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NYSE · USD

SO

SOUTHERN CO

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Tapewire entity
1308
SEC CIK
0000092122
Parsed reports
1,218

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202603
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2017 Filed Aug 4, 2017 19:36 UTC
WOMACK CHRISTOPHER CEVP & Pres. External Affairs
SaleSouthern Company Common Stock 75,144 $49.29 $3,703,930.42
Disclosure

SEC source: 0001209191-17-047673 · doc4.xml · nonDerivative · entry 2

WOMACK CHRISTOPHER C · CIK 0001195423 · EVP & Pres. External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,154.3436

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.1800 to $49.3500, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 19:36 UTC
WOMACK CHRISTOPHER CEVP & Pres. External Affairs
Exercise / conversionSouthern Company Common Stock 75,144 $41.28 $3,101,944.32
Disclosure

SEC source: 0001209191-17-047673 · doc4.xml · nonDerivative · entry 1

WOMACK CHRISTOPHER C · CIK 0001195423 · EVP & Pres. External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,298.3436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 20:56 UTC
Evans Andrew WPres & CEO, Southern Co. Gas
Tax withholdingSouthern Company Common Stock 11,939 $47.88 $571,639.32
Disclosure

SEC source: 0001209191-17-046203 · doc4.xml · nonDerivative · entry 1

Evans Andrew W · CIK 0001338158 · Pres & CEO, Southern Co. Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,477

F1 · security: On July 3, 2017, a Form 4 was filed to report the acquisition of 21,100 shares of Southern Company Common Stock pursuant to a performance stock unit award that vested in part on July 1, 2017. Footnote 2 of that filing stated that shares would be withheld to satisfy tax withholding obligations once the amount of the tax withholding is determined. On July 21, 2017, the tax withholding obligation was determined and 11,939 shares were withheld to satisfy the obligation.

F1 · shares: On July 3, 2017, a Form 4 was filed to report the acquisition of 21,100 shares of Southern Company Common Stock pursuant to a performance stock unit award that vested in part on July 1, 2017. Footnote 2 of that filing stated that shares would be withheld to satisfy tax withholding obligations once the amount of the tax withholding is determined. On July 21, 2017, the tax withholding obligation was determined and 11,939 shares were withheld to satisfy the obligation.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:27 UTC GrantDeferred Stock Units · Derivative 730.9942 $47.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-042779 · doc4.xml · derivative · entry 1

Specker Steven R. · CIK 0001503916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,241.7621

Underlying: Southern Company Common Stock · 730.9942 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:31 UTC GrantDeferred Stock Units · Derivative 730.9942 $47.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-042781 · doc4.xml · derivative · entry 1

WOOD E JENNER III · CIK 0001015221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,406.5509

Underlying: Southern Company Common Stock · 730.9942 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:29 UTC GrantDeferred Stock Units · Derivative 1,461.9883 $47.88 Strike: $0.00 $70,000.00
Disclosure

SEC source: 0001209191-17-042780 · doc4.xml · derivative · entry 1

Thompson Larry D. · CIK 0001267205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,415.9748

Underlying: Southern Company Common Stock · 1,461.9883 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:26 UTC GrantDeferred Stock Units · Derivative 1,305.3467 $47.88 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-17-042778 · doc4.xml · derivative · entry 1

SMITH WILLIAM G JR · CIK 0000909019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,009.4322

Underlying: Southern Company Common Stock · 1,305.3467 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:24 UTC GrantDeferred Stock Units · Derivative 730.9942 $47.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-042776 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,071.4746

Underlying: Southern Company Common Stock · 730.9942 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:23 UTC
JOHNS JOHN DDirector
GrantDeferred Stock Units · Derivative 1,409.7744 $47.88 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-17-042772 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,841.9039

Underlying: Southern Company Common Stock · 1,409.7744 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:20 UTC GrantDeferred Stock Units · Derivative 730.9942 $47.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-042767 · doc4.xml · derivative · entry 1

