Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SoFi Technologies, Inc.SOFI · Entity 3232 | EVP GBUL Borrow | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SoFi Technologies, Inc.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 334,335.81 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-14 · Exercise / conversion · Acquired 6,493 · Balance 337,092.81 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 2 · 2026-09-15 · Tax withholding · Disposed 2,757 · Balance 334,335.81 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 90,903 |
Reported balance
After 2026-09-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-14 · Exercise / conversion · Disposed 6,493 · Balance 90,903 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 23:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 2,757 | $17.28 | $47,638.20 |
DisclosureSEC source: 0002034857-26-000014 · wk-form4_1789602153.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,335.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 6,493 | $0.00 | $0.00 |
DisclosureSEC source: 0002034857-26-000014 · wk-form4_1789602153.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,903 Underlying: Common Stock · 6,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 6,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002034857-26-000014 · wk-form4_1789602153.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,092.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 23:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 23,720 | $18.00 | $427,007.44 |
DisclosureSEC source: 0002034857-26-000012 · wk-form4_1787182314.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,599.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 23:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 55,731 | $0.00 | $0.00 |
DisclosureSEC source: 0002034857-26-000012 · wk-form4_1787182314.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,848 Underlying: Common Stock · 55,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 23:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 55,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002034857-26-000012 · wk-form4_1787182314.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,319.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 23:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 2,509 | $17.61 | $44,173.45 |
DisclosureSEC source: 0002034857-26-000010 · wk-form4_1781740471.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,588.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 23:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 6,493 | $0.00 | $0.00 |
DisclosureSEC source: 0002034857-26-000010 · wk-form4_1781740471.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,396 Underlying: Common Stock · 6,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 23:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 6,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002034857-26-000010 · wk-form4_1781740471.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,097.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| May 15, 2026 Filed May 18, 2026 22:12 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 22,542 | $15.49 | $349,243.21 |
DisclosureSEC source: 0002034857-26-000008 · wk-form4_1779142358.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,604.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:12 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 55,731 | $0.00 | $0.00 |
DisclosureSEC source: 0002034857-26-000008 · wk-form4_1779142358.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,579 Underlying: Common Stock · 55,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:12 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 55,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002034857-26-000008 · wk-form4_1779142358.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,146.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 23:19 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 103,889 | $0.00 | $0.00 |
DisclosureSEC source: 0002034857-26-000006 · wk-form4_1773443939.xml · derivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,889 Underlying: Common Stock · 103,889 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 23:28 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 23,083 | $19.62 | $452,934.63 |
DisclosureSEC source: 0002034857-26-000004 · wk-form4_1771543685.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,415.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 23:28 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 55,731 | $0.00 | $0.00 |
DisclosureSEC source: 0002034857-26-000004 · wk-form4_1771543685.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,310 Underlying: Common Stock · 55,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 23:28 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 55,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002034857-26-000004 · wk-form4_1771543685.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,498.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| February 05, 2026 Filed Feb 5, 2026 22:53 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 5,000 | $19.93 | $99,650.00 |
DisclosureSEC source: 0002034857-26-000002 · wk-form4_1770332006.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,767.81 Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 23:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 23,281 | $27.61 | $642,834.97 |
DisclosureSEC source: 0002034857-25-000003 · wk-form4_1763506908.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,767.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 23:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 55,731 | $0.00 | $0.00 |
DisclosureSEC source: 0002034857-25-000003 · wk-form4_1763506908.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 613,041 Underlying: Common Stock · 55,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 23:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 55,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002034857-25-000003 · wk-form4_1763506908.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,048.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 20:17 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 23,354 | $22.85 | $533,615.55 |
DisclosureSEC source: 0001818874-25-000185 · wk-form4_1755548263.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,317.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 20:17 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 55,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-25-000185 · wk-form4_1755548263.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668,772 Underlying: Common Stock · 55,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on September 27, 2024. F4 · derivative.expiration_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on September 27, 2024. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 20:17 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 55,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000185 · wk-form4_1755548263.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,671.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| May 15, 2025 Filed May 16, 2025 22:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 22,989 | $13.63 | $313,386.05 |
DisclosureSEC source: 0001818874-25-000076 · wk-form4_1747435477.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,940.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| May 14, 2025 Filed May 16, 2025 22:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 55,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-25-000076 · wk-form4_1747435477.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 724,503 Underlying: Common Stock · 55,730 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 27, 2024. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 27, 2024. Read SEC document |
| May 14, 2025 Filed May 16, 2025 22:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 55,730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000076 · wk-form4_1747435477.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,929.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| February 19, 2025 Filed Feb 19, 2025 23:00 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 31,366 | $16.93 | $530,963.65 |
DisclosureSEC source: 0001818874-25-000010 · wk-form4_1740006050.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,199.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 23:00 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 111,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-25-000010 · wk-form4_1740006050.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 780,233 Underlying: Common Stock · 111,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 23:00 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 111,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000010 · wk-form4_1740006050.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,565.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 16, 2024 Filed Dec 16, 2024 22:39 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 30,599.81 | $16.34 | $500,000.90 |
DisclosureSEC source: 0001818874-24-000248 · wk-form4_1734388771.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,104.81 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.