Last 12 months
Inside the activity.
7 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 2 |
| Mar 2026 | 2 | 2 |
| Apr 2026 | 0 | 1 |
| May 2026 | 2 | 1 |
| Jun 2026 | 1 | 3 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2025 Filed Dec 17, 2025 17:30 UTC |
Simcock StephenGeneral Counsel
|
Tax withholdingCommon Stock | 44,749 | $26.26 | $1,175,019.24 |
DisclosureSEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · nonDerivative · entry 3 Simcock Stephen · CIK 0002028884 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,833 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 22:30 UTC |
Pinto ArunChief Risk Officer
|
Tax withholdingCommon Stock | 6,569 | $26.26 | $172,488.80 |
DisclosureSEC source: 0002012135-25-000010 · wk-form4_1766010646.xml · nonDerivative · entry 2 Pinto Arun · CIK 0002012135 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,261 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 22:31 UTC |
Rishel JeremyChief Technology Officer
|
Tax withholdingCommon Stock | 151,937 | $26.26 | $3,989,561.75 |
DisclosureSEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · nonDerivative · entry 4 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 886,434.972 F3 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Keough KelliEVP, GBUL, SIPS
|
Exercise / conversionRestricted Stock Unit · Derivative | 13,067 | $0.00 | $0.00 |
DisclosureSEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · derivative · entry 7 Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,880 Underlying: Common Stock · 13,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Keough KelliEVP, GBUL, SIPS
|
Exercise / conversionRestricted Stock Unit · Derivative | 26,476 | $0.00 | $0.00 |
DisclosureSEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · derivative · entry 6 Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,291 Underlying: Common Stock · 26,476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Keough KelliEVP, GBUL, SIPS
|
Exercise / conversionRestricted Stock Unit · Derivative | 82,643 | $0.00 | $0.00 |
DisclosureSEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · derivative · entry 5 Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 413,215 Underlying: Common Stock · 82,643 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Keough KelliEVP, GBUL, SIPS
|
Exercise / conversionCommon Stock | 13,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · nonDerivative · entry 3 Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 387,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Keough KelliEVP, GBUL, SIPS
|
Exercise / conversionCommon Stock | 26,476 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · nonDerivative · entry 2 Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Keough KelliEVP, GBUL, SIPS
|
Exercise / conversionCommon Stock | 82,643 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002032458-25-000011 · wk-form4_1766010677.xml · nonDerivative · entry 1 Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 17:30 UTC |
Simcock StephenGeneral Counsel
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,534 | $0.00 | $0.00 |
DisclosureSEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · derivative · entry 5 Simcock Stephen · CIK 0002028884 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,940 Underlying: Common Stock · 6,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 17:30 UTC |
Simcock StephenGeneral Counsel
|
Exercise / conversionRestricted Stock Unit · Derivative | 71,353 | $0.00 | $0.00 |
DisclosureSEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · derivative · entry 4 Simcock Stephen · CIK 0002028884 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 713,532 Underlying: Common Stock · 71,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 17:30 UTC |
Simcock StephenGeneral Counsel
|
Exercise / conversionCommon Stock | 6,534 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · nonDerivative · entry 2 Simcock Stephen · CIK 0002028884 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 17:30 UTC |
Simcock StephenGeneral Counsel
|
Exercise / conversionCommon Stock | 71,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002028884-25-000005 · wk-form4_1766010652.xml · nonDerivative · entry 1 Simcock Stephen · CIK 0002028884 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:30 UTC |
Pinto ArunChief Risk Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,434 | $0.00 | $0.00 |
DisclosureSEC source: 0002012135-25-000010 · wk-form4_1766010646.xml · derivative · entry 3 Pinto Arun · CIK 0002012135 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,644 Underlying: Common Stock · 11,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:30 UTC |
Pinto ArunChief Risk Officer
|
Exercise / conversionCommon Stock | 11,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002012135-25-000010 · wk-form4_1766010646.xml · nonDerivative · entry 1 Pinto Arun · CIK 0002012135 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Rishel JeremyChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · derivative · entry 6 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,110 Underlying: Common Stock · 4,792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025. F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Rishel JeremyChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 271,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · derivative · entry 5 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 808,450 Underlying: Common Stock · 271,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Rishel JeremyChief Technology Officer
|