HUDSON LINDA P · CIK 0001222196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,970.9939

Underlying: Southern Company Common Stock · 730.9942 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:22 UTC GrantDeferred Stock Units · Derivative 730.9942 $47.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-042769 · doc4.xml · derivative · entry 1

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,871.5738

Underlying: Southern Company Common Stock · 730.9942 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:19 UTC GrantDeferred Stock Units · Derivative 1,305.3467 $47.88 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-17-042764 · doc4.xml · derivative · entry 1

Hood Warren A Jr · CIK 0001297575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,567.8315

Underlying: Southern Company Common Stock · 1,305.3467 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:18 UTC GrantDeferred Stock Units · Derivative 1,409.7744 $47.88 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-17-042763 · doc4.xml · derivative · entry 1

HAGEN VERONICA M · CIK 0001281028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,130.9731

Underlying: Southern Company Common Stock · 1,409.7744 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:17 UTC GrantDeferred Stock Units · Derivative 1,409.7744 $47.88 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-17-042760 · doc4.xml · derivative · entry 1

GRAIN DAVID J · CIK 0001249303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,062.8201

Underlying: Southern Company Common Stock · 1,409.7744 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:15 UTC GrantDeferred Stock Units · Derivative 730.9942 $47.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-042757 · doc4.xml · derivative · entry 1

Clark Henry A III · CIK 0001474932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,289.533

Underlying: Southern Company Common Stock · 730.9942 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:13 UTC
BOSCIA JON ADirector
GrantDeferred Stock Units · Derivative 730.9942 $47.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-042756 · doc4.xml · derivative · entry 1

BOSCIA JON A · CIK 0001157628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,320.7197

Underlying: Southern Company Common Stock · 730.9942 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:11 UTC GrantDeferred Stock Units · Derivative 1,305.3467 $47.88 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-17-042755 · doc4.xml · derivative · entry 1

BARANCO JUANITA P · CIK 0001198001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,986.2191

Underlying: Southern Company Common Stock · 1,305.3467 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 03, 2017 Filed Oct 2, 2017 18:44 UTC Amendment GrantDeferred Stock Units · Derivative 1,409.7744 $47.88 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-17-054529 · doc4a.xml · derivative · entry 1

HAGEN VERONICA M · CIK 0001281028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,950.5219

Underlying: Southern Company Common Stock · 1,409.7744 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F2 · balance_after: Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on July 3, 2017. The 1,409.7744 deferred stock units acquired were inadvertently deducted from rather than added to the total number beneficially owned.

Read SEC document
July 01, 2017 Filed Jul 3, 2017 20:18 UTC
Evans Andrew WPres & CEO, Southern Co. Gas
Exercise / conversionSouthern Co. Performance Stock Units Holding · Derivative 20,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042830 · doc4.xml · derivative · entry 2

Evans Andrew W · CIK 0001338158 · Pres & CEO, Southern Co. Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,973

Underlying: Southern Company Common Stock · 20,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: PSU award was granted on September 29, 2016. A portion of the award vests on July 1, 2017, July 1, 2018 and July 1, 2019. The remaining portion of the award will vest based upon achievement of performance goals for the period from January 1, 2017 through December 31, 2019.

F3 · derivative.exercise_date: PSU award was granted on September 29, 2016. A portion of the award vests on July 1, 2017, July 1, 2018 and July 1, 2019. The remaining portion of the award will vest based upon achievement of performance goals for the period from January 1, 2017 through December 31, 2019.

F3 · derivative.expiration_date: PSU award was granted on September 29, 2016. A portion of the award vests on July 1, 2017, July 1, 2018 and July 1, 2019. The remaining portion of the award will vest based upon achievement of performance goals for the period from January 1, 2017 through December 31, 2019.

F3 · derivative.underlying_shares: PSU award was granted on September 29, 2016. A portion of the award vests on July 1, 2017, July 1, 2018 and July 1, 2019. The remaining portion of the award will vest based upon achievement of performance goals for the period from January 1, 2017 through December 31, 2019.

