Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.MHFI · Entity 2879 | EVP Corporate Affairs | March 02, 2015 | March 03, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date March 02, 2015 · Filed March 03, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,286 |
Reported balance
After 2015-03-02 transaction · row 1
1 source rowRow 1 · 2015-03-02 · Sale · Disposed 19,917 · Balance 37,286 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.98 · Expires 2020-03-31 | Direct | 16,908 |
Reported balance
Holding disclosure · report date 2015-03-02 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 16,908 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.41 · Expires 2021-03-31 | Direct | 38,546 |
Reported balance
Holding disclosure · report date 2015-03-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 38,546 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.55 · Expires 2023-03-31 | Direct | 16,227 |
Reported balance
Holding disclosure · report date 2015-03-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 16,227 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.81 · Expires 2024-03-31 | Direct | 10,004 |
Reported balance
Holding disclosure · report date 2015-03-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,004 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2015 Filed Mar 3, 2015 16:52 UTC | S&P Global Inc. MHFI · Entity 2879 | SaleCommon Stock | 19,917 | $103.34 | $2,058,314.40 |
DisclosureSEC source: 0001225208-15-006418 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,286 Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 20:34 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $33.98 | $0.00 |
DisclosureSEC source: 0001225208-15-006140 · doc4.xml · derivative · entry 4 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,908 Underlying: Common Stock · 25,000 shares Expires 2020-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 20:34 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 9,374 | $103.49 | $970,115.26 |
DisclosureSEC source: 0001225208-15-006140 · doc4.xml · nonDerivative · entry 3 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,203 Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 20:34 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 8,209 | $103.49 | $849,549.41 |
DisclosureSEC source: 0001225208-15-006140 · doc4.xml · nonDerivative · entry 2 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,577 Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 20:34 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionCommon Stock | 25,000 | $33.98 | $849,500.00 |
DisclosureSEC source: 0001225208-15-006140 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2015 Filed Jan 7, 2015 20:43 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 13,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-000989 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,786 F1 · kind: Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| June 24, 2014 Filed Jun 25, 2014 16:52 UTC | S&P Global Inc. MHFI · Entity 2879 | SaleCommon Stock | 12,139 | $83.30 | $1,011,132.57 |
DisclosureSEC source: 0001225208-14-015569 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,867 Read SEC document |
| June 20, 2014 Filed Jun 24, 2014 14:55 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 40,296 | $0.00 Strike: $21.95 | $0.00 |
DisclosureSEC source: 0001225208-14-015536 · doc4.xml · derivative · entry 4 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,296 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2014 Filed Jun 24, 2014 14:55 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 16,524 | $82.71 | $1,366,700.04 |
DisclosureSEC source: 0001225208-14-015536 · doc4.xml · nonDerivative · entry 3 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,006 Read SEC document |
| June 20, 2014 Filed Jun 24, 2014 14:55 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 10,694 | $82.71 | $884,500.74 |
DisclosureSEC source: 0001225208-14-015536 · doc4.xml · nonDerivative · entry 2 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,530 Read SEC document |
| June 20, 2014 Filed Jun 24, 2014 14:55 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionCommon Stock | 40,296 | $21.95 | $884,497.20 |
DisclosureSEC source: 0001225208-14-015536 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2014 Filed Apr 2, 2014 20:18 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 10,004 | $0.00 Strike: $77.81 | $0.00 |
DisclosureSEC source: 0001225208-14-009694 · doc4.xml · derivative · entry 2 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,004 Underlying: Common Stock · 10,004 shares Expires 2024-03-31 F1 · derivative.exercise_date: The option becomes exercisable 33% on the first anniversary of the grant, 33% on the second anniversary of the grant and 34% on the third anniversary of the grant. Read SEC document |
| February 25, 2014 Filed Feb 26, 2014 21:53 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 9,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-006402 · doc4.xml · nonDerivative · entry 2 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,928 F2 · kind: Withholding of shares of Common Stock under the McGraw Hill Financials 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 25, 2014 Filed Feb 26, 2014 21:53 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantCommon Stock | 20,852 | $79.99 | $1,667,951.48 |
DisclosureSEC source: 0001225208-14-006402 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,750 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| May 02, 2013 Filed May 6, 2013 15:01 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011343 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,898 Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 19:55 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 16,227 | $0.00 Strike: $51.55 | $0.00 |
DisclosureSEC source: 0001225208-13-009019 · doc4.xml · derivative · entry 2 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,227 Underlying: Common Stock · 16,227 shares Expires 2023-03-31 F1 · derivative.exercise_date: The option becomes exercisable 33% on the first anniversary of the grant, 33% on the second anniversary of the grant and 34% on the third anniversary of the grant. Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 16:06 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 26,260 | $45.87 | $1,204,546.20 |
DisclosureSEC source: 0001225208-13-005822 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,897 F1 · shares: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| January 11, 2013 Filed Jan 14, 2013 21:27 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 7,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001416 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,637 F1 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 19:46 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 5,995 | $46.23 | $277,148.85 |
DisclosureSEC source: 0001225208-12-006584 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,850 F1 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| January 06, 2012 Filed Jan 6, 2012 21:07 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 4,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001012 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,845 F1 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| April 01, 2011 Filed Apr 4, 2011 19:53 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 36,792 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0001225208-11-010916 · doc4.xml · derivative · entry 2 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,792 Underlying: Common Stock · 36,792 shares Expires 2021-03-31 F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| February 22, 2011 Filed Feb 24, 2011 19:52 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 17,265 | $38.04 | $656,760.60 |
DisclosureSEC source: 0001225208-11-007100 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,513 F1 · shares: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| April 01, 2010 Filed Apr 5, 2010 13:49 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $35.60 | $0.00 |
DisclosureSEC source: 0001225208-10-009727 · doc4.xml · derivative · entry 2 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2020-03-31 F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| February 23, 2010 Filed Feb 24, 2010 21:03 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 11,320 | $34.30 | $388,276.00 |
DisclosureSEC source: 0001225208-10-005507 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,248 F1 · shares: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| April 01, 2009 Filed Apr 3, 2009 15:35 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 38,462 | $0.00 Strike: $22.99 | $0.00 |
DisclosureSEC source: 0001225208-09-009802 · doc4.xml · derivative · entry 2 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,462 Underlying: Common Stock · 38,462 shares Expires 2019-03-31 F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| March 02, 2009 Filed Mar 3, 2009 19:18 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 13,928 | $17.95 | $250,007.60 |
DisclosureSEC source: 0001225208-09-005720 · doc4.xml · nonDerivative · entry 1 SMYTH D EDWARD I · CIK 0001015848 · EVP, CA & Exec Asst to Chrmn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,928 F1 · kind: Award of stock pursuant to The McGraw-Hill Companies' 2002 Stock Incentive Plan in transaction exempt under and complying with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.