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NYSE · USD

SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2019 Filed Aug 29, 2019 22:50 UTC
Geduldig CourtneyEVP, Public Affairs
SaleCommon Stock 71 $256.38 $18,202.98
Disclosure

SEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.34 to $256.76, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 22:50 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 272 $256.76 $69,838.72
Disclosure

SEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,082

Read SEC document
August 27, 2019 Filed Aug 29, 2019 22:50 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionCommon Stock 437 $77.81 $34,002.97
Disclosure

SEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2019 Filed Nov 22, 2023 22:28 UTC
Craig ChristopherSVP and Controller
SaleCommon Stock 394 $257.50 $101,455.00
Disclosure

SEC source: 0000064040-23-000199 · wk-form4_1700692083.xml · nonDerivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,577

Read SEC document
August 22, 2019 Filed Nov 22, 2023 22:28 UTC
Craig ChristopherSVP and Controller
SaleCommon Stock 1,606 $263.42 $423,052.52
Disclosure

SEC source: 0000064040-23-000199 · wk-form4_1700692083.xml · nonDerivative · entry 1

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,971

Read SEC document
August 16, 2019 Filed Aug 20, 2019 20:31 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 600 $255.75 $153,450.00
Disclosure

SEC source: 0000064040-19-000176 · wf-form4_156633306878261.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.62 to $255.99, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 20:31 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 5,400 $254.73 $1,375,542.00
Disclosure

SEC source: 0000064040-19-000176 · wf-form4_156633306878261.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,731

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.62 to $255.47, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 18:43 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionOptions (Right to Buy) · Derivative 1,007 $0.00 Strike: $24.23 $0.00
Disclosure

SEC source: 0000064040-19-000174 · wf-form4_156598097784142.xml · derivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,007 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 18:43 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
SaleCommon Stock 1,007 $254.46 $256,241.22
Disclosure

SEC source: 0000064040-19-000174 · wf-form4_156598097784142.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,361

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 18:43 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 1,007 $24.23 $24,399.61
Disclosure

SEC source: 0000064040-19-000174 · wf-form4_156598097784142.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 23:21 UTC
Cafferillo NicholasChief Technology Officer
SaleCommon Stock 1,528 $253.55 $387,424.40
Disclosure

SEC source: 0000064040-19-000172 · wf-form4_156539288446680.xml · nonDerivative · entry 2

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,926

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.41 to $253.72, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 23:21 UTC
Cafferillo NicholasChief Technology Officer
SaleCommon Stock 8,383 $252.84 $2,119,557.72
Disclosure

SEC source: 0000064040-19-000172 · wf-form4_156539288446680.xml · nonDerivative · entry 1

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,454

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.35 to $253.32, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:17 UTC
Kemps Steven JEVP, General Counsel
SaleCommon Stock 200 $250.01 $50,002.00
Disclosure

SEC source: 0000064040-19-000168 · wf-form4_156520903821247.xml · nonDerivative · entry 3

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:17 UTC
Kemps Steven JEVP, General Counsel
SaleCommon Stock 4,849 $250.00 $1,212,250.00
Disclosure

SEC source: 0000064040-19-000168 · wf-form4_156520903821247.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,691

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:17 UTC
Kemps Steven JEVP, General Counsel
SaleCommon Stock 451 $248.50 $112,073.50
Disclosure

SEC source: 0000064040-19-000168 · wf-form4_156520903821247.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:12 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000166 · wf-form4_156503952769842.xml · derivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and 33% on 08/01/2019 and the remaining 34% will vest on 08/01/2020.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and 33% on 08/01/2019 and the remaining 34% will vest on 08/01/2020.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:12 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Tax withholdingCommon Stock 366 $257.22 $94,142.52
Disclosure

SEC source: 0000064040-19-000166 · wf-form4_156503952769842.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,775

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:12 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionCommon Stock 1,067 $257.22 $274,453.74
Disclosure

SEC source: 0000064040-19-000166 · wf-form4_156503952769842.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:25 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionOptions (Right to Buy) · Derivative 1,007 $0.00 Strike: $24.23 $0.00
Disclosure

SEC source: 0000064040-19-000157 · wf-form4_156288389341890.xml · derivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Underlying: Common Stock · 1,007 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:25 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
OtherCommon Stock 5.39 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000157 · wf-form4_156288389341890.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,721.39

F2 · kind: Shares acquired under SPGI Stock Fund.

