Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FRANKLIN LTD DURATION INCOME TRUSTFTF · Entity 8892 | Trustee | December 09, 2016 | December 12, 2016 |
| FRANKLIN UNIVERSAL TRUSTFT · Entity 8825 | Trustee | December 09, 2016 | December 12, 2016 |
| SOUTHERN COSO · Entity 1308 | Director | April 01, 2020 | April 02, 2020 |
| Saba Capital Income & Opportunities Fund IIGIM · Entity 6234 | Trustee | December 09, 2016 | December 12, 2016 |
| TEMPLETON DRAGON FUND INCTDF · Entity 6058 | Director | December 09, 2016 | December 12, 2016 |
| TEMPLETON EMERGING MARKETS FUNDEMF · Entity 5814 | Trustee | December 09, 2016 | December 12, 2016 |
| TEMPLETON EMERGING MARKETS INCOME FUNDTEI · Entity 5901 | Trustee | December 09, 2016 | December 12, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRANKLIN LTD DURATION INCOME TRUST
Report date December 09, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 845 |
Reported balance
After 2016-12-09 transaction · row 1
1 source rowRow 1 · 2016-12-09 · Purchase · Acquired 845 · Balance 845 |
FRANKLIN UNIVERSAL TRUST
Report date December 09, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 1,544 |
Reported balance
After 2016-12-09 transaction · row 1
1 source rowRow 1 · 2016-12-09 · Purchase · Acquired 1,544 · Balance 1,544 |
SOUTHERN CO
Report date April 01, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 33,963.9059 |
Reported balance
After 2020-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-01 · Grant · Acquired 1,346.2306 · Balance 33,963.9059 F1: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.
Saba Capital Income & Opportunities Fund II
Report date December 09, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 1,583 |
Reported balance
After 2016-12-09 transaction · row 1
1 source rowRow 1 · 2016-12-09 · Purchase · Acquired 1,583 · Balance 1,583 |
TEMPLETON DRAGON FUND INC
Report date December 09, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 599 |
Reported balance
After 2016-12-09 transaction · row 1
1 source rowRow 1 · 2016-12-09 · Purchase · Acquired 599 · Balance 599 |
TEMPLETON EMERGING MARKETS FUND
Report date December 09, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 827 |
Reported balance
After 2016-12-09 transaction · row 1
1 source rowRow 1 · 2016-12-09 · Purchase · Acquired 827 · Balance 827 |
TEMPLETON EMERGING MARKETS INCOME FUND
Report date December 09, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 940 |
Reported balance
After 2016-12-09 transaction · row 1
1 source rowRow 1 · 2016-12-09 · Purchase · Acquired 940 · Balance 940 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 2, 2020 20:47 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,346.2306 | $50.14 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-20-022616 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,963.9059 Underlying: Southern Company Common Stock · 1,346.2306 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 21:56 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,059.6546 | $63.70 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-20-000361 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,318.0315 Underlying: Southern Company Common Stock · 1,059.6546 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:55 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,010.0194 | $61.88 Strike: $0.00 | $62,500.00 |
DisclosureSEC source: 0001209191-19-051785 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,949.5784 Underlying: Southern Company Common Stock · 1,010.0194 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:44 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,139.6791 | $54.84 Strike: $0.00 | $62,500.00 |
DisclosureSEC source: 0001209191-19-040507 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,631.7227 Underlying: Southern Company Common Stock · 1,139.6791 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 00:46 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,312.9741 | $51.41 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-19-022865 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,858.8713 Underlying: Southern Company Common Stock · 1,312.9741 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:18 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,536.8852 | $43.92 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-19-001164 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,545.8972 Underlying: Southern Company Common Stock · 1,536.8852 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:30 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,548.1651 | $43.60 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-18-053154 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,372.5069 Underlying: Southern Company Common Stock · 1,548.1651 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| October 01, 2018 Filed Jan 2, 2019 23:48 UTC Amendment | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,563.2237 | $43.18 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-19-000472 · doc4a.