Exercise / conversionCommon Stock | 4,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · nonDerivative · entry 3 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,038,371.972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Rishel JeremyChief Technology Officer
|
Exercise / conversionCommon Stock | 271,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · nonDerivative · entry 2 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033,579.972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · derivative · entry 5 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,597 Underlying: Common Stock · 6,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 135,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · derivative · entry 4 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 542,941 Underlying: Common Stock · 135,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Lapointe ChristopherCFO and PAO
|
Tax withholdingCommon Stock | 74,823 | $27.28 | $2,041,171.44 |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · nonDerivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,703,552 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionCommon Stock | 6,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,778,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionCommon Stock | 135,248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,772,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 17,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · derivative · entry 5 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 976,582 Underlying: Common Stock · 17,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 559,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · derivative · entry 4 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,394,974 Underlying: Common Stock · 559,716 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 305,304 | $27.28 | $8,328,693.12 |
DisclosureSEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · nonDerivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,619,452 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 17,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,924,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 559,716 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001613438-25-000008 · wk-form4_1766010658.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,907,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 08, 2025 Filed Dec 17, 2025 22:31 UTC |
Rishel JeremyChief Technology Officer
|
GrantCommon Stock | 1,042.972 | $11.99 | $12,500.02 |
DisclosureSEC source: 0001934200-25-000007 · wk-form4_1766010671.xml · nonDerivative · entry 1 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761,828.972 F1 · acquired: Shares were acquired under the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan on December 8, 2025, in an exempt transaction pursuant to Rule 16(b)-3(d), paid for by contributions made during the six month period ended December 8, 2025. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 00:36 UTC |
HUTTON GEORGE THOMPSONDirector
|
OtherPrepaid Forward Contract · Derivative | 664,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196460-25-000008 · wk-form4_1764635777.xml · derivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Reporting Person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96 Disclosed balance after: 664,938 Underlying: Common Stock · 664,938 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price"). F2 · derivative.exercise_price: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027. F3 · derivative.exercise_price: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable. F1 · price: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price"). F2 · price: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027. F3 · price: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable. F1 · derivative.exercise_date: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price"). F2 · derivative.exercise_date: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027. F3 · derivative.exercise_date: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable. F1 · derivative.expiration_date: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price"). F2 · derivative.expiration_date: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027. F3 · derivative.expiration_date: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable. Read SEC document |
| November 26, 2025 Filed Nov 26, 2025 21:10 UTC |
Freiberg Steven JDirector
|
OtherPrepaid Forward Contract · Derivative | 384,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001338913-25-000005 · wk-form4_1764191432.xml · derivative · entry 1 Freiberg Steven J · CIK 0001338913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,000 Underlying: Common Stock · 384,000 shares Expires not disclosed F1 · derivative.exercise_price: On November 26, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash on set maturity dates. The contract will include two equal tranches, with one tranche scheduled to mature in November 2027 and a second scheduled to mature in December 2027 (each, a "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of approximately $7.7 million. The Reporting Person pledged 384,000 shares of the Issuer's Common Stock (the "Pledged Shares") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following each Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the relevant Maturity Date (the "Settlement Price") is less than $51.6961 ("Cap Level") but greater than $21.6834 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to 192,000 (the "Base Amount") multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · derivative.exercise_price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. F1 · price: On November 26, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash on set maturity dates. The contract will include two equal tranches, with one tranche scheduled to mature in November 2027 and a second scheduled to mature in December 2027 (each, a "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of approximately $7.7 million. The Reporting Person pledged 384,000 shares of the Issuer's Common Stock (the "Pledged Shares") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following each Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the relevant Maturity Date (the "Settlement Price") is less than $51.6961 ("Cap Level") but greater than $21.6834 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to 192,000 (the "Base Amount") multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. F1 · derivative.exercise_date: On November 26, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash on set maturity dates. The contract will include two equal tranches, with one tranche scheduled to mature in November 2027 and a second scheduled to mature in December 2027 (each, a "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of approximately $7.7 million. The Reporting Person pledged 384,000 shares of the Issuer's Common Stock (the "Pledged Shares") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following each Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the relevant Maturity Date (the "Settlement Price") is less than $51.6961 ("Cap Level") but greater than $21.6834 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to 192,000 (the "Base Amount") multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · derivative.exercise_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. F1 · derivative.expiration_date: On November 26, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash on set maturity dates. The contract will include two equal tranches, with one tranche scheduled to mature in November 2027 and a second scheduled to mature in December 2027 (each, a "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of approximately $7.7 million. The Reporting Person pledged 384,000 shares of the Issuer's Common Stock (the "Pledged Shares") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · derivative.expiration_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following each Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the relevant Maturity Date (the "Settlement Price") is less than $51.6961 ("Cap Level") but greater than $21.6834 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to 192,000 (the "Base Amount") multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · derivative.expiration_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the relevant Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. Read SEC document |
| November 21, 2025 Filed Nov 21, 2025 22:09 UTC |
Pinto ArunChief Risk Officer
|
SaleCommon Stock | 46,132 | $24.76 | $1,142,219.09 |
DisclosureSEC source: 0002012135-25-000008 · wk-form4_1763762996.xml · nonDerivative · entry 1 Pinto Arun · CIK 0002012135 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 138,396 F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 11, 2025. F2 · price: The reported transactions were executed in multiple trades. The sale price of $24.7598 reported in Column 4 is the weighted average sale price for the 46,132 shares sold by the Reporting Person within a range of $24.62 to $24.825 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above. Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 22:09 UTC |
Keough KelliEVP, GBUL, SIPS
|
SaleCommon Stock | 10,340 | $26.43 | $273,295.51 |
DisclosureSEC source: 0002032458-25-000009 · wk-form4_1763762980.xml · nonDerivative · entry 1 Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 265,034 F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024. F2 · price: The reported transactions were executed in multiple trades. The sale price of $26.4309 reported in Column 4 is the weighted average sale price for the 10,340 shares sold by the Reporting Person within a range of $24.9000 to $28.5000 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 23:01 UTC |
Schuppenhauer EricEVP GBUL Borrow
|
Tax withholdingCommon Stock | 23,281 | $27.61 | $642,834.97 |
DisclosureSEC source: 0002034857-25-000003 · wk-form4_1763506908.xml · nonDerivative · entry 2 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,767.81 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 23:01 UTC |
Pinto ArunChief Risk Officer
|
Tax withholdingCommon Stock | 25,808 | $27.61 | $712,610.50 |
DisclosureSEC source: 0002012135-25-000005 · wk-form4_1763506894.xml · nonDerivative · entry 2 Pinto Arun · CIK 0002012135 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,528 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 23:01 UTC |
Schuppenhauer EricEVP GBUL Borrow
|
Exercise / conversionRestricted Stock Unit · Derivative | 55,731 | $0.00 | $0.00 |
DisclosureSEC source: 0002034857-25-000003 · wk-form4_1763506908.xml · derivative · entry 3 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 613,041 Underlying: Common Stock · 55,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 23:01 UTC |
Schuppenhauer EricEVP GBUL Borrow
|
Exercise / conversionCommon Stock | 55,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002034857-25-000003 · wk-form4_1763506908.xml · nonDerivative · entry 1 Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,048.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 23:01 UTC |
Pinto ArunChief Risk Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 45,388 | $0.00 | $0.00 |
DisclosureSEC source: 0002012135-25-000005 · wk-form4_1763506894.xml · derivative · entry 3 Pinto Arun · CIK 0002012135 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,498 Underlying: Common Stock · 45,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 23:01 UTC |
