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NYSE · USD

SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 4, 2019 01:23 UTC
Manis DimitraChief People Officer
GrantRestricted Stock Units · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000122 · wf-form4_155434098294286.xml · derivative · entry 2

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Common Stock · 1,409 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:25 UTC
Luquette NancySVP, Chief Risk & Audit Exec
GrantRestricted Stock Units · Derivative 634 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000124 · wf-form4_155434110399990.xml · derivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

Underlying: Common Stock · 634 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 22:14 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionOptions (Right to Buy) · Derivative 1,790 $0.00 Strike: $21.95 $0.00
Disclosure

SEC source: 0000064040-19-000098 · wf-form4_155415684947533.xml · derivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,790 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 22:14 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
SaleCommon Stock 1,790 $205.88 $368,525.20
Disclosure

SEC source: 0000064040-19-000098 · wf-form4_155415684947533.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,688.04

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 22:14 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 1,790 $21.95 $39,290.50
Disclosure

SEC source: 0000064040-19-000098 · wf-form4_155415684947533.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,478.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:54 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionOptions (Right to Buy) · Derivative 1,791 $0.00 Strike: $21.95 $0.00
Disclosure

SEC source: 0000064040-19-000092 · wf-form4_155208204665573.xml · derivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790

Underlying: Common Stock · 1,791 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:54 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
OtherCommon Stock 13.5 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000092 · wf-form4_155208204665573.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,688.04

F2 · kind: Shares acquired under SPGI Stock Fund.

F3 · balance_after: Includes shares acquired under SPGI Stock Fund.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:54 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
SaleCommon Stock 1,791 $198.02 $354,653.82
Disclosure

SEC source: 0000064040-19-000092 · wf-form4_155208204665573.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,674.54

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:54 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 1,791 $21.95 $39,312.45
Disclosure

SEC source: 0000064040-19-000092 · wf-form4_155208204665573.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,465.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:58 UTC
BERISFORD JOHN LPresident, S&P Ratings
SaleCommon Stock 324 $202.79 $65,703.96
Disclosure

SEC source: 0000064040-19-000090 · wf-form4_155183390876947.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.73 to $202.87, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:58 UTC
BERISFORD JOHN LPresident, S&P Ratings
SaleCommon Stock 9,345 $202.20 $1,889,559.00
Disclosure

SEC source: 0000064040-19-000090 · wf-form4_155183390876947.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,344

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.71 to $202.67, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:02 UTC
Peterson Douglas L.Director · CEO & President
GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000068 · wf-form4_155140571297988.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,131

F3 · shares: Represents shares that the reporting person donated as a gift to a charitable donor advised fund.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:02 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 31,875 $201.48 $6,422,175.00
Disclosure

SEC source: 0000064040-19-000068 · wf-form4_155140571297988.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,631

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:02 UTC
Peterson Douglas L.Director · CEO & President
GrantCommon Stock 59,891 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000068 · wf-form4_155140571297988.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,506

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:05 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 5,957 $201.48 $1,200,216.36
Disclosure

SEC source: 0000064040-19-000070 · wf-form4_155140590592452.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,689

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:05 UTC
BERISFORD JOHN LPresident, S&P Ratings
GrantCommon Stock 12,476 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000070 · wf-form4_155140590592452.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,646

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:07 UTC
Kemps Steven JEVP, General Counsel
Tax withholdingCommon Stock 4,212 $201.48 $848,633.76
Disclosure

SEC source: 0000064040-19-000072 · wf-form4_155140601804853.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,991

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:07 UTC
Kemps Steven JEVP, General Counsel
GrantCommon Stock 8,497 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000072 · wf-form4_155140601804853.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,203

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:09 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 425 $201.48 $85,629.00
Disclosure

SEC source: 0000064040-19-000074 · wf-form4_155140612666404.xml · nonDerivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,622

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:09 UTC
Craig ChristopherSVP and Controller
GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000074 · wf-form4_155140612666404.xml · nonDerivative · entry 1

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,047

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:10 UTC
Fraenkel MartinPresident, Platts
Tax withholdingCommon Stock 968 $201.48 $195,032.64
Disclosure

SEC source: 0000064040-19-000076 · wf-form4_155140624062961.xml · nonDerivative · entry 2

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,019

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:10 UTC
Fraenkel MartinPresident, Platts
GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000076 · wf-form4_155140624062961.xml · nonDerivative · entry 1

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,987

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:12 UTC
CHEUNG MARTINAPresident, Market Intelligence
Tax withholdingCommon Stock 954 $201.48 $192,211.92
Disclosure

SEC source: 0000064040-19-000078 · wf-form4_155140634908592.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,365

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:12 UTC
CHEUNG MARTINAPresident, Market Intelligence
GrantCommon Stock 2,495 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000078 · wf-form4_155140634908592.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:14 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 1,883 $201.48 $379,386.84
Disclosure

SEC source: 0000064040-19-000080 · wf-form4_155140645488136.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,674.54

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:14 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
GrantCommon Stock 3,993 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000080 · wf-form4_155140645488136.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,557.54

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:16 UTC
Luquette NancySVP, Chief Risk & Audit Exec
Tax withholdingCommon Stock 849 $201.48 $171,056.52
Disclosure

SEC source: 0000064040-19-000082 · wf-form4_155140657390990.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:16 UTC
Luquette NancySVP, Chief Risk & Audit Exec
GrantCommon Stock 2,495 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000082 · wf-form4_155140657390990.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,389

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:20 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 15,794 $201.48 $3,182,175.12
Disclosure

SEC source: 0000064040-19-000084 · wf-form4_155140678519080.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,794

