Last 12 months
Inside the activity.
7 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 2 |
| Mar 2026 | 2 | 2 |
| Apr 2026 | 0 | 1 |
| May 2026 | 2 | 1 |
| Jun 2026 | 1 | 3 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2022 Filed Dec 13, 2022 23:21 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 318,965 | $4.58 | $1,461,912.28 |
DisclosureSEC source: 0001818874-22-000251 · wf-form4_167097367900265.xml · nonDerivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,087,751 F3 · price: The reported transactions were executed in multiple trades. The purchase price of $4.5833 reported in Column 4 is the weighted average purchase price for the 318,965 shares acquired by the Reporting Person within a range of $4.70 to $4.35 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:21 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 132,600 | $4.29 | $569,304.84 |
DisclosureSEC source: 0001818874-22-000251 · wf-form4_167097367900265.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,768,786 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $4.2934 reported in Column 4 is the weighted average purchase price for the 132,600 shares acquired by the Reporting Person within a range of $4.28 to $4.30 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:21 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 682,500 | $4.36 | $2,978,020.50 |
DisclosureSEC source: 0001818874-22-000251 · wf-form4_167097367900265.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,636,186 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $4.3634 reported in Column 4 is the weighted average purchase price for the 682,500 shares acquired by the Reporting Person within a range of $4.330 to $4.395 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 23:40 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000248 · wf-form4_166985164440710.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,375,283 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 23:40 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 52,509 | $4.60 | $241,541.40 |
DisclosureSEC source: 0001818874-22-000248 · wf-form4_166985164440710.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,953,686 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 23:40 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 101,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000248 · wf-form4_166985164440710.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,006,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 23:32 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionRestricted Stock Unit · Derivative | 51,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000243 · wf-form4_166864151747986.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247,622 Underlying: Common Stock · 51,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 23:32 UTC |
Borton Chad MPresident - SoFi Bank
|
Tax withholdingCommon Stock | 19,951 | $6.03 | $120,204.78 |
DisclosureSEC source: 0001818874-22-000243 · wf-form4_166864151747986.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,533 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 23:32 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionCommon Stock | 51,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000243 · wf-form4_166864151747986.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 22:01 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock · Derivative | 101,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000231 · wf-form4_166699444720259.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,476,946 Underlying: Common Stock · 101,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 22:01 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 52,510 | $5.66 | $297,206.60 |
DisclosureSEC source: 0001818874-22-000231 · wf-form4_166699444720259.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,904,532 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 22:01 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 101,664 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000231 · wf-form4_166699444720259.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,957,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:35 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000229 · wf-form4_166441533817040.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,578,610 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:35 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 52,509 | $5.31 | $278,822.79 |
DisclosureSEC source: 0001818874-22-000229 · wf-form4_166441533817040.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,855,378 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:35 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 101,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000229 · wf-form4_166441533817040.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 22:17 UTC |
Borton Chad MPresident - SoFi Bank
|
GrantRestricted Stock Unit · Derivative | 819,941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000224 · wf-form4_166379865815345.xml · derivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298,868 Underlying: Common Stock · 819,941 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSU award will vest as to approximately 51,246 RSUs on the vesting date in November 2022 and will then vest as to approximately 51,246 RSUs per quarter in equal quarterly installments for the next fifteen quarters, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs granted pursuant to this award. F2 · derivative.expiration_date: The RSU award will vest as to approximately 51,246 RSUs on the vesting date in November 2022 and will then vest as to approximately 51,246 RSUs per quarter in equal quarterly installments for the next fifteen quarters, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs granted pursuant to this award. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionCommon Stock · Derivative | 108,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000215 · wf-form4_166337322032593.xml · derivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,627 Underlying: Common Stock · 108,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC |
Lapointe ChristopherCFO and PAO
|
Tax withholdingCommon Stock | 56,102 | $5.84 | $327,635.68 |
DisclosureSEC source: 0001818874-22-000215 · wf-form4_166337322032593.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,826 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionCommon Stock | 108,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000215 · wf-form4_166337322032593.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:09 UTC |
Stafford Webb LaurenChief Marketing Officer
|
Exercise / conversionCommon Stock · Derivative | 59,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000221 · wf-form4_166337333548085.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,232 Underlying: Common Stock · 59,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:09 UTC |
Stafford Webb LaurenChief Marketing Officer
|
Tax withholdingCommon Stock | 24,580 | $5.84 | $143,547.20 |
DisclosureSEC source: 0001818874-22-000221 · wf-form4_166337333548085.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,108 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:09 UTC |
Stafford Webb LaurenChief Marketing Officer
|
Exercise / conversionCommon Stock | 59,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000221 · wf-form4_166337333548085.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:08 UTC |
Nuckles JenniferExecutive Vice President
|
Exercise / conversionCommon Stock · Derivative | 79,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000220 · wf-form4_166337331702995.xml · derivative · entry 3 Nuckles Jennifer · CIK 0001863186 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,453 Underlying: Common Stock · 79,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:08 UTC |
Nuckles JenniferExecutive Vice President
|
Tax withholdingCommon Stock | 42,695 | $5.84 | $249,338.80 |
DisclosureSEC source: 0001818874-22-000220 · wf-form4_166337331702995.xml · nonDerivative · entry 2 Nuckles Jennifer · CIK 0001863186 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,310 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:08 UTC |
