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NYSE · USD

SO

SOUTHERN CO

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Tapewire entity
1308
SEC CIK
0000092122
Parsed reports
1,218

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202603
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2019 Filed May 22, 2019 21:25 UTC
Daiss Ann PComptroller
Exercise / conversionSouthern Company Common Stock 3,786 $44.42 $168,174.12
Disclosure

SEC source: 0001209191-19-032128 · doc4.xml · nonDerivative · entry 1

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2019 Filed May 14, 2019 21:10 UTC
Daiss Ann PComptroller
Exercise / conversionOption Right to Buy · Derivative 7,850 $0.00 Strike: $44.06 $0.00
Disclosure

SEC source: 0001209191-19-029709 · doc4.xml · derivative · entry 4

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,819

Underlying: Southern Company Common Stock · 7,850 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
May 13, