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SPB

Spectrum Brands Holdings, Inc.

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4515
SEC CIK
0000109177
Parsed reports
196

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 17, 2021 22:21 UTC
Maura David MDirector · Executive Chairman and CEO
GrantCommon Stock 15,817 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000103 · wf-form4_163977967179298.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,398

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 6, 2024 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:21 UTC GrantCommon Stock 6,444 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000104 · wf-form4_163977969156481.xml · nonDerivative · entry 1

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lewis Revocable Trust

Disclosed balance after: 68,341

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 6, 2024 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:20 UTC
Zargar EhsanEVP, GC & Corporate Secretary
GrantCommon Stock 4,687 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000102 · wf-form4_163977962275064.xml · nonDerivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,091

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 6, 2024 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:20 UTC
Patel GautamDirector
GrantCommon Stock 2,441 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000101 · wf-form4_163977959973266.xml · nonDerivative · entry 1

Patel Gautam · CIK 0001738054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,974

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2022 if the Reporting Person is a director of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:19 UTC GrantCommon Stock 1,528 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000100 · wf-form4_163977957853804.xml · nonDerivative · entry 1

Campbell Leslie Lloyd · CIK 0001857303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2022 if the Reporting Person is a director of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:19 UTC GrantCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000099 · wf-form4_163977954882746.xml · nonDerivative · entry 1

Smeltser Jeremy W · CIK 0001462723 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,369

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 6, 2024 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:19 UTC
Rovit Hugh RDirector
GrantCommon Stock 2,246 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000098 · wf-form4_163977952607473.xml · nonDerivative · entry 1

Rovit Hugh R · CIK 0001311214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,693

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2022 if the Reporting Person is a director of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:18 UTC
Karpel Daniel LVP, Corporate Controller & CAO
GrantCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000097 · wf-form4_163977948410897.xml · nonDerivative · entry 1

Karpel Daniel L · CIK 0001586485 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,853

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest one-third on each of December 5, 2022, December 4, 2023, and December 6, 2024, respectively, if the Reporting Person is an employee of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:17 UTC GrantCommon Stock 1,416 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000096 · wf-form4_163977946104616.xml · nonDerivative · entry 1

POLISTINA TERRY · CIK 0001231601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,632

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2022 if the Reporting Person is a director of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:17 UTC GrantCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000094 · wf-form4_163977940975526.xml · nonDerivative · entry 1

Chow Joan Kai · CIK 0001390709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2022 if the Reporting Person is a director of the Issuer on such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:17 UTC
Long RebeckahSVP & Global HR
GrantCommon Stock 1,435 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000095 · wf-form4_163977943471733.xml · nonDerivative · entry 1

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,777

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 6, 2024 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 15:15 UTC
Karpel Daniel LVP, Corporate Controller & CAO
Tax withholdingCommon Stock 287 $99.97 $28,691.39
Disclosure

SEC source: 0000109177-21-000069 · wf-form4_163897649361385.xml · nonDerivative · entry 1

Karpel Daniel L · CIK 0001586485 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633

F1 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.

F2 · balance_after: On December 22, 2020 the Reporting Person was awarded 1,920 time based restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest one-third on December 6, 2021, one-third on December 5, 2022, and one-third on December 4, 2023 if the Reporting Person is an employee of the Issuer on such dates. As of December 6, 2021, 640 restricted stock units have vested and 1,280 restricted stock units remain unvested.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:57 UTC
Long RebeckahSVP & Global HR
Exercise / conversionRestricted Stock Units · Derivative 1,658 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000068 · wf-form4_163891784908851.xml · derivative · entry 3

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On September 9, 2019, the reporting person was granted 1,658 time based restricted stock units which vested on December 3, 2021.

F4 · derivative.expiration_date: On September 9, 2019, the reporting person was granted 1,658 time based restricted stock units which vested on December 3, 2021.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:57 UTC
Long RebeckahSVP & Global HR
Tax withholdingCommon Stock 2,907 $99.00 $287,793.00
Disclosure

SEC source: 0000109177-21-000068 · wf-form4_163891784908851.xml · nonDerivative · entry 2

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,342

F3 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:57 UTC
Long RebeckahSVP & Global HR
Exercise / conversionCommon Stock 6,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000109177-21-000068 · wf-form4_163891784908851.xml · nonDerivative · entry 1

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes both time based (1,658) and performance based (4,836) restricted stock units that vested on December 3, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:57 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 10,613 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000067 · wf-form4_163891782970043.xml · derivative · entry 3

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 10,613 time based restricted stock units which vested on December 3, 2021.

