Tapewire

Nasdaq · USD

SOFI

SoFi Technologies, Inc.

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Tapewire entity
3232
SEC CIK
0001818874
Parsed reports
564

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202622
Mar 202622
Apr 202601
May 202621
Jun 202613
Jul 202601
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2025 Filed Dec 17, 2025 17:30 UTC
Simcock StephenGeneral Counsel
Tax withholdingCommon Stock 44,749 $26.26 $1,175,019.24
Disclosure

SEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · nonDerivative · entry 3

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,833

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 22:30 UTC
Pinto ArunChief Risk Officer
Tax withholdingCommon Stock 6,569 $26.26 $172,488.80
Disclosure

SEC source: 0002012135-25-000010 · wk-form4_1766010646.xml · nonDerivative · entry 2

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,261

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 22:31 UTC
Rishel JeremyChief Technology Officer
Tax withholdingCommon Stock 151,937 $26.26 $3,989,561.75
Disclosure

SEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · nonDerivative · entry 4

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,434.972

F3 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionRestricted Stock Unit · Derivative 13,067 $0.00 $0.00
Disclosure

SEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · derivative · entry 7

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,880

Underlying: Common Stock · 13,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionRestricted Stock Unit · Derivative 26,476 $0.00 $0.00
Disclosure

SEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · derivative · entry 6

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,291

Underlying: Common Stock · 26,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionRestricted Stock Unit · Derivative 82,643 $0.00 $0.00
Disclosure

SEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · derivative · entry 5

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,215

Underlying: Common Stock · 82,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionCommon Stock 13,067 Not disclosed Not disclosed
Disclosure

SEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · nonDerivative · entry 3

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionCommon Stock 26,476 Not disclosed Not disclosed
Disclosure

SEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · nonDerivative · entry 2

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionCommon Stock 82,643 Not disclosed Not disclosed
Disclosure

SEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 17:30 UTC
Simcock StephenGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 6,534 $0.00 $0.00
Disclosure

SEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · derivative · entry 5

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,940

Underlying: Common Stock · 6,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 17:30 UTC
Simcock StephenGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 71,353 $0.00 $0.00
Disclosure

SEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · derivative · entry 4

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,532

Underlying: Common Stock · 71,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 17:30 UTC
Simcock StephenGeneral Counsel
Exercise / conversionCommon Stock 6,534 Not disclosed Not disclosed
Disclosure

SEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · nonDerivative · entry 2

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 17:30 UTC
Simcock StephenGeneral Counsel
Exercise / conversionCommon Stock 71,353 Not disclosed Not disclosed
Disclosure

SEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · nonDerivative · entry 1

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:30 UTC
Pinto ArunChief Risk Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,434 $0.00 $0.00
Disclosure

SEC source: 0002012135-25-000010 · wk-form4_1766010646.xml · derivative · entry 3

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,644

Underlying: Common Stock · 11,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:30 UTC
Pinto ArunChief Risk Officer
Exercise / conversionCommon Stock 11,434 Not disclosed Not disclosed
Disclosure

SEC source: 0002012135-25-000010 · wk-form4_1766010646.xml · nonDerivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,792 $0.00 $0.00
Disclosure

SEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · derivative · entry 6

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,110

Underlying: Common Stock · 4,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.

F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 271,751 $0.00 $0.00
Disclosure

SEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · derivative · entry 5

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,450

Underlying: Common Stock · 271,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionCommon Stock 4,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · nonDerivative · entry 3

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,371.972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionCommon Stock 271,751 Not disclosed Not disclosed
Disclosure

SEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · nonDerivative · entry 2

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033,579.972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,098 $0.00 $0.00
Disclosure

SEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · derivative · entry 5

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,597

Underlying: Common Stock · 6,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 135,248 $0.00 $0.00
Disclosure

SEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · derivative · entry 4

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,941

Underlying: Common Stock · 135,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC Tax withholdingCommon Stock 74,823 $27.28 $2,041,171.44
Disclosure

SEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · nonDerivative · entry 3

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,703,552

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC Exercise / conversionCommon Stock 6,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,778,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC Exercise / conversionCommon Stock 135,248 Not disclosed Not disclosed
Disclosure

SEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,772,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 17,134 $0.00 $0.00
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 976,582

Underlying: Common Stock · 17,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 559,716 $0.00 $0.00
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · derivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394,974

Underlying: Common Stock · 559,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 305,304 $27.28 $8,328,693.12
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,619,452

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,924,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:31 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 559,716 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,907,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
December 08, 2025 Filed Dec 17, 2025 22:31 UTC
Rishel JeremyChief Technology Officer
GrantCommon Stock 1,042.972 $11.99 $12,500.02
Disclosure

SEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761,828.972

F1 · acquired: Shares were acquired under the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan on December 8, 2025, in an exempt transaction pursuant to Rule 16(b)-3(d), paid for by contributions made during the six month period ended December 8, 2025.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 00:36 UTC OtherPrepaid Forward Contract · Derivative 664,938 Not disclosed Not disclosed
Disclosure

SEC source: 0001196460-25-000008 · wk-form4_1764635777.xml · derivative · entry 1

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Reporting Person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96

Disclosed balance after: 664,938

Underlying: Common Stock · 664,938 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price").

