Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionRestricted Stock Units · Derivative | 429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · derivative · entry 5 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 429 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Tax withholdingCommon Stock | 81 | $169.40 | $13,721.40 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · nonDerivative · entry 4 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Tax withholdingCommon Stock | 182 | $169.40 | $30,830.80 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · nonDerivative · entry 3 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionCommon Stock | 191 | $169.40 | $32,355.40 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionCommon Stock | 429 | $169.40 | $72,672.60 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC |
MACKAY ROBERTSVP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · derivative · entry 6 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816 Underlying: Common Stock · 402 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC |
MACKAY ROBERTSVP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 5,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · derivative · entry 5 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: 12/31/2017 F2 · derivative.expiration_date: 12/31/2017 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC |
MACKAY ROBERTSVP and Controller
|
Tax withholdingCommon Stock | 149 | $169.40 | $25,240.60 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · nonDerivative · entry 4 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC |
MACKAY ROBERTSVP and Controller
|
Tax withholdingCommon Stock | 2,014 | $169.40 | $341,171.60 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · nonDerivative · entry 3 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,099 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC |
MACKAY ROBERTSVP and Controller
|
Exercise / conversionCommon Stock | 402 | $169.40 | $68,098.80 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · nonDerivative · entry 2 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC |
MACKAY ROBERTSVP and Controller
|
Exercise / conversionCommon Stock | 5,349 | $169.40 | $906,120.60 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · nonDerivative · entry 1 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:59 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionRestricted Stock Units · Derivative | 306 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000018 · wf-form4_151501317851469.xml · derivative · entry 7 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622 Underlying: Common Stock · 306 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:59 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionRestricted Stock Units · Derivative | 810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000018 · wf-form4_151501317851469.xml · derivative · entry 6 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 810 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:59 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
OtherCommon Stock | 13.63 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000018 · wf-form4_151501317851469.xml · nonDerivative · entry 5 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,381.56 F1 · kind: Shares acquired under SPGI Stock Fund. F2 · balance_after: Includes shares acquired under SPGI Stock Fund. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:59 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Tax withholdingCommon Stock | 112 | $169.40 | $18,972.80 |
DisclosureSEC source: 0000064040-18-000018 · wf-form4_151501317851469.xml · nonDerivative · entry 4 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,367.93 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:59 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Tax withholdingCommon Stock | 342 | $169.40 | $57,934.80 |
DisclosureSEC source: 0000064040-18-000018 · wf-form4_151501317851469.xml · nonDerivative · entry 3 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,479.93 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:59 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionCommon Stock | 306 | $169.40 | $51,836.40 |
DisclosureSEC source: 0000064040-18-000018 · wf-form4_151501317851469.xml · nonDerivative · entry 2 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,821.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:59 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionCommon Stock | 810 | $169.40 | $137,214.00 |
DisclosureSEC source: 0000064040-18-000018 · wf-form4_151501317851469.xml · nonDerivative · entry 1 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,515.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · derivative · entry 6 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,324 Underlying: Common Stock · 4,592 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 13,440 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · derivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested on December 31, 2017. F2 · derivative.expiration_date: The restricted stock units vested on December 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC |
Peterson Douglas L.Director · CEO & President
|
Tax withholdingCommon Stock | 2,444 | $169.40 | $414,013.60 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,850 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC |
Peterson Douglas L.Director · CEO & President
|
Tax withholdingCommon Stock | 6,481 | $169.40 | $1,097,881.40 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,294 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionCommon Stock | 4,592 | $169.40 | $777,884.80 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:01 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionCommon Stock | 13,440 | $169.40 | $2,276,736.00 |
DisclosureSEC source: 0000064040-18-000020 · wf-form4_151501328707404.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC |
SHEARD PAUL JAMESEVP & Chief Economist
|
Exercise / conversionRestricted Stock Units · Derivative | 367 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · derivative · entry 6 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746 Underlying: Common Stock · 367 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC |
SHEARD PAUL JAMESEVP & Chief Economist
|
Exercise / conversionRestricted Stock Units · Derivative | 1,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · derivative · entry 5 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,372 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC |
SHEARD PAUL JAMESEVP & Chief Economist
|
Tax withholdingCommon Stock | 152 | $169.40 | $25,748.80 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · nonDerivative · entry 4 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,980 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC |
SHEARD PAUL JAMESEVP & Chief Economist
|