F4 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 10,613 time based restricted stock units which vested on December 3, 2021.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:57 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Tax withholdingCommon Stock 20,472 $99.00 $2,026,728.00
Disclosure

SEC source: 0000109177-21-000067 · wf-form4_163891782970043.xml · nonDerivative · entry 2

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,404

F3 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:57 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Exercise / conversionCommon Stock 41,566 Not disclosed Not disclosed
Disclosure

SEC source: 0000109177-21-000067 · wf-form4_163891782970043.xml · nonDerivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes both time based (10,613) and performance based (30,953) restricted stock units that vested on December 3, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:57 UTC Exercise / conversionRestricted Stock Units · Derivative 9,949 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000066 · wf-form4_163891780996270.xml · derivative · entry 3

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 9,949 time based restricted stock units which vested on December 3, 2021.

F4 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 9,949 time based restricted stock units which vested on December 3, 2021.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:57 UTC Tax withholdingCommon Stock 17,439 $99.00 $1,726,461.00
Disclosure

SEC source: 0000109177-21-000066 · wf-form4_163891780996270.xml · nonDerivative · entry 2

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lewis Revocable Trust

Disclosed balance after: 61,897

F3 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:57 UTC Exercise / conversionCommon Stock 38,968 Not disclosed Not disclosed
Disclosure

SEC source: 0000109177-21-000066 · wf-form4_163891780996270.xml · nonDerivative · entry 1

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lewis Revocable Trust

Disclosed balance after: 79,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes both time based (9,949) and performance based (29,019) restricted stock units that vested on December 3, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:56 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 35,817 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000065 · wf-form4_163891774793269.xml · derivative · entry 3

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 35,817 time based restricted stock units which vested on December 3, 2021.

F4 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 35,817 time based restricted stock units which vested on December 3, 2021.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:56 UTC
Maura David MDirector · Executive Chairman and CEO
Tax withholdingCommon Stock 55,202 $99.00 $5,464,998.00
Disclosure

SEC source: 0000109177-21-000065 · wf-form4_163891774793269.xml · nonDerivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,391

F3 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:56 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 140,283 Not disclosed Not disclosed
Disclosure

SEC source: 0000109177-21-000065 · wf-form4_163891774793269.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes both time based (35,817) and performance based (104,466) restricted stock units that vested on December 3, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:36 UTC GiftCommon Stock 40,368 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000052 · wf-form4_163217377563126.xml · nonDerivative · entry 2

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lewis Revocable Trust

Disclosed balance after: 40,368

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:36 UTC GiftCommon Stock 40,368 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000052 · wf-form4_163217377563126.xml · nonDerivative · entry 1

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,138

F1 · shares: In connection with ordinary tax and estate planning, on September 17, 2021, Mr. Lewis transferred these shares to the Lewis Revocable Trust.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:56 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 60,294 $0.00 Strike: $52.83 $0.00
Disclosure

SEC source: 0000109177-21-000050 · wf-form4_163156657325514.xml · derivative · entry 4

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,294 shares

Expires 2022-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock options reported on this line are vested and exercisable.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:56 UTC
Maura David MDirector · Executive Chairman and CEO
Tax withholdingCommon Stock 34,500 $92.33 $3,185,385.00
Disclosure

SEC source: 0000109177-21-000050 · wf-form4_163156657325514.xml · nonDerivative · entry 3

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,310

F3 · shares: Represents the number of shares of common stock withheld by the Company in payment of the exercise price of the option in accordance with Rule 16b-3.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:56 UTC
Maura David MDirector · Executive Chairman and CEO
Tax withholdingCommon Stock 11,467 $92.33 $1,058,748.11
Disclosure

SEC source: 0000109177-21-000050 · wf-form4_163156657325514.xml · nonDerivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,810

F2 · shares: Represents the number of shares of common stock withheld by the Company to satisfy the tax withholding obligations of Mr. Maura in connection with the exercise in accordance with Rule 16b-3.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:56 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 60,294 $52.83 $3,185,332.02
Disclosure

SEC source: 0000109177-21-000050 · wf-form4_163156657325514.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of previously granted option with respect to 60,294 shares of the Company's common stock.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:26 UTC GrantCommon Stock 634 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000028 · wf-form4_162094478165336.xml · nonDerivative · entry 1

Chow Joan Kai · CIK 0001390709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:25 UTC GrantCommon Stock 767 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000027 · wf-form4_162094473357102.xml · nonDerivative · entry 1

Campbell Leslie Lloyd · CIK 0001857303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 19:20 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 2,500 $77.08 $192,700.00
Disclosure

SEC source: 0000109177-21-000011 · wf-form4_161497200089684.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,983

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.00 to $77.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 22:08 UTC GrantCommon Stock 3,533 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002879 · es200116424_4-matthews.xml · nonDerivative · entry 5

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,960

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.