F3 · balance_after: PSU award was granted on September 29, 2016. A portion of the award vests on July 1, 2017, July 1, 2018 and July 1, 2019. The remaining portion of the award will vest based upon achievement of performance goals for the period from January 1, 2017 through December 31, 2019.

Read SEC document
July 01, 2017 Filed Jul 3, 2017 20:18 UTC
Evans Andrew WPres & CEO, Southern Co. Gas
Exercise / conversionSouthern Company Common Stock 21,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042830 · doc4.xml · nonDerivative · entry 1

Evans Andrew W · CIK 0001338158 · Pres & CEO, Southern Co. Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit (PSU) represents the right to receive, at settlement, one share of Southern Company common stock. On July 1, 2017, 20,377 PSUs and 723 dividend equivalent units vested.

F2 · shares: Shares will be withheld to satisfy tax withholding obligations once the amount of tax withholding is determined.

F1 · price: Each performance stock unit (PSU) represents the right to receive, at settlement, one share of Southern Company common stock. On July 1, 2017, 20,377 PSUs and 723 dividend equivalent units vested.

F2 · balance_after: Shares will be withheld to satisfy tax withholding obligations once the amount of tax withholding is determined.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 17:25 UTC
BEATTIE ART PExecutive Vice President & CFO
Exercise / conversionOption Right to Buy · Derivative 46,940 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001209191-17-040052 · doc4.xml · derivative · entry 4

BEATTIE ART P · CIK 0001187458 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,941

Underlying: Southern Company Common Stock · 46,940 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

F2 · security: Options vest 33% per year on the anniversary of the grant date.

F3 · security: Includes the right to have shares withheld upon exercise to satisfy tax withholding obligations.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 17:25 UTC
BEATTIE ART PExecutive Vice President & CFO
SaleSouthern Company Common Stock 46,940 $51.50 $2,417,410.00
Disclosure

SEC source: 0001209191-17-040052 · doc4.xml · nonDerivative · entry 2

BEATTIE ART P · CIK 0001187458 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,553

F1 · acquired: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 17:25 UTC
BEATTIE ART PExecutive Vice President & CFO
Exercise / conversionSouthern Company Common Stock 46,940 $41.28 $1,937,683.20
Disclosure

SEC source: 0001209191-17-040052 · doc4.xml · nonDerivative · entry 1

BEATTIE ART P · CIK 0001187458 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 17:24 UTC
Lantrip MarkPresident & CEO, SCS
Exercise / conversionOption Right to Buy · Derivative 25,000 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001209191-17-040051 · doc4.xml · derivative · entry 4

Lantrip Mark · CIK 0001600639 · President & CEO, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,909

Underlying: Southern Company Common Stock · 25,000 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

F2 · security: Options vest 33% per year on the anniversary of the grant date.

F3 · security: Includes the right to have shares withheld upon exercise to satisfy tax withholding obligations.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 17:24 UTC
Lantrip MarkPresident & CEO, SCS
SaleSouthern Company Common Stock 25,000 $51.50 $1,287,500.00
Disclosure

SEC source: 0001209191-17-040051 · doc4.xml · nonDerivative · entry 2

Lantrip Mark · CIK 0001600639 · President & CEO, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,079.609

F1 · acquired: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 17:24 UTC
Lantrip MarkPresident & CEO, SCS
Exercise / conversionSouthern Company Common Stock 25,000 $41.28 $1,032,000.00
Disclosure

SEC source: 0001209191-17-040051 · doc4.xml · nonDerivative · entry 1

Lantrip Mark · CIK 0001600639 · President & CEO, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,079.609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 13:51 UTC
Daiss Ann PComptroller
Exercise / conversionOption Right to Buy · Derivative 5,000 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001209191-17-039343 · doc4.xml · derivative · entry 4

