares

Expires 2021-03-31

F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant.

SEC source: 0001225208-11-010917 · doc4.xml · derivative · entry 2

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,708

Underlying: Common Stock · 40,708 shares

Expires 2021-03-31

F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant.

SEC source: 0001225208-11-010918 · doc4.xml · derivative · entry 2

Korakis Emmanuel N · CIK 0001449366 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,009

Underlying: Common Stock · 4,009 shares

Expires 2021-03-31

F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant.

SEC source: 0001225208-11-010920 · doc4.xml · derivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,094

Underlying: Common Stock · 40,094 shares

Expires 2021-03-31

F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant.

SEC source: 0001225208-11-010919 · doc4.xml · derivative · entry 2

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,170

Underlying: Common Stock · 47,170 shares

Expires 2021-03-31

F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant.

SEC source: 0001225208-11-011090 · doc4.xml · derivative · entry 2

MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,170

Underlying: Common Stock · 222,170 shares

Expires 2021-03-31

F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant.

SEC source: 0001225208-11-010454 · doc4.xml · nonDerivative · entry 1

VITTOR KENNETH M · CIK 0001189441 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,805