F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:57 UTC
Long RebeckahSVP & Global HR
GrantCommon Stock 1,613 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000082 · wf-form4_160876063467902.xml · nonDerivative · entry 1

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,755

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2023 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:55 UTC GrantCommon Stock 4,608 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000080 · wf-form4_160876052996761.xml · nonDerivative · entry 1

Smeltser Jeremy W · CIK 0001462723 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,913

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2023 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:54 UTC
Maura David MDirector · Executive Chairman and CEO
GrantCommon Stock 24,885 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000078 · wf-form4_160876044617796.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,483

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2023 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:53 UTC GrantCommon Stock 3,763 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000076 · wf-form4_160876036527671.xml · nonDerivative · entry 1

James Sherianne · CIK 0001757236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,604

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

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December 22, 2020 Filed Dec 23, 2020 21:51 UTC
Rovit Hugh RDirector
GrantCommon Stock 3,533 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000074 · wf-form4_160876028450830.xml · nonDerivative · entry 1

Rovit Hugh R · CIK 0001311214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,447

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

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December 22, 2020 Filed Dec 23, 2020 21:49 UTC
Zargar EhsanEVP, GC & Corporate Secretary
GrantCommon Shares 7,373 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000072 · wf-form4_160876016229623.xml · nonDerivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,310

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2023 if Reporting Person is an employee of the Issuer on such date.

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December 22, 2020 Filed Dec 23, 2020 21:47 UTC
Karpel Daniel LVP, Corporate Controller & CAO
GrantCommon Stock 1,920 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000070 · wf-form4_160876005167041.xml · nonDerivative · entry 1

Karpel Daniel L · CIK 0001586485 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2023 if Reporting Person is an employee of the Issuer on such date.

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December 22, 2020 Filed Dec 23, 2020 21:46 UTC GrantCommon Stock 10,138 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000068 · wf-form4_160875995392816.xml · nonDerivative · entry 1

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,506

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2023 if Reporting Person is an employee of the Issuer on such date.

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December 22, 2020 Filed Dec 23, 2020 21:43 UTC GrantCommon Stock 3,533 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000066 · wf-form4_160875979516416.xml · nonDerivative · entry 1

Ward Anne Sempowski · CIK 0001790117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,533

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

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December 22, 2020 Filed Dec 23, 2020 21:40 UTC
Patel GautamDirector
GrantCommon Stock 3,533 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000064 · wf-form4_160875944818333.xml · nonDerivative · entry 1

Patel Gautam · CIK 0001738054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,533

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

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December 22, 2020 Filed Dec 23, 2020 21:35 UTC GrantCommon Stock 2,227 $0.00 $0.00
Disclosure

SEC source: 0000109177-20-000062 · wf-form4_160875928108734.xml · nonDerivative · entry 1

POLISTINA TERRY · CIK 0001231601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,216

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

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December 08, 2020 Filed Dec 9, 2020 21:15 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $67.20 Strike: $52.84 $336,000.00
Disclosure

SEC source: 0000109177-20-000060 · wf-form4_160754849813227.xml · derivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,294

Underlying: Common Stock · 5,000 shares

Expires 2022-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options are presently exercisable in full.

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December 08, 2020 Filed Dec 9, 2020 21:15 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 5,000 $52.84 $264,200.00
Disclosure

SEC source: 0000109177-20-000060 · wf-form4_160754849813227.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 8, 2020, Mr. Maura acquired 5,000 shares of the Company's common stock by exercising previously granted stock options. In connection with this exercise, Mr. Maura paid to the Company $264,150 representing the net option exercise price.

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December 04, 2020 Filed Dec 23, 2020 22:08 UTC GiftCommon Stock 7,213 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002879 · es200116424_4-matthews.xml · nonDerivative · entry 4

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,693

F4 · ownership.nature: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes.

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December 04, 2020 Filed Dec 23, 2020 22:08 UTC GiftCommon Stock 7,213 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002879 · es200116424_4-matthews.xml · nonDerivative · entry 3

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,427

F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.

F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.

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December 02, 2020 Filed Dec 23, 2020 22:08 UTC GiftCommon Stock 20,480 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002879 · es200116424_4-matthews.xml · nonDerivative · entry 2

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,480

F4 · ownership.nature: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.