F3 · balance_after: Includes shares acquired under SPGI Stock Fund.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:25 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
SaleCommon Stock 1,007 $230.44 $232,053.08
Disclosure

SEC source: 0000064040-19-000157 · wf-form4_156288389341890.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,716

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:25 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 1,007 $24.23 $24,399.61
Disclosure

SEC source: 0000064040-19-000157 · wf-form4_156288389341890.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 16:41 UTC
Manis DimitraChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000150 · wf-form4_155966644807664.xml · derivative · entry 3

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,341

Underlying: Common Stock · 1,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,494 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 06/01/2019 and will vest 33% on 06/01/2020 and 34% on 06/01/2021.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,494 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 06/01/2019 and will vest 33% on 06/01/2020 and 34% on 06/01/2021.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 16:41 UTC
Manis DimitraChief People Officer
Tax withholdingCommon Stock 441 $213.88 $94,321.08
Disclosure

SEC source: 0000064040-19-000150 · wf-form4_155966644807664.xml · nonDerivative · entry 2

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949

Read SEC document
June 01, 2019 Filed Jun 4, 2019 16:41 UTC
Manis DimitraChief People Officer
Exercise / conversionCommon Stock 1,153 $213.88 $246,603.64
Disclosure

SEC source: 0000064040-19-000150 · wf-form4_155966644807664.xml · nonDerivative · entry 1

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 17, 2019 16:18 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 4,300 $211.25 $908,375.00
Disclosure

SEC source: 0000064040-19-000148 · wf-form4_155810990303148.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.89 to $211.79, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
May 15, 2019 Filed May 17, 2019 16:18 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 1,700 $210.41 $357,697.00
Disclosure

SEC source: 0000064040-19-000148 · wf-form4_155810990303148.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,431

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.85 to $210.80, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 14, 2019 Filed May 16, 2019 16:19 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000146 · wf-form4_155802357484700.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,294

F1 · shares: Represents shares donated by the reporting person to a charitable donor advised fund.

Read SEC document
May 10, 2019 Filed May 14, 2019 18:40 UTC
Rake MichaelDirector
GrantPhantom Stock Units · Derivative 375.65 $214.33 Strike: $0.00 $80,513.06
Disclosure

SEC source: 0000064040-19-000144 · wf-form4_155785920038627.xml · derivative · entry 2

Rake Michael · CIK 0001420787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,357.37

Underlying: Common Stock · 375.65 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on May 10, 2019, the first business day following the day Sir Michael Rake ceased to be a director of the S&P Global board.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock following such time as the reporting person ceases to be a director. Sir Michael Rake's service as a director of the S&P Global board ceased on May 9, 2019.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock following such time as the reporting person ceases to be a director. Sir Michael Rake's service as a director of the S&P Global board ceased on May 9, 2019.

Read SEC document
May 07, 2019 Filed May 9, 2019 12:48 UTC
Luquette NancySVP, Chief Risk & Audit Exec
SaleCommon Stock 2,000 $216.85 $433,700.00
Disclosure

SEC source: 0000064040-19-000138 · wf-form4_155740611718823.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340

Read SEC document
May 07, 2019 Filed May 9, 2019 12:48 UTC
Luquette NancySVP, Chief Risk & Audit Exec
SaleCommon Stock 200 $216.84 $43,368.00
Disclosure

SEC source: 0000064040-19-000138 · wf-form4_155740611718823.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Read SEC document
May 07, 2019 Filed May 9, 2019 12:52 UTC
Geduldig CourtneyEVP, Public Affairs
SaleCommon Stock 1,400 $217.57 $304,598.00
Disclosure

SEC source: 0000064040-19-000140 · wf-form4_155740632373219.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,653

F1 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.

