SOFI

SEC source: 0001892579-26-000002 · wk-form4_1775174151.xml · derivative · entry 5

Borden William A. · CIK 0001892579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648

Underlying: Common Stock · 648 shares

Expires not disclosed

F6 · derivative.exercise_price: The reporting person has elected to defer compensation in the form of DSUs under the Plan. Pursuant to the terms of the Plan, the reporting person was credited with 648 DSUs, based on the amount of cash compensation deferred by the reporting person under the Plan during the third quarter of 2025 divided by the Common Stock closing price of $27.98 on September 26, 2025. Each DSU is the economic equivalent of one share of the Issuer's Common Stock. The DSUs become payable upon the terms set forth in the Plan.

F6 · derivative.exercise_date: The reporting person has elected to defer compensation in the form of DSUs under the Plan. Pursuant to the terms of the Plan, the reporting person was credited with 648 DSUs, based on the amount of cash compensation deferred by the reporting person under the Plan during the third quarter of 2025 divided by the Common Stock closing price of $27.98 on September 26, 2025. Each DSU is the economic equivalent of one share of the Issuer's Common Stock. The DSUs become payable upon the terms set forth in the Plan.

F2 · derivative.expiration_date: Not Applicable.

SEC source: 0002032458-25-000005 · wk-form4_1758329347.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 285,410

F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $27.8616 reported in Column 4 is the weighted average sale price for the 10,036 shares sold by the Reporting Person within a range of $27.1000 to $28.5700 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

SEC source: 0001934200-25-000005 · wk-form4_1758329362.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 759,553

F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 2, 2025.

SEC source: 0002032458-25-000003 · wk-form4_1758146735.xml · nonDerivative · entry 4

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,446

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0002028884-25-000003 · wk-form4_1758146817.xml · nonDerivative · entry 3

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,695

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0002012135-25-000003 · wk-form4_1758146786.xml · nonDerivative · entry 2

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,948

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001934200-25-000003 · wk-form4_1758146799.xml · nonDerivative · entry 3

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,286

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001778401-25-000005 · wk-form4_1758146939.xml · nonDerivative · entry 3

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,096,513

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0002032458-25-000003 · wk-form4_1758146735.xml · derivative · entry 7

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,947

Underlying: Common Stock · 13,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

SEC source: 0002032458-25-000003 · wk-form4_1758146735.xml · derivative · entry 6

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,767

Underlying: Common Stock · 26,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

SEC source: 0002032458-25-000003 · wk-form4_1758146735.xml · derivative · entry 5

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,858

Underlying: Common Stock · 82,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

SEC source: 0002032458-25-000003 · wk-form4_1758146735.xml · nonDerivative · entry 3

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0002032458-25-000003 · wk-form4_1758146735.xml · nonDerivative · entry 2

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0002032458-25-000003 · wk-form4_1758146735.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0002028884-25-000003 · wk-form4_1758146817.xml · derivative · entry 5

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,474

Underlying: Common Stock · 6,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

SEC source: 0002028884-25-000003 · wk-form4_1758146817.xml · derivative · entry 4

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,885

Underlying: Common Stock · 71,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.

SEC source: 0002028884-25-000003 · wk-form4_1758146817.xml · nonDerivative · entry 2

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0002028884-25-000003 · wk-form4_1758146817.xml · nonDerivative · entry 1

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0002012135-25-000003 · wk-form4_1758146786.xml · derivative · entry 3

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,078

Underlying: Common Stock · 11,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

SEC source: 0002012135-25-000003 · wk-form4_1758146786.xml · nonDerivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001934200-25-000003 · wk-form4_1758146799.xml · derivative · entry 5

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,902

Underlying: Common Stock · 4,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.

SEC source: 0001934200-25-000003 · wk-form4_1758146799.xml · derivative · entry 4

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,201

Underlying: Common Stock · 271,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.

SEC source: 0001934200-25-000003 · wk-form4_1758146799.xml · nonDerivative · entry 2

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001934200-25-000003 · wk-form4_1758146799.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 996,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · derivative · entry 5

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,695

Underlying: Common Stock · 6,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

SEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · derivative · entry 4

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678,189

Underlying: Common Stock · 135,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024.

SEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · nonDerivative · entry 3

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,506,600

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,574,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001778401-25-000005 · wk-form4_1758146939.xml · derivative · entry 5

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,641

Underlying: Common Stock · 4,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

SEC source: 0001778401-25-000005 · wk-form4_1758146939.xml · derivative · entry 4

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,263

Underlying: Common Stock · 78,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.

SEC source: 0001778401-25-000005 · wk-form4_1758146939.xml · nonDerivative · entry 2

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,132,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001778401-25-000005 · wk-form4_1758146939.xml · nonDerivative · entry 1

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 993,716

Underlying: Common Stock · 17,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · derivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,954,690

Underlying: Common Stock · 559,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,338,769

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,640,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001613438-25-000004 · wk-form4_1758146772.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,623,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001818874-25-000193 · wk-form4_1756420638.xml · derivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.exercise_price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · kind: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · kind: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · kind: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · price: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · derivative.exercise_date: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.exercise_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · derivative.expiration_date: On August 28, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about August 28, 2028 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $24,107,850. The Reporting Person pledged 1,500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.expiration_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock prior to the Maturity Date (the "Settlement Price") is less than $49.18 ("Cap Level") but greater than $18.21 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.expiration_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

SEC source: 0001818874-25-000190 · wk-form4_1756411692.xml · nonDerivative · entry 1

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96.

Disclosed balance after: 56,589

F1 · price: This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift.

SEC source: 0001818874-25-000187 · wk-form4_1755808595.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 234,622

F1 · price: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $22.1253 reported in Column 4 is the weighted average sale price for the 10,578 shares sold by the Reporting Person within a range of $21.3400 to $22.6400 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

SEC source: 0001818874-25-000185 · wk-form4_1755548263.xml · nonDerivative · entry 2

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,317.81

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-25-000183 · wk-form4_1755548052.xml · nonDerivative · entry 2

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,257

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-25-000185 · wk-form4_1755548263.xml · derivative · entry 3

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,772

Underlying: Common Stock · 55,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on September 27, 2024.

F4 · derivative.expiration_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on September 27, 2024.

SEC source: 0001818874-25-000185 · wk-form4_1755548263.xml · nonDerivative · entry 1

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,671.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001818874-25-000183 · wk-form4_1755548052.xml · derivative · entry 3

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,886

Underlying: Common Stock · 45,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

SEC source: 0001818874-25-000183 · wk-form4_1755548052.xml · nonDerivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001818874-25-000176 · wk-form4_1754089518.xml · derivative · entry 1

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,823

Underlying: Common Stock · 2,823 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

SEC source: 0001818874-25-000174 · wk-form4_1754089487.xml · derivative · entry 1

Meltzer Gary · CIK 0001887601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,823

Underlying: Common Stock · 2,823 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

SEC source: 0001818874-25-000144 · wk-form4_1753142749.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,200

F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

F2 · shares: The reported transactions were executed in multiple trades. The sale price of $21.7954 reported in Column 4 is the weighted average sale price for the 10,267 shares sold by the Reporting Person within a range of $21.3800 to $22.7150 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.