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SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 6, 2021 01:21 UTC
Kemps Steven JEVP, General Counsel
GrantRestricted Stock Units · Derivative 1,034 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000108 · wf-form4_161767203295685.xml · derivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,034 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:24 UTC
Kocherlakota Sitarama SwamyChief Information Officer
GrantRestricted Stock Units · Derivative 1,034 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000111 · wf-form4_161767219855984.xml · derivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,034 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:25 UTC
Saha SaugataPresident, S&P Global Platts
GrantRestricted Stock Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000112 · wf-form4_161767225657385.xml · derivative · entry 2

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075

Underlying: Common Stock · 1,075 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:26 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock · Derivative 310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000113 · wf-form4_161767229441490.xml · derivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

F2 · derivative.exercise_date: The reporting person's spouse was granted 310 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person's spouse was granted 310 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 6,495 $332.94 $2,162,445.30
Disclosure

SEC source: 0000064040-21-000069 · wf-form4_161489912951568.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,767

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GrantCommon Stock 12,202 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000069 · wf-form4_161489912951568.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,262

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:07 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 19,468 $332.94 $6,481,675.92
Disclosure

SEC source: 0000064040-21-000071 · wf-form4_161489925449401.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,411

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:07 UTC
Peterson Douglas L.Director · CEO & President
GrantCommon Stock 36,579 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000071 · wf-form4_161489925449401.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,879

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:09 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 3,811 $332.94 $1,268,834.34
Disclosure

SEC source: 0000064040-21-000073 · wf-form4_161489934831719.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,793

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:09 UTC
BERISFORD JOHN LPresident, S&P Ratings
GrantCommon Stock 8,045 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000073 · wf-form4_161489934831719.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,604

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:11 UTC
CHEUNG MARTINAPresident, Market Intelligence
Tax withholdingCommon Stock 914 $332.94 $304,307.16
Disclosure

SEC source: 0000064040-21-000075 · wf-form4_161489947219643.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,242

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:11 UTC
CHEUNG MARTINAPresident, Market Intelligence
GrantCommon Stock 2,145 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000075 · wf-form4_161489947219643.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:13 UTC
Kemps Steven JEVP, General Counsel
Tax withholdingCommon Stock 2,643 $332.94 $879,960.42
Disclosure

SEC source: 0000064040-21-000077 · wf-form4_161489960190536.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,735

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:13 UTC
Kemps Steven JEVP, General Counsel
GrantCommon Stock 5,631 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000077 · wf-form4_161489960190536.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,378

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:16 UTC
Manis DimitraChief People Officer
Tax withholdingCommon Stock 2,029 $332.94 $675,535.26
Disclosure

SEC source: 0000064040-21-000079 · wf-form4_161489978187810.xml · nonDerivative · entry 2

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:16 UTC
Manis DimitraChief People Officer
GrantCommon Stock 4,247 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000079 · wf-form4_161489978187810.xml · nonDerivative · entry 1

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,126

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:18 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Tax withholdingCommon Stock 1,017 $332.94 $338,599.98
Disclosure

SEC source: 0000064040-21-000081 · wf-form4_161489990461461.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,218

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:18 UTC
Kocherlakota Sitarama SwamyChief Information Officer
GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000081 · wf-form4_161489990461461.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,235

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:20 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 239 $332.94 $79,572.66
Disclosure

SEC source: 0000064040-21-000083 · wf-form4_161490003024706.xml · nonDerivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,020

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:20 UTC
Craig ChristopherSVP and Controller
GrantCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000083 · wf-form4_161490003024706.xml · nonDerivative · entry 1

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,259

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:22 UTC
Saha SaugataPresident, S&P Global Platts
Tax withholdingCommon Stock 456 $332.94 $151,820.64
Disclosure

SEC source: 0000064040-21-000085 · wf-form4_161490012763861.xml · nonDerivative · entry 2

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:22 UTC
Saha SaugataPresident, S&P Global Platts
GrantCommon Stock 1,341 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000085 · wf-form4_161490012763861.xml · nonDerivative · entry 1

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:27 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 659 $332.94 $219,407.46
Disclosure

SEC source: 0000064040-21-000089 · wf-form4_161490045879718.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,250

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:27 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000089 · wf-form4_161490045879718.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,909

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:27 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 816 $332.94 $271,679.04
Disclosure

SEC source: 0000064040-21-000089 · wf-form4_161490045879718.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,173

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:27 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000089 · wf-form4_161490045879718.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,989

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:25 UTC
Luquette NancyEVP, Chief Risk Officer
Tax withholdingCommon Stock 548 $332.94 $182,451.12
Disclosure

SEC source: 0000064040-21-000087 · wf-form4_161490030777504.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:25 UTC
Luquette NancyEVP, Chief Risk Officer
GrantCommon Stock 1,608 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000087 · wf-form4_161490030777504.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:22 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 2,300 $342.00 $786,600.00
Disclosure

SEC source: 0000064040-21-000067 · wf-form4_161369413425244.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,300

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:22 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 1,006 $340.80 $342,844.80
Disclosure

SEC source: 0000064040-21-000067 · wf-form4_161369413425244.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,600

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.33 to $341.03, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:22 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 3,694 $339.85 $1,255,405.90
Disclosure

SEC source: 0000064040-21-000067 · wf-form4_161369413425244.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,606

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.31 to $340.30, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 17:47 UTC
Saha SaugataPresident, S&P Global Platts
GrantRestricted Stock Units · Derivative 4,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000053 · wf-form4_161237442456504.xml · derivative · entry 2

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,661

Underlying: Common Stock · 4,661 shares

Expires 2024-02-01

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.

