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SOUTHERN CO

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1308
SEC CIK
0000092122
Parsed reports
1,218

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202603
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 3, 2019 22:18 UTC GrantDeferred Stock Units · Derivative 1,536.8852 $43.92 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-001164 · doc4.xml · derivative · entry 1

Thompson Larry D. · CIK 0001267205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,545.8972

Underlying: Southern Company Common Stock · 1,536.8852 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:15 UTC GrantDeferred Stock Units · Derivative 796.9035 $43.92 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-001159 · doc4.xml · derivative · entry 1

Specker Steven R. · CIK 0001503916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,579.6143

Underlying: Southern Company Common Stock · 796.9035 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:14 UTC GrantDeferred Stock Units · Derivative 1,536.8852 $43.92 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-001157 · doc4.xml · derivative · entry 1

SMITH WILLIAM G JR · CIK 0000909019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,177.4282

Underlying: Southern Company Common Stock · 1,536.8852 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:12 UTC GrantDeferred Stock Units · Derivative 796.9035 $43.92 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-001152 · doc4.xml · derivative · entry 1

Moniz Ernest J · CIK 0001265177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,480.775

Underlying: Southern Company Common Stock · 796.9035 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:09 UTC GrantDeferred Stock Units · Derivative 796.9035 $43.92 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-001141 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,484.9156

Underlying: Southern Company Common Stock · 796.9035 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:04 UTC GrantDeferred Stock Units · Derivative 796.9035 $43.92 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-001118 · doc4.xml · derivative · entry 1

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,377.0583

Underlying: Southern Company Common Stock · 796.9035 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:08 UTC
JOHNS JOHN DDirector
GrantDeferred Stock Units · Derivative 796.9035 $43.92 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-001133 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,144.5561

Underlying: Southern Company Common Stock · 796.9035 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:01 UTC GrantDeferred Stock Units · Derivative 1,423.0419 $43.92 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-001109 · doc4.xml · derivative · entry 1

HAGEN VERONICA M · CIK 0001281028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,209.8684

Underlying: Southern Company Common Stock · 1,423.0419 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:57 UTC GrantDeferred Stock Units · Derivative 1,423.0419 $43.92 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-001091 · doc4.xml · derivative · entry 1

Clark Henry A III · CIK 0001474932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,622.286

Underlying: Southern Company Common Stock · 1,423.0419 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:56 UTC
BOSCIA JON ADirector
GrantDeferred Stock Units · Derivative 796.9035 $43.92 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-001082 · doc4.xml · derivative · entry 1

BOSCIA JON A · CIK 0001157628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,667.8931

Underlying: Southern Company Common Stock · 796.9035 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:52 UTC GrantDeferred Stock Units · Derivative 1,423.0419 $43.92 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-001056 · doc4.xml · derivative · entry 1

BARANCO JUANITA P · CIK 0001198001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,994.5082

Underlying: Southern Company Common Stock · 1,423.0419 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:49 UTC GrantDeferred Stock Units · Derivative 1,536.8852 $43.92 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-001046 · doc4.xml · derivative · entry 1

GRAIN DAVID J · CIK 0001249303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,850.1448

Underlying: Southern Company Common Stock · 1,536.8852 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:28 UTC
Evans Andrew WExecutive Vice President & CFO
Exercise / conversionSouthern Co Restricted Stock Units · Derivative 46,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001183 · doc4.xml · derivative · entry 3

Evans Andrew W · CIK 0001338158 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 46,055 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: As reported in a Form 4 filed on July 6, 2016, in accordance with the Agreement and Plan of Merger dated August 23, 2015 by and among AGL Resources Inc., The Southern Company and AMS Corp., outstanding performance share units of AGL Resources Inc. were assumed by Southern Company and converted into time vesting RSUs of Southern Company. Vesting of the RSUs is as follows: 28,704 RSUs vest December 31, 2016; 37,980 RSUs vest December 31, 2017; and 46,055 RSUs vest December 31, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:28 UTC
Evans Andrew WExecutive Vice President & CFO
Tax withholdingSouthern Company Common Stock 20,886 $43.92 $917,313.12
Disclosure

SEC source: 0001209191-19-001183 · doc4.xml · nonDerivative · entry 2

Evans Andrew W · CIK 0001338158 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,499