Nuckles JenniferExecutive Vice President
|
Exercise / conversionCommon Stock | 79,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000220 · wf-form4_166337331702995.xml · nonDerivative · entry 1 Nuckles Jennifer · CIK 0001863186 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC |
Webster AaronChief Risk Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 141,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000216 · wf-form4_166337323696369.xml · derivative · entry 3 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,449,021 Underlying: Common Stock · 141,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, and July 20, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, and July 20, 2022. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC |
Webster AaronChief Risk Officer
|
Tax withholdingCommon Stock | 68,618 | $5.84 | $400,729.12 |
DisclosureSEC source: 0001818874-22-000216 · wf-form4_166337323696369.xml · nonDerivative · entry 2 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,793 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC |
Webster AaronChief Risk Officer
|
Exercise / conversionCommon Stock | 141,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000216 · wf-form4_166337323696369.xml · nonDerivative · entry 1 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:08 UTC |
White Derek JCEO - Galileo
|
Exercise / conversionCommon Stock · Derivative | 69,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000219 · wf-form4_166337329664994.xml · derivative · entry 3 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,818 Underlying: Common Stock · 69,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:08 UTC |
White Derek JCEO - Galileo
|
Tax withholdingCommon Stock | 32,081 | $5.84 | $187,353.04 |
DisclosureSEC source: 0001818874-22-000219 · wf-form4_166337329664994.xml · nonDerivative · entry 2 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,936 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:08 UTC |
White Derek JCEO - Galileo
|
Exercise / conversionCommon Stock | 69,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000219 · wf-form4_166337329664994.xml · nonDerivative · entry 1 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:09 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionCommon Stock · Derivative | 39,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000222 · wf-form4_166337335756130.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,927 Underlying: Common Stock · 39,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:09 UTC |
Borton Chad MPresident - SoFi Bank
|
Tax withholdingCommon Stock | 12,251 | $5.84 | $71,545.84 |
DisclosureSEC source: 0001818874-22-000222 · wf-form4_166337335756130.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,238 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:09 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionCommon Stock | 39,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000222 · wf-form4_166337335756130.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:08 UTC |
Gill MichelleExecutive Vice President
|
Exercise / conversionCommon Stock · Derivative | 172,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000218 · wf-form4_166337327416453.xml · derivative · entry 3 Gill Michelle · CIK 0001820540 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575,580 Underlying: Common Stock · 172,677 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:08 UTC |
Gill MichelleExecutive Vice President
|
Tax withholdingCommon Stock | 92,642 | $5.84 | $541,029.28 |
DisclosureSEC source: 0001818874-22-000218 · wf-form4_166337327416453.xml · nonDerivative · entry 2 Gill Michelle · CIK 0001820540 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,911,258 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:08 UTC |
Gill MichelleExecutive Vice President
|
Exercise / conversionCommon Stock | 172,677 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000218 · wf-form4_166337327416453.xml · nonDerivative · entry 1 Gill Michelle · CIK 0001820540 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,003,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock · Derivative | 94,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000217 · wf-form4_166337325312734.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,680,273 Underlying: Common Stock · 94,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 48,993 | $5.84 | $286,119.12 |
DisclosureSEC source: 0001818874-22-000217 · wf-form4_166337325312734.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,806,224 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:07 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 94,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000217 · wf-form4_166337325312734.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,855,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:06 UTC |
Lavet Robert SGeneral Counsel
|
Exercise / conversionCommon Stock · Derivative | 56,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000214 · wf-form4_166337320181673.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,534 Underlying: Common Stock · 56,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:06 UTC |
Lavet Robert SGeneral Counsel
|
Tax withholdingCommon Stock | 26,449 | $5.84 | $154,462.16 |
DisclosureSEC source: 0001818874-22-000214 · wf-form4_166337320181673.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,675 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 17, 2022 00:06 UTC |
Lavet Robert SGeneral Counsel
|
Exercise / conversionCommon Stock | 56,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000214 · wf-form4_166337320181673.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,448,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 12, 2022 Filed May 9, 2023 19:05 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,500 | $6.33 | $9,495.00 |
DisclosureSEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 9 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 13,425.6097 F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 23:33 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · derivative · entry 6 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,775,127 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 23:33 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 52,509 | $6.69 | $351,285.21 |
DisclosureSEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · nonDerivative · entry 4 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,760,363 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 23:33 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 101,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · nonDerivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,812,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 23:12 UTC |
Ruzwana BashirDirector
|
GrantRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000199 · wf-form4_166077792307485.xml · derivative · entry 1 Ruzwana Bashir · CIK 0001866161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,974 Underlying: Common Stock · 35,974 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 19:11 UTC |
Al-Hammadi Ahmed AliDirector
|
GrantRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000195 · wf-form4_166077785197642.xml · derivative · entry 1 Al-Hammadi Ahmed Ali · CIK 0001865265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,974 Underlying: Common Stock · 35,974 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F3 · balance_after: The Reporting Person serves as Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, the ultimate parent of QIA FIG Holding LLC. The Reporting Person disclaims beneficial ownership of all shares of the Issuer held of record and all shares of the Issuer which may be acquired upon exercise of warrants to purchase common stock held of record by QIA FIG Holding LLC. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 23:10 UTC |
Liang ClaraDirector
|
GrantRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000193 · wf-form4_166077780637476.xml · derivative · entry 1 Liang Clara · CIK 0001863185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,974 Underlying: Common Stock · 35,974 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.