Tax withholdingCommon Stock | 602 | $169.40 | $101,978.80 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · nonDerivative · entry 3 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,132 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC |
SHEARD PAUL JAMESEVP & Chief Economist
|
Exercise / conversionCommon Stock | 367 | $169.40 | $62,169.80 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · nonDerivative · entry 2 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC |
SHEARD PAUL JAMESEVP & Chief Economist
|
Exercise / conversionCommon Stock | 1,372 | $169.40 | $232,416.80 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · nonDerivative · entry 1 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:05 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000024 · wf-form4_151501351529122.xml · derivative · entry 3 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,797 Underlying: Common Stock · 1,378 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:05 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 605 | $169.40 | $102,487.00 |
DisclosureSEC source: 0000064040-18-000024 · wf-form4_151501351529122.xml · nonDerivative · entry 2 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,594 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:05 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,378 | $169.40 | $233,433.20 |
DisclosureSEC source: 0000064040-18-000024 · wf-form4_151501351529122.xml · nonDerivative · entry 1 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:07 UTC |
NATHAN KRISHNAEVP and CIO
|
Exercise / conversionRestricted Stock Units · Derivative | 498 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000026 · wf-form4_151501360797962.xml · derivative · entry 3 NATHAN KRISHNA · CIK 0001672387 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010 Underlying: Common Stock · 498 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:07 UTC |
NATHAN KRISHNAEVP and CIO
|
Tax withholdingCommon Stock | 211 | $169.40 | $35,743.40 |
DisclosureSEC source: 0000064040-18-000026 · wf-form4_151501360797962.xml · nonDerivative · entry 2 NATHAN KRISHNA · CIK 0001672387 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:07 UTC |
NATHAN KRISHNAEVP and CIO
|
Exercise / conversionCommon Stock | 498 | $169.40 | $84,361.20 |
DisclosureSEC source: 0000064040-18-000026 · wf-form4_151501360797962.xml · nonDerivative · entry 1 NATHAN KRISHNA · CIK 0001672387 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:05 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,386 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-17-000079 · wf-form4_151241433454453.xml · derivative · entry 3 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,967 Underlying: Common Stock · 6,386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/1/2017, 33% on 12/1/2018 and 34% on 12/1/2019. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/1/2017, 33% on 12/1/2018 and 34% on 12/1/2019. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:05 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 3,565 | $166.17 | $592,396.05 |
DisclosureSEC source: 0000064040-17-000079 · wf-form4_151241433454453.xml · nonDerivative · entry 2 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,821 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:05 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 6,386 | $166.17 | $1,061,161.62 |
DisclosureSEC source: 0000064040-17-000079 · wf-form4_151241433454453.xml · nonDerivative · entry 1 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 18:38 UTC |
Peterson Douglas L.Director · CEO & President
|
SaleCommon Stock | 4,000 | $157.79 | $631,160.00 |
DisclosureSEC source: 0000064040-17-000077 · wf-form4_151085747217857.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,743 Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 22:05 UTC |
Geduldig CourtneyEVP, Corp Affairs
|
SaleCommon Stock | 1,404 | $159.38 | $223,769.52 |
DisclosureSEC source: 0000064040-17-000075 · wf-form4_151026508309511.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259 Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:05 UTC |
Geduldig CourtneyEVP, Corp Affairs
|
SaleCommon Stock | 1,596 | $156.50 | $249,774.00 |
DisclosureSEC source: 0000064040-17-000073 · wf-form4_150998434302642.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:44 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-17-000062 · wf-form4_150462984393797.xml · derivative · entry 3 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,162 Underlying: Common Stock · 1,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock unit will vest 33% on 9/1/2017, 33% on 9/1/2018 and 34% on 9/1/2019. F2 · derivative.expiration_date: The restricted stock unit will vest 33% on 9/1/2017, 33% on 9/1/2018 and 34% on 9/1/2019. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:44 UTC |
Kemps Steven JEVP, General Counsel
|
Tax withholdingCommon Stock | 488 | $153.72 | $75,015.36 |
DisclosureSEC source: 0000064040-17-000062 · wf-form4_150462984393797.xml · nonDerivative · entry 2 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:44 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionCommon Stock | 1,065 | $153.72 | $163,711.80 |
DisclosureSEC source: 0000064040-17-000062 · wf-form4_150462984393797.xml · nonDerivative · entry 1 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 13:44 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
SaleCommon Stock | 860 | $151.50 | $130,291.72 |
DisclosureSEC source: 0000064040-17-000056 · wf-form4_150358226712756.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.48 to $151.51, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthin footnote (1) to this Form 4. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 15:54 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionOptions (Right to Buy) · Derivative | 31,207 | $0.00 Strike: $51.55 | $0.00 |
DisclosureSEC source: 0000064040-17-000054 · wf-form4_150307166781180.xml · derivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,207 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 15:54 UTC |
Peterson Douglas L.Director · CEO & President
|
Tax withholdingCommon Stock | 11,432 | $149.97 | $1,714,457.04 |
DisclosureSEC source: 0000064040-17-000054 · wf-form4_150307166781180.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,743 F2 · shares: The number of shares withheld to cover applicable taxes in connection with the option exercised Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 15:54 UTC |
Peterson Douglas L.Director · CEO & President
|
Tax withholdingCommon Stock | 10,727 | $149.97 | $1,608,728.19 |
DisclosureSEC source: 0000064040-17-000054 · wf-form4_150307166781180.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,175 F1 · shares: Shares swapped to pay for the option exercised. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 15:54 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionCommon Stock | 31,207 | $51.55 | $1,608,720.85 |
DisclosureSEC source: 0000064040-17-000054 · wf-form4_150307166781180.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.