F2 · derivative.exercise_price: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027.

F3 · derivative.exercise_price: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable.

F1 · price: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price").

F2 · price: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027.

F3 · price: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable.

F1 · derivative.exercise_date: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price").

F2 · derivative.exercise_date: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027.

F3 · derivative.exercise_date: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable.

F1 · derivative.expiration_date: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price").

F2 · derivative.expiration_date: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027.

F3 · derivative.expiration_date: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable.

Read SEC document
November 26, 2025 Filed Nov 26, 2025 21:10 UTC OtherPrepaid Forward Contract · Derivative 384,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001338913-25-000005 · wk-form4_1764191432.xml · derivative · entry 1

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,000

Underlying: Common Stock · 384,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On November 26, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash on set maturity dates. The contract will include two equal tranches, with one tranche scheduled to mature in November 2027 and a second scheduled to mature in December 2027 (each, a "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of approximately $7.7 million. The Reporting Person pledged 384,000 shares of the Issuer's Common Stock (the "Pledged Shares") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following each Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the relevant Maturity Date (the "Settlement Price") is less than $51.6961 ("Cap Level") but greater than $21.6834 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to 192,000 (the "Base Amount") multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.exercise_price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · price: On November 26, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash on set maturity dates. The contract will include two equal tranches, with one tranche scheduled to mature in November 2027 and a second scheduled to mature in December 2027 (each, a "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of approximately $7.7 million. The Reporting Person pledged 384,000 shares of the Issuer's Common Stock (the "Pledged Shares") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following each Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the relevant Maturity Date (the "Settlement Price") is less than $51.6961 ("Cap Level") but greater than $21.6834 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to 192,000 (the "Base Amount") multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · derivative.exercise_date: On November 26, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash on set maturity dates. The contract will include two equal tranches, with one tranche scheduled to mature in November 2027 and a second scheduled to mature in December 2027 (each, a "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of approximately $7.7 million. The Reporting Person pledged 384,000 shares of the Issuer's Common Stock (the "Pledged Shares") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following each Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the relevant Maturity Date (the "Settlement Price") is less than $51.6961 ("Cap Level") but greater than $21.6834 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to 192,000 (the "Base Amount") multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.exercise_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · derivative.expiration_date: On November 26, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash on set maturity dates. The contract will include two equal tranches, with one tranche scheduled to mature in November 2027 and a second scheduled to mature in December 2027 (each, a "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of approximately $7.7 million. The Reporting Person pledged 384,000 shares of the Issuer's Common Stock (the "Pledged Shares") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.expiration_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following each Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the relevant Maturity Date (the "Settlement Price") is less than $51.6961 ("Cap Level") but greater than $21.6834 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to 192,000 (the "Base Amount") multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.expiration_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

Read SEC document
November 21, 2025 Filed Nov 21, 2025 22:09 UTC
Pinto ArunChief Risk Officer
SaleCommon Stock 46,132 $24.76 $1,142,219.09
Disclosure

SEC source: 0002012135-25-000008 · wk-form4_1763762996.xml · nonDerivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,396

F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 11, 2025.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $24.7598 reported in Column 4 is the weighted average sale price for the 46,132 shares sold by the Reporting Person within a range of $24.62 to $24.825 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 22:09 UTC
Keough KelliEVP, GBUL, SIPS
SaleCommon Stock 10,340 $26.43 $273,295.51
Disclosure

SEC source: 0002032458-25-000009 · wk-form4_1763762980.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 265,034

F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $26.4309 reported in Column 4 is the weighted average sale price for the 10,340 shares sold by the Reporting Person within a range of $24.9000 to $28.5000 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 23:01 UTC
Schuppenhauer EricEVP GBUL Borrow
Tax withholdingCommon Stock 23,281 $27.61 $642,834.97
Disclosure

SEC source: 0002034857-25-000003 · wk-form4_1763506908.xml · nonDerivative · entry 2

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,767.81

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 23:01 UTC
Pinto ArunChief Risk Officer
Tax withholdingCommon Stock 25,808 $27.61 $712,610.50
Disclosure

SEC source: 0002012135-25-000005 · wk-form4_1763506894.xml · nonDerivative · entry 2