Read SEC document
May 07, 2019 Filed May 9, 2019 12:52 UTC
Geduldig CourtneyEVP, Public Affairs
SaleCommon Stock 2,705 $217.57 $588,526.85
Disclosure

SEC source: 0000064040-19-000140 · wf-form4_155740632373219.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917

Read SEC document
May 06, 2019 Filed May 8, 2019 18:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 2,026 $217.30 $440,249.80
Disclosure

SEC source: 0000064040-19-000136 · wf-form4_155734103732622.xml · nonDerivative · entry 4

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,794

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/29/2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.94 to $217.52, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

Read SEC document
May 06, 2019 Filed May 8, 2019 18:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 1,300 $216.28 $281,164.00
Disclosure

SEC source: 0000064040-19-000136 · wf-form4_155734103732622.xml · nonDerivative · entry 3

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,820

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/29/2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.93 to $216.89, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
May 06, 2019 Filed May 8, 2019 18:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 1,574 $215.38 $339,008.12
Disclosure

SEC source: 0000064040-19-000136 · wf-form4_155734103732622.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,120

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/29/2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.21 to $215.70, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
May 06, 2019 Filed May 8, 2019 18:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 3,100 $214.30 $664,330.00
Disclosure

SEC source: 0000064040-19-000136 · wf-form4_155734103732622.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,694

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/29/2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.90 to $214.86, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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April 01, 2019 Filed Apr 4, 2019 01:02 UTC
Cafferillo NicholasChief Technology Officer
GrantRestricted Stock Units · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000100 · wf-form4_155433970460027.xml · derivative · entry 3

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Common Stock · 1,409 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:06 UTC
Geduldig CourtneyEVP, Public Affairs
GrantRestricted Stock Units · Derivative 493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000104 · wf-form4_155433995157168.xml · derivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 493

Underlying: Common Stock · 493 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:06 UTC
Geduldig CourtneyEVP, Public Affairs
GrantRestricted Stock Units · Derivative 705 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000104 · wf-form4_155433995157168.xml · derivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705

Underlying: Common Stock · 705 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:04 UTC
Kemps Steven JEVP, General Counsel
GrantRestricted Stock Units · Derivative 1,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000102 · wf-form4_155433984415146.xml · derivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 1,550 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:07 UTC
Craig ChristopherSVP and Controller
GrantRestricted Stock Units · Derivative 352 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000106 · wf-form4_155434005767657.xml · derivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352

Underlying: Common Stock · 352 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:09 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 3,523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000108 · wf-form4_155434017271931.xml · derivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,523

Underlying: Common Stock · 3,523 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:11 UTC
BERISFORD JOHN LPresident, S&P Ratings
GrantRestricted Stock Units · Derivative 2,114 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000110 · wf-form4_155434028780898.xml · derivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114

Underlying: Common Stock · 2,114 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 2,114 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 2,114 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:13 UTC
Peterson Douglas L.Director · CEO & President
GrantRestricted Stock Units · Derivative 11,273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000112 · wf-form4_155434040545232.xml · derivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

Underlying: Common Stock · 11,273 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:15 UTC
Kocherlakota Sitarama SwamyChief Information Officer
GrantRestricted Stock Units · Derivative 916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000114 · wf-form4_155434052919344.xml · derivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916

Underlying: Common Stock · 916 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:17 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
GrantRestricted Stock Units · Derivative 789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000116 · wf-form4_155434064693299.xml · derivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789

Underlying: Common Stock · 789 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:17 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
OtherCommon Stock 27.96 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000116 · wf-form4_155434064693299.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,716

F1 · kind: Shares acquired under SPGI Stock Fund.

F2 · balance_after: Includes shares acquired under SPGI Stock Fund.

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April 01, 2019 Filed Apr 4, 2019 01:19 UTC
CHEUNG MARTINAPresident, Market Intelligence
GrantRestricted Stock Units · Derivative 1,585 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000118 · wf-form4_155434076356870.xml · derivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585

Underlying: Common Stock · 1,585 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:21 UTC
Fraenkel MartinPresident, Platts
GrantRestricted Stock Units · Derivative 1,585 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000120 · wf-form4_155434087426879.xml · derivative · entry 2

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585

Underlying: Common Stock · 1,585 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.