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:20 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GrantCommon Stock 30,449 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000084 · wf-form4_155140678519080.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,588

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:25 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 962 $201.48 $193,823.76
Disclosure

SEC source: 0000064040-19-000086 · wf-form4_155140712650523.xml · nonDerivative · entry 5

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,053

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:25 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock 2,807 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000086 · wf-form4_155140712650523.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,015

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:25 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 1,739 $201.48 $350,373.72
Disclosure

SEC source: 0000064040-19-000086 · wf-form4_155140712650523.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,622

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:25 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock 4,991 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000086 · wf-form4_155140712650523.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,361

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:28 UTC
Cafferillo NicholasChief Technology Officer
Tax withholdingCommon Stock 1,746 $201.48 $351,784.08
Disclosure

SEC source: 0000064040-19-000088 · wf-form4_155140726943083.xml · nonDerivative · entry 2

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,837

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:28 UTC
Cafferillo NicholasChief Technology Officer
GrantCommon Stock 4,991 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000088 · wf-form4_155140726943083.xml · nonDerivative · entry 1

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,583

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:56 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionOptions (Right to Buy) · Derivative 1,791 $0.00 Strike: $21.95 $0.00
Disclosure

SEC source: 0000064040-19-000064 · wf-form4_155010217065607.xml · derivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,581

Underlying: Common Stock · 1,791 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:56 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
OtherCommon Stock 1.94 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000064 · wf-form4_155010217065607.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,564.54

F2 · kind: Shares acquired under SPGI Stock Fund.

F3 · balance_after: Includes shares acquired under SPGI Stock Fund.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:56 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
SaleCommon Stock 1,791 $195.74 $350,570.34
Disclosure

SEC source: 0000064040-19-000064 · wf-form4_155010217065607.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,562.6

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:56 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 1,791 $21.95 $39,312.45
Disclosure

SEC source: 0000064040-19-000064 · wf-form4_155010217065607.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,353.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 23:52 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 1,100 $194.77 $214,247.00
Disclosure

SEC source: 0000064040-19-000062 · wf-form4_155010195883737.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,139

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/29/2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.68 to $194.90, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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February 11, 2019 Filed Feb 13, 2019 23:52 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 2,900 $193.98 $562,542.00
Disclosure

SEC source: 0000064040-19-000062 · wf-form4_155010195883737.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,239

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/29/2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.67 to $194.63, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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January 02, 2019 Filed Jan 4, 2019 23:21 UTC
Alvera MarcoDirector
GrantPhantom Stock Units · Derivative 902.35 $169.85 Strike: $0.00 $153,264.15
Disclosure

SEC source: 0000064040-19-000030 · wf-form4_154664404564205.xml · derivative · entry 2

Alvera Marco · CIK 0001700756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651.31

Underlying: Common Stock · 902.35 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 02, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

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January 02, 2019 Filed Jan 4, 2019 23:23 UTC GrantPhantom Stock Units · Derivative 1,011.1 $169.85 Strike: $0.00 $171,735.34
Disclosure

SEC source: 0000064040-19-000032 · wf-form4_154664418910627.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,996.01

Underlying: Common Stock · 1,011.1 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

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January 02, 2019 Filed Jan 4, 2019 23:25 UTC GrantPhantom Stock Units · Derivative 2,578.33 $169.85 Strike: $0.00 $437,929.35
Disclosure

SEC source: 0000064040-19-000034 · wf-form4_154664433869046.xml · derivative · entry 2

HALDEMAN CHARLES E · CIK 0001202325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,187.98

Underlying: Common Stock · 2,578.33 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

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January 02, 2019 Filed Jan 4, 2019 23:32 UTC GrantPhantom Stock Units · Derivative 904.14 $169.85 Strike: $0.00 $153,568.18
Disclosure

SEC source: 0000064040-19-000036 · wf-form4_154664475724284.xml · derivative · entry 2

Hill Stephanie C. · CIK 0001696020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805.06

Underlying: Common Stock · 904.14 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 02, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

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January 02, 2019 Filed Jan 4, 2019 23:35 UTC GrantPhantom Stock Units · Derivative 907.3 $169.85 Strike: $0.00 $154,104.91
Disclosure

SEC source: 0000064040-19-000038 · wf-form4_154664494131691.xml · derivative · entry 2

Morris Maria R · CIK 0001423154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076.95

Underlying: Common Stock · 907.3 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

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January 02, 2019 Filed Jan 4, 2019 23:38 UTC GrantPhantom Stock Units · Derivative 1,695.29 $169.85 Strike: $0.00 $287,945.01
Disclosure

SEC source: 0000064040-19-000040 · wf-form4_154664509366642.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,869.67

Underlying: Common Stock · 1,695.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

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January 02, 2019 Filed Jan 4, 2019 23:49 UTC
Rake MichaelDirector
GrantPhantom Stock Units · Derivative 1,347.69 $169.85 Strike: $0.00 $228,905.15
Disclosure

SEC source: 0000064040-19-000044 · wf-form4_154664577242257.xml · derivative · entry 2

Rake Michael · CIK 0001420787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,981.72

Underlying: Common Stock · 1,347.69 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

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January 02, 2019 Filed Jan 4, 2019 23:52 UTC GrantPhantom Stock Units · Derivative 1,007.47 $169.85 Strike: $0.00 $171,118.78
Disclosure

SEC source: 0000064040-19-000046 · wf-form4_154664591430224.xml · derivative · entry 2

THORNBURGH RICHARD E · CIK 0001369635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,684.06

Underlying: Common Stock · 1,007.47 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.