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,080

Underlying: Southern Company Common Stock · 5,000 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options vest 33% per year on the anniversary of the grant date. Includes the right to have shares withheld upon exercise to satisfy tax withholding obligations. Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 13:51 UTC
Daiss Ann PComptroller
SaleSouthern Company Common Stock 5,000 $51.28 $256,400.00
Disclosure

SEC source: 0001209191-17-039343 · doc4.xml · nonDerivative · entry 2

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394

Read SEC document
June 12, 2017 Filed Jun 13, 2017 13:51 UTC
Daiss Ann PComptroller
Exercise / conversionSouthern Company Common Stock 5,000 $41.28 $206,400.00
Disclosure

SEC source: 0001209191-17-039343 · doc4.xml · nonDerivative · entry 1

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 8, 2017 13:53 UTC
Kerr, II James YExecutive VP & General Counsel
Exercise / conversionOption Right to Buy · Derivative 68,609 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001209191-17-030483 · doc4.xml · derivative · entry 4

Kerr, II James Y · CIK 0001601624 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Southern Company Common Stock · 68,609 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 8, 2017 13:53 UTC
Kerr, II James YExecutive VP & General Counsel
SaleSouthern Company Common Stock 68,609 $50.05 $3,434,113.72
Disclosure

SEC source: 0001209191-17-030483 · doc4.xml · nonDerivative · entry 2

Kerr, II James Y · CIK 0001601624 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.1350, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 05, 2017 Filed May 8, 2017 13:53 UTC
Kerr, II James YExecutive VP & General Counsel
Exercise / conversionSouthern Company Common Stock 68,609 $42.16 $2,892,555.44
Disclosure

SEC source: 0001209191-17-030483 · doc4.xml · nonDerivative · entry 1

Kerr, II James Y · CIK 0001601624 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 13:16 UTC GrantDeferred Stock Units · Derivative 1,406.1872 $49.78 Strike: $0.00 $70,000.00
Disclosure

SEC source: 0001209191-17-023991 · doc4.xml · derivative · entry 1

Thompson Larry D. · CIK 0001267205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,794.3205

Underlying: Southern Company Common Stock · 1,406.1872 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 13:17 UTC GrantDeferred Stock Units · Derivative 703.0936 $49.78 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-023992 · doc4.xml · derivative · entry 1

WOOD E JENNER III · CIK 0001015221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,211.2513

Underlying: Southern Company Common Stock · 703.0936 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

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April 03, 2017 Filed Apr 3, 2017 13:15 UTC GrantDeferred Stock Units · Derivative 703.0936 $49.78 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-023990 · doc4.xml · derivative · entry 1

Specker Steven R. · CIK 0001503916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,287.2555

Underlying: Southern Company Common Stock · 703.0936 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

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April 03, 2017 Filed Apr 3, 2017 13:14 UTC GrantDeferred Stock Units · Derivative 1,255.5243 $49.78 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-17-023989 · doc4.xml · derivative · entry 1

SMITH WILLIAM G JR · CIK 0000909019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,854.4931

Underlying: Southern Company Common Stock · 1,255.5243 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 13:13 UTC GrantDeferred Stock Units · Derivative 703.0936 $49.78 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-023988 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,107.8218

Underlying: Southern Company Common Stock · 703.0936 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

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April 03, 2017 Filed Apr 3, 2017 13:12 UTC
JOHNS JOHN DDirector
GrantDeferred Stock Units · Derivative 1,355.9663 $49.78 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-17-023987 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,014.2515

Underlying: Southern Company Common Stock · 1,355.9663 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 13:12 UTC GrantDeferred Stock Units · Derivative 703.0936 $49.78 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-023986 · doc4.xml · derivative · entry 1

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,248.7051

Underlying: Southern Company Common Stock · 703.0936 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 13:10 UTC GrantDeferred Stock Units · Derivative 703.0936 $49.78 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-023985 · doc4.xml · derivative · entry 1

HUDSON LINDA P · CIK 0001222196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,129.7085

Underlying: Southern Company Common Stock · 703.0936 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 13:01 UTC GrantDeferred Stock Units · Derivative 1,255.5243 $49.78 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-17-023984 · doc4.xml · derivative · entry 1