F2 · shares: Shares withheld to satisfy required state and federal tax withholding requirements.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:28 UTC
Evans Andrew WExecutive Vice President & CFO
Exercise / conversionSouthern Company Common Stock 46,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001183 · doc4.xml · nonDerivative · entry 1

Evans Andrew W · CIK 0001338158 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:25 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Exercise / conversionSouthern Co Restricted Stock Units · Derivative 8,184 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001180 · doc4.xml · derivative · entry 3

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,736

Underlying: Southern Company Common Stock · 8,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F1 · derivative.exercise_date: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F1 · derivative.expiration_date: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F1 · derivative.underlying_shares: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F1 · balance_after: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:25 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Tax withholdingSouthern Company Common Stock 3,726 $43.92 $163,645.92
Disclosure

SEC source: 0001209191-19-001180 · doc4.xml · nonDerivative · entry 2

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,580.1563

F2 · shares: Shares withheld to satisfy required state and federal tax withholding requirements.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:25 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Exercise / conversionSouthern Company Common Stock 8,399 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-001180 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,306.1563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F1 · price: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 17:17 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 121.0356 $45.09 Strike: $0.00 $5,457.50
Disclosure

SEC source: 0001209191-18-064062 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,572.9309

Underlying: Southern Company Common Stock · 121.0356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 20:28 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 116.1664 $46.98 Strike: $0.00 $5,457.50
Disclosure

SEC source: 0001209191-18-061720 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,451.8953

Underlying: Southern Company Common Stock · 116.1664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:29 UTC
Wilson Anthony LPres & CEO, Mississippi Power
Exercise / conversionOption Right To Buy · Derivative 16,934 $0.00 Strike: $31.17 $0.00
Disclosure

SEC source: 0001209191-18-061350 · doc4.xml · derivative · entry 6

Wilson Anthony L · CIK 0001538652 · Pres & CEO, Mississippi Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 16,934 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:29 UTC
Wilson Anthony LPres & CEO, Mississippi Power
Exercise / conversionOption Right to Buy · Derivative 18,127 $0.00 Strike: $37.97 $0.00
Disclosure

SEC source: 0001209191-18-061350 · doc4.xml · derivative · entry 5

Wilson Anthony L · CIK 0001538652 · Pres & CEO, Mississippi Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 18,127 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:29 UTC
Wilson Anthony LPres & CEO, Mississippi Power
SaleSouthern Company Common Stock 35,061 $47.24 $1,656,243.07
Disclosure

SEC source: 0001209191-18-061350 · doc4.xml · nonDerivative · entry 3

Wilson Anthony L · CIK 0001538652 · Pres & CEO, Mississippi Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,677

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.17 to $47.38, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:29 UTC
Wilson Anthony LPres & CEO, Mississippi Power
Exercise / conversionSouthern Company Common Stock 18,127 $37.97 $688,282.19
Disclosure

SEC source: 0001209191-18-061350 · doc4.xml · nonDerivative · entry 2

Wilson Anthony L · CIK 0001538652 · Pres & CEO, Mississippi Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:29 UTC
Wilson Anthony LPres & CEO, Mississippi Power
Exercise / conversionSouthern Company Common Stock 16,934 $31.17 $527,832.78
Disclosure

SEC source: 0001209191-18-061350 · doc4.xml · nonDerivative · entry 1

Wilson Anthony L · CIK 0001538652 · Pres & CEO, Mississippi Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:27 UTC
Lantrip MarkChair, President & CEO, SCS
SaleSouthern Company Common Stock 9,000 $47.58 $428,207.40
Disclosure

SEC source: 0001209191-18-061349 · doc4.xml · nonDerivative · entry 1

Lantrip Mark · CIK 0001600639 · Chair, President & CEO, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,380.026

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.58050, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:36 UTC
Greene Kimberly S,Chair & CEO, Southern Co. Gas
SaleSouthern Company Common Stock 15,000 $47.03 $705,450.00
Disclosure

SEC source: 0001209191-18-060986 · doc4.xml · nonDerivative · entry 1

Greene Kimberly S, · CIK 0001573512 · Chair & CEO, Southern Co. Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,889

F1 · balance_after: Total includes dividend reinvestment shares.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 22:00 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 119.3678 $45.72 Strike: $0.00 $5,457.50
Disclosure

SEC source: 0001209191-18-059932 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,335.7289

Underlying: Southern Company Common Stock · 119.3678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 18:24 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 116.5882 $46.81 Strike: $0.00 $5,457.49
Disclosure

SEC source: 0001209191-18-058147 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,216.3611

Underlying: Southern Company Common Stock · 116.5882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
October 26, 2018 Filed Oct 29, 2018 21:38 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 121.6562 $44.86 Strike: $0.00 $5,457.50
Disclosure

SEC source: 0001209191-18-056456 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,099.7729

Underlying: Southern Company Common Stock · 121.6562 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 20:54 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 125.2293 $43.58 Strike: $0.00 $5,457.49
Disclosure

SEC source: 0001209191-18-054985 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,978.1167

Underlying: Southern Company Common Stock · 125.2293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:36 UTC GrantDeferred Stock Units · Derivative 1,433.4862 $43.60 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-18-053191 · doc4.xml · derivative · entry 1

HAGEN VERONICA M · CIK 0001281028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,943.7636

Underlying: Southern Company Common Stock · 1,433.4862 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:31 UTC GrantDeferred Stock Units · Derivative 802.7523 $43.60 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-18-053161 · doc4.xml · derivative · entry 1

WOOD E JENNER III · CIK 0001015221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,217.1268

Underlying: Southern Company Common Stock · 802.7523 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:30 UTC GrantDeferred Stock Units · Derivative 1,548.1651 $43.60 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-18-053154 · doc4.xml · derivative · entry 1

Thompson Larry D. · CIK 0001267205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,372.5069

Underlying: Southern Company Common Stock · 1,548.1651 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:29 UTC GrantDeferred Stock Units · Derivative 802.7523 $43.60 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-18-053146 · doc4.xml · derivative · entry 1

Specker Steven R. · CIK 0001503916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,731.6948

Underlying: Southern Company Common Stock · 802.7523 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:28 UTC GrantDeferred Stock Units · Derivative 1,548.1651 $43.60 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-18-053143 · doc4.xml · derivative · entry 1

SMITH WILLIAM G JR · CIK 0000909019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,679.4803

Underlying: Southern Company Common Stock · 1,548.1651 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:27 UTC GrantDeferred Stock Units · Derivative 802.7523 $43.60 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-18-053140 · doc4.xml · derivative · entry 1

Moniz Ernest J · CIK 0001265177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,603.4681

Underlying: Southern Company Common Stock · 802.7523 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:26 UTC GrantDeferred Stock Units · Derivative 802.7523 $43.60 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-18-053135 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,590.4356

Underlying: Southern Company Common Stock · 802.7523 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC
JOHNS JOHN DDirector
GrantDeferred Stock Units · Derivative 1,548.1651 $43.60 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-18-053130 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,459.2238

Underlying: Southern Company Common Stock · 1,548.1651 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:12 UTC GrantDeferred Stock Units · Derivative 1,548.1651 $43.60 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-18-053092 · doc4.xml · derivative · entry 1

GRAIN DAVID J · CIK 0001249303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,198.0596

Underlying: Southern Company Common Stock · 1,548.1651 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:24 UTC GrantDeferred Stock Units · Derivative 802.7523 $43.60 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-18-053126 · doc4.xml · derivative · entry 1

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,882.1819

Underlying: Southern Company Common Stock · 802.7523 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:11 UTC GrantDeferred Stock Units · Derivative 802.7523 $43.60 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-18-053091 · doc4.xml · derivative · entry 1

Clark Henry A III · CIK 0001474932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,921.0824

Underlying: Southern Company Common Stock · 802.7523 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:10 UTC
BOSCIA JON ADirector
GrantDeferred Stock Units · Derivative 802.7523 $43.60 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-18-053086 · doc4.xml · derivative · entry 1

BOSCIA JON A · CIK 0001157628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,198.265

Underlying: Southern Company Common Stock · 802.7523 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:09 UTC GrantDeferred Stock Units · Derivative 1,433.4862 $43.60 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-18-053083 · doc4.xml · derivative · entry 1

BARANCO JUANITA P · CIK 0001198001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,887.6318

Underlying: Southern Company Common Stock · 1,433.4862 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2018 Filed Jan 3, 2019 00:05 UTC Amendment GrantDeferred Stock Units · Derivative 1,563.2237 $43.18 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-000486 · doc4a.xml · derivative · entry 1

GRAIN DAVID J · CIK 0001249303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,313.2596

Underlying: Southern Company Common Stock · 1,563.2237 shares

Expires not disclosed

F1 · shares: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on October 1, 2018. The price of the derivative security was based on the closing price as of September 28, 2018 rather than October 1, 2018. The correction results in an increase to the total number of deferred stock units beneficially owned.