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,009.012 Underlying: Southern Company Common Stock · 1,563.2237 shares Expires not disclosed F1 · shares: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on October 1, 2018. The price of the derivative security was based on the closing price as of September 28, 2018 rather than October 1, 2018. The correction results in an increase to the total number of deferred stock units beneficially owned. F2 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F2 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F3 · balance_after: Includes dividends accrued on March 6, June 6, September 6 and December 6, 2018. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 21:51 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,457.5686 | $46.31 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-18-040478 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,824.3418 Underlying: Southern Company Common Stock · 1,457.5686 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:25 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,567.3981 | $44.66 Strike: $0.00 | $70,000.00 |
DisclosureSEC source: 0001209191-18-022960 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,366.7732 Underlying: Southern Company Common Stock · 1,567.3981 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:32 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,455.6041 | $48.09 Strike: $0.00 | $70,000.00 |
DisclosureSEC source: 0001209191-18-001169 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,629.9021 Underlying: Southern Company Common Stock · 1,455.6041 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 18:33 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,424.5014 | $49.14 Strike: $0.00 | $70,000.00 |
DisclosureSEC source: 0001209191-17-054515 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,948.6623 Underlying: Southern Company Common Stock · 1,424.5014 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 18:29 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,461.9883 | $47.88 Strike: $0.00 | $70,000.00 |
DisclosureSEC source: 0001209191-17-042780 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,415.9748 Underlying: Southern Company Common Stock · 1,461.9883 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 13:16 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,406.1872 | $49.78 Strike: $0.00 | $70,000.00 |
DisclosureSEC source: 0001209191-17-023991 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,794.3205 Underlying: Southern Company Common Stock · 1,406.1872 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 15:04 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,423.0535 | $49.19 Strike: $0.00 | $70,000.00 |
DisclosureSEC source: 0001209191-17-000546 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,296.7723 Underlying: Southern Company Common Stock · 1,423.0535 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 23:24 UTC | TEMPLETON EMERGING MARKETS FUND EMF · Entity 5814 | PurchaseShares of beneficial interest | 827 | $12.18 | $10,075.59 |
DisclosureSEC source: 0001225208-16-043006 · doc4.xml · nonDerivative · entry 1 Thompson Larry D. · CIK 0001267205 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 23:47 UTC | Saba Capital Income & Opportunities Fund II GIM · Entity 6234 | PurchaseShares of beneficial interest | 1,583 | $6.37 | $10,088.46 |
DisclosureSEC source: 0001225208-16-043009 · doc4.xml · nonDerivative · entry 1 Thompson Larry D. · CIK 0001267205 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 23:20 UTC | FRANKLIN UNIVERSAL TRUST FT · Entity 8825 | PurchaseShares of beneficial interest | 1,544 | $6.53 | $10,084.48 |
DisclosureSEC source: 0001225208-16-043004 · doc4.xml · nonDerivative · entry 1 Thompson Larry D. · CIK 0001267205 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,544 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 23:42 UTC | TEMPLETON EMERGING MARKETS INCOME FUND TEI · Entity 5901 | PurchaseShares of beneficial interest | 940 | $10.72 | $10,080.47 |
DisclosureSEC source: 0001225208-16-043008 · doc4.xml · nonDerivative · entry 1 Thompson Larry D. · CIK 0001267205 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 23:22 UTC | TEMPLETON DRAGON FUND INC TDF · Entity 6058 | PurchaseCommon Shares | 599 | $16.86 | $10,096.56 |
DisclosureSEC source: 0001225208-16-043005 · doc4.xml · nonDerivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 18:17 UTC | FRANKLIN LTD DURATION INCOME TRUST FTF · Entity 8892 | PurchaseShares of beneficial interest | 845 | $11.95 | $10,094.20 |
DisclosureSEC source: 0001225208-16-043003 · doc4.xml · nonDerivative · entry 1 Thompson Larry D. · CIK 0001267205 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845 Read SEC document |
| October 01, 2016 Filed Oct 3, 2016 17:50 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,364.5224 | $51.30 Strike: $0.00 | $70,000.00 |
DisclosureSEC source: 0001209191-16-143512 · doc4.xml · derivative · entry 1 Thompson Larry D. · CIK 0001267205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,786.4686 Underlying: Southern Company Common Stock · 1,364.5224 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.