Hood Warren A Jr · CIK 0001297575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,550.044

Underlying: Southern Company Common Stock · 1,255.5243 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 13:01 UTC GrantDeferred Stock Units · Derivative 1,355.9663 $49.78 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-17-023983 · doc4.xml · derivative · entry 1

HAGEN VERONICA M · CIK 0001281028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,934.2707

Underlying: Southern Company Common Stock · 1,355.9663 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 12:56 UTC GrantDeferred Stock Units · Derivative 1,355.9663 $49.78 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-17-023981 · doc4.xml · derivative · entry 1

GRAIN DAVID J · CIK 0001249303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,387.0633

Underlying: Southern Company Common Stock · 1,355.9663 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 12:59 UTC GrantDeferred Stock Units · Derivative 703.0936 $49.78 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-023982 · doc4.xml · derivative · entry 1

Clark Henry A III · CIK 0001474932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,290.4055

Underlying: Southern Company Common Stock · 703.0936 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 12:54 UTC
BOSCIA JON ADirector
GrantDeferred Stock Units · Derivative 703.0936 $49.78 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-17-023979 · doc4.xml · derivative · entry 1

BOSCIA JON A · CIK 0001157628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,244.083

Underlying: Southern Company Common Stock · 703.0936 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 12:53 UTC GrantDeferred Stock Units · Derivative 1,255.5243 $49.78 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-17-023978 · doc4.xml · derivative · entry 1

BARANCO JUANITA P · CIK 0001198001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,688.229

Underlying: Southern Company Common Stock · 1,255.5243 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 14:39 UTC
Greene Kimberly S,EVP & COO, Southern Co.
Tax withholdingSouthern Company Common Stock 4,137 $49.78 $205,939.86
Disclosure

SEC source: 0001209191-17-024415 · doc4.xml · nonDerivative · entry 1

Greene Kimberly S, · CIK 0001573512 · EVP & COO, Southern Co.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,312.681

F1 · balance_after: Reflects 4,137 shares withheld to satisfy state and federal tax requirements for the 20% portion of an April 1, 2013 RSU award that vested on April 1, 2017. Amount of securities beneficially owned includes 12,121 shares of Southern Company Common Stock and 20,191.681 shares of Southern Company Common Stock representing remaining underlying time vesting RSUs and related DEUs that have not yet vested.

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March 10, 2017 Filed Mar 14, 2017 13:29 UTC
BOWERS WILLIAM PPresident & CEO, GPC
GrantPhantom Stock Units · Derivative 5,709.4902 $49.63 Strike: $0.00 $283,362.00
Disclosure

SEC source: 0001209191-17-020377 · doc4.xml · derivative · entry 1

BOWERS WILLIAM P · CIK 0001225760 · President & CEO, GPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,607.4095

Underlying: Southern Company Common Stock · 5,709.4902 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents amounts deferred in the Deferred Compensation Plan. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F1 · derivative.expiration_date: Represents amounts deferred in the Deferred Compensation Plan. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 13:30 UTC
Connally Stan WPresident & CEO, Gulf Power Co
GrantPhantom Stock Units · Derivative 2,057.7231 $49.63 Strike: $0.00 $102,124.80
Disclosure

SEC source: 0001209191-17-020378 · doc4.xml · derivative · entry 1

Connally Stan W · CIK 0001498337 · President & CEO, Gulf Power Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208.2661

Underlying: Southern Company Common Stock · 2,057.7231 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents amounts deferred in the Deferred Compensation Plan. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F1 · derivative.expiration_date: Represents amounts deferred in the Deferred Compensation Plan. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 16:46 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Exercise / conversionOption Right to Buy · Derivative 68,865 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001209191-17-015641 · doc4.xml · derivative · entry 3

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 68,865 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options vest 33% per year on the anniversary of the grant date.

F3 · security: Includes the right to have shares withheld upon exercise to satisfy tax withholding obligations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.