F2 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F2 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F3 · balance_after: Includes dividends accrued on March 6, June 6, September 6 and December 6, 2018.

Read SEC document
October 01, 2018 Filed Jan 2, 2019 23:49 UTC Amendment GrantDeferred Stock Units · Derivative 810.5604 $43.18 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-000473 · doc4a.xml · derivative · entry 1

WOOD E JENNER III · CIK 0001015221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,782.4357

Underlying: Southern Company Common Stock · 810.5604 shares

Expires not disclosed

F1 · shares: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on October 1, 2018. The price of the derivative security was based on the closing price as of September 28, 2018 rather than October 1, 2018. The correction results in an increase to the total number of deferred stock units beneficially owned.

F2 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F2 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F3 · balance_after: Includes dividends accrued on March 6, June 6, September 6 and December 6, 2018.

Read SEC document
October 01, 2018 Filed Jan 2, 2019 23:48 UTC Amendment GrantDeferred Stock Units · Derivative 1,563.2237 $43.18 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-000472 · doc4a.xml · derivative · entry 1

Thompson Larry D. · CIK 0001267205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,009.012

Underlying: Southern Company Common Stock · 1,563.2237 shares

Expires not disclosed

F1 · shares: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on October 1, 2018. The price of the derivative security was based on the closing price as of September 28, 2018 rather than October 1, 2018. The correction results in an increase to the total number of deferred stock units beneficially owned.

F2 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F2 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F3 · balance_after: Includes dividends accrued on March 6, June 6, September 6 and December 6, 2018.

Read SEC document
October 01, 2018 Filed Jan 2, 2019 23:46 UTC Amendment GrantDeferred Stock Units · Derivative 810.5604 $43.18 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-000470 · doc4a.xml · derivative · entry 1

Specker Steven R. · CIK 0001503916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,782.7108

Underlying: Southern Company Common Stock · 810.5604 shares

Expires not disclosed

F1 · shares: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on October 1, 2018. The price of the derivative security was based on the closing price as of September 28, 2018 rather than October 1, 2018. The correction results in an increase to the total number of deferred stock units beneficially owned.

F2 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F2 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F3 · balance_after: Includes dividends accrued on March 6, June 6, September 6 and December 6, 2018.

Read SEC document
October 01, 2018 Filed Jan 2, 2019 23:44 UTC Amendment GrantDeferred Stock Units · Derivative 1,563.2237 $43.18 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-000468 · doc4a.xml · derivative · entry 1

SMITH WILLIAM G JR · CIK 0000909019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,640.543

Underlying: Southern Company Common Stock · 1,563.2237 shares

Expires not disclosed

F1 · shares: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on October 1, 2018. The price of the derivative security was based on the closing price as of September 28, 2018 rather than October 1, 2018. The correction results in an increase to the total number of deferred stock units beneficially owned.

F2 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F2 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F3 · balance_after: Includes dividends accrued on March 6, June 6, September 6 and December 6, 2018.

Read SEC document
October 01, 2018 Filed Jan 2, 2019 23:42 UTC Amendment GrantDeferred Stock Units · Derivative 810.5604 $43.18 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-000465 · doc4a.xml · derivative · entry 1

Moniz Ernest J · CIK 0001265177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,683.8715

Underlying: Southern Company Common Stock · 810.5604 shares

Expires not disclosed

F1 · shares: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on October 1, 2018. The price of the derivative security was based on the closing price as of September 28, 2018 rather than October 1, 2018. The correction results in an increase to the total number of deferred stock units beneficially owned.

F2 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F2 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F3 · balance_after: Includes dividends accrued on March 6, June 6, September 6 and December 6, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.