F2 · derivative.expiration_date: The reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:10 UTC
Alvera MarcoDirector
GrantPhantom Stock Units · Derivative 502.04 $333.25 Strike: $0.00 $167,304.83
Disclosure

SEC source: 0000064040-21-000027 · wf-form4_160997464258629.xml · derivative · entry 2

Alvera Marco · CIK 0001700756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747.5

Underlying: Common Stock · 502.04 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:21 UTC GrantPhantom Stock Units · Derivative 487.86 $333.25 Strike: $0.00 $162,579.35
Disclosure

SEC source: 0000064040-21-000029 · wf-form4_160997529772657.xml · derivative · entry 2

William Amelio J. · CIK 0001179971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970.7

Underlying: Common Stock · 487.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:25 UTC GrantPhantom Stock Units · Derivative 581.45 $333.25 Strike: $0.00 $193,768.21
Disclosure

SEC source: 0000064040-21-000031 · wf-form4_160997551704872.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,701.88

Underlying: Common Stock · 581.45 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:32 UTC GrantPhantom Stock Units · Derivative 1,330.96 $333.25 Strike: $0.00 $443,542.42
Disclosure

SEC source: 0000064040-21-000033 · wf-form4_160997592797905.xml · derivative · entry 2

HALDEMAN CHARLES E · CIK 0001202325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,207.72

Underlying: Common Stock · 1,330.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:34 UTC GrantPhantom Stock Units · Derivative 503.29 $333.25 Strike: $0.00 $167,721.39
Disclosure

SEC source: 0000064040-21-000035 · wf-form4_160997606142966.xml · derivative · entry 2

Hill Stephanie C. · CIK 0001696020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,903.76

Underlying: Common Stock · 503.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:37 UTC GrantPhantom Stock Units · Derivative 505.49 $333.25 Strike: $0.00 $168,454.54
Disclosure

SEC source: 0000064040-21-000037 · wf-form4_160997622060809.xml · derivative · entry 2

Leroux Monique F. · CIK 0001686366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180.08

Underlying: Common Stock · 505.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:39 UTC GrantPhantom Stock Units · Derivative 525.33 $333.25 Strike: $0.00 $175,066.22
Disclosure

SEC source: 0000064040-21-000039 · wf-form4_160997632748574.xml · derivative · entry 2

Jacoby Rebecca · CIK 0001623506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667.45

Underlying: Common Stock · 525.33 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:42 UTC GrantPhantom Stock Units · Derivative 505.49 $333.25 Strike: $0.00 $168,454.54
Disclosure

SEC source: 0000064040-21-000041 · wf-form4_160997651960340.xml · derivative · entry 2

Morris Maria R · CIK 0001423154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180.08

Underlying: Common Stock · 505.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:44 UTC GrantPhantom Stock Units · Derivative 1,079.75 $333.25 Strike: $0.00 $359,826.69
Disclosure

SEC source: 0000064040-21-000043 · wf-form4_160997665647873.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,162.82

Underlying: Common Stock · 1,079.75 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:13 UTC GrantPhantom Stock Units · Derivative 1,020.43 $333.25 Strike: $0.00 $340,058.30
Disclosure

SEC source: 0000064040-21-000045 · wf-form4_160997841412289.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,038.49

Underlying: Common Stock · 1,020.43 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:15 UTC GrantPhantom Stock Units · Derivative 575.28 $333.25 Strike: $0.00 $191,712.06
Disclosure

SEC source: 0000064040-21-000047 · wf-form4_160997851103512.xml · derivative · entry 2

THORNBURGH RICHARD E · CIK 0001369635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,927.59

Underlying: Common Stock · 575.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:17 UTC GrantPhantom Stock Units · Derivative 160.36 $333.25 Strike: $0.00 $53,439.97
Disclosure

SEC source: 0000064040-21-000049 · wf-form4_160997861787405.xml · derivative · entry 1

Livingston Ian Paul · CIK 0001825723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160.36

Underlying: Common Stock · 160.36 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:31 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 3,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · derivative · entry 9

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:31 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 3,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · derivative · entry 8

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,833

Underlying: Common Stock · 3,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:31 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 3,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · derivative · entry 7

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,720

Underlying: Common Stock · 3,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:31 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 1,549 $328.73 $509,202.77
Disclosure

SEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · nonDerivative · entry 6

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,300

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:31 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionCommon Stock 3,727 $328.73 $1,225,176.71
Disclosure

SEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:31 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 1,980 $328.73 $650,885.40
Disclosure

SEC source: 0000064040-21-000002 · wf-form4_160989666392929.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,122

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.