Pinto ArunChief Risk Officer
|
Exercise / conversionCommon Stock | 45,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002012135-25-000005 · wk-form4_1763506894.xml · nonDerivative · entry 1 Pinto Arun · CIK 0002012135 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| November 12, 2025 Filed Nov 12, 2025 21:44 UTC |
Lapointe ChristopherCFO and PAO
|
OtherPrepaid Forward Contract · Derivative | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000008 · wk-form4_1762983862.xml · derivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · derivative.exercise_price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. F1 · price: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. F1 · derivative.exercise_date: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · derivative.exercise_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. F1 · derivative.expiration_date: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · derivative.expiration_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · derivative.expiration_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. Read SEC document |
| November 05, 2025 Filed Nov 8, 2025 02:25 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionPerformance Stock Units · Derivative | 276,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-25-000005 · wk-form4_1762568703.xml · derivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 553,927 Underlying: Common Stock · 276,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. F1 · derivative.exercise_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. F1 · derivative.expiration_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. Read SEC document |
| November 05, 2025 Filed Nov 8, 2025 02:25 UTC |
Lapointe ChristopherCFO and PAO
|
Tax withholdingCommon Stock | 146,534 | $27.16 | $3,979,863.44 |
DisclosureSEC source: 0001864508-25-000005 · wk-form4_1762568703.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,637,029 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| November 05, 2025 Filed Nov 8, 2025 02:25 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionCommon Stock | 276,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000005 · wk-form4_1762568703.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,783,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. F2 · price: PSUs convert into common stock on a one-for-one basis. Read SEC document |
| November 05, 2025 Filed Nov 8, 2025 02:22 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionPerformance Stock Units · Derivative | 2,142,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001613438-25-000006 · wk-form4_1762568555.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,285,719 Underlying: Common Stock · 2,142,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. F1 · derivative.exercise_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. F1 · derivative.expiration_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. Read SEC document |
| November 05, 2025 Filed Nov 8, 2025 02:22 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,133,722 | $27.16 | $30,791,889.52 |
DisclosureSEC source: 0001613438-25-000006 · wk-form4_1762568555.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,347,906 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| November 05, 2025 Filed Nov 8, 2025 02:22 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 2,142,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001613438-25-000006 · wk-form4_1762568555.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,481,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. F2 · price: PSUs convert into common stock on a one-for-one basis. Read SEC document |
| October 29, 2025 Filed Nov 8, 2025 02:21 UTC |
HUTTON GEORGE THOMPSONDirector
|
GiftCommon Stock | 121,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001196460-25-000006 · wk-form4_1762568472.xml · nonDerivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Reporting Person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96. Disclosed balance after: 664,938 F3 · price: This transaction involved a gift of securities by the Reporting Person. Acquisition price is not applicable as this transaction was a bona fide gift. F2 · balance_after: 487,000 shares indirectly held were previously reported as directly held. Read SEC document |
| October 29, 2025 Filed Nov 8, 2025 02:21 UTC |
HUTTON GEORGE THOMPSONDirector
|
GiftCommon Stock | 121,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001196460-25-000006 · wk-form4_1762568472.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction involved a gift of securities by the Reporting Person to Hutton Living Trust, 12/10/96, of which the Reporting Person is the sole beneficiary and trustee . Disposition price is not applicable as this transaction was a bona fide gift. F2 · balance_after: 487,000 shares indirectly held were previously reported as directly held. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 22:19 UTC |
Keough KelliEVP, GBUL, SIPS
|
SaleCommon Stock | 10,036 | $28.33 | $284,276.73 |
DisclosureSEC source: 0002032458-25-000007 · wk-form4_1761171537.xml · nonDerivative · entry 1 Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 275,374 F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024. F2 · price: The reported transactions were executed in multiple trades. The sale price of $28.3257 reported in Column 4 is the weighted average sale price for the 10,036 shares sold by the Reporting Person within a range of $27.1300 to $28.8800 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.