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,528

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 23:01 UTC
Schuppenhauer EricEVP GBUL Borrow
Exercise / conversionRestricted Stock Unit · Derivative 55,731 $0.00 $0.00
Disclosure

SEC source: 0002034857-25-000003 · wk-form4_1763506908.xml · derivative · entry 3

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,041

Underlying: Common Stock · 55,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 23:01 UTC
Schuppenhauer EricEVP GBUL Borrow
Exercise / conversionCommon Stock 55,731 Not disclosed Not disclosed
Disclosure

SEC source: 0002034857-25-000003 · wk-form4_1763506908.xml · nonDerivative · entry 1

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,048.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 23:01 UTC
Pinto ArunChief Risk Officer
Exercise / conversionRestricted Stock Unit · Derivative 45,388 $0.00 $0.00
Disclosure

SEC source: 0002012135-25-000005 · wk-form4_1763506894.xml · derivative · entry 3

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,498

Underlying: Common Stock · 45,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 23:01 UTC
Pinto ArunChief Risk Officer
Exercise / conversionCommon Stock 45,388 Not disclosed Not disclosed
Disclosure

SEC source: 0002012135-25-000005 · wk-form4_1763506894.xml · nonDerivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
November 12, 2025 Filed Nov 12, 2025 21:44 UTC OtherPrepaid Forward Contract · Derivative 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001864508-25-000008 · wk-form4_1762983862.xml · derivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.exercise_price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · price: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · derivative.exercise_date: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.exercise_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

F1 · derivative.expiration_date: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge.

F2 · derivative.expiration_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price;

F3 · derivative.expiration_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount.

Read SEC document
November 05, 2025 Filed Nov 8, 2025 02:25 UTC Exercise / conversionPerformance Stock Units · Derivative 276,963 $0.00 $0.00
Disclosure

SEC source: 0001864508-25-000005 · wk-form4_1762568703.xml · derivative · entry 3

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,927

Underlying: Common Stock · 276,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

F1 · derivative.exercise_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

F1 · derivative.expiration_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

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November 05, 2025 Filed Nov 8, 2025 02:25 UTC Tax withholdingCommon Stock 146,534 $27.16 $3,979,863.44
Disclosure

SEC source: 0001864508-25-000005 · wk-form4_1762568703.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,637,029

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person.

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November 05, 2025 Filed Nov 8, 2025 02:25 UTC Exercise / conversionCommon Stock 276,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001864508-25-000005 · wk-form4_1762568703.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

F2 · price: PSUs convert into common stock on a one-for-one basis.

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November 05, 2025 Filed Nov 8, 2025 02:22 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 2,142,859 $0.00 $0.00
Disclosure

SEC source: 0001613438-25-000006 · wk-form4_1762568555.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,285,719

Underlying: Common Stock · 2,142,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

F1 · derivative.exercise_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

F1 · derivative.expiration_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

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November 05, 2025 Filed Nov 8, 2025 02:22 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,133,722 $27.16 $30,791,889.52
Disclosure

SEC source: 0001613438-25-000006 · wk-form4_1762568555.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,347,906

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person.

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November 05, 2025 Filed Nov 8, 2025 02:22 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,142,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-25-000006 · wk-form4_1762568555.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,481,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

F2 · price: PSUs convert into common stock on a one-for-one basis.

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October 29, 2025 Filed Nov 8, 2025 02:21 UTC GiftCommon Stock 121,349 $0.00 $0.00
Disclosure

SEC source: 0001196460-25-000006 · wk-form4_1762568472.xml · nonDerivative · entry 2

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Reporting Person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96.

Disclosed balance after: 664,938

F3 · price: This transaction involved a gift of securities by the Reporting Person. Acquisition price is not applicable as this transaction was a bona fide gift.

F2 · balance_after: 487,000 shares indirectly held were previously reported as directly held.

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October 29, 2025 Filed Nov 8, 2025 02:21 UTC GiftCommon Stock 121,349 $0.00 $0.00
Disclosure

SEC source: 0001196460-25-000006 · wk-form4_1762568472.xml · nonDerivative · entry 1

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction involved a gift of securities by the Reporting Person to Hutton Living Trust, 12/10/96, of which the Reporting Person is the sole beneficiary and trustee . Disposition price is not applicable as this transaction was a bona fide gift.

F2 · balance_after: 487,000 shares indirectly held were previously reported as directly held.

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October 20, 2025 Filed Oct 22, 2025 22:19 UTC
Keough KelliEVP, GBUL, SIPS
SaleCommon Stock 10,036 $28.33 $284,276.73
Disclosure

SEC source: 0002032458-25-000007 · wk-form4_1761171537.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,374

F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $28.3257 reported in Column 4 is the weighted average sale price for the 10,036 shares sold by the Reporting Person within a range of $27.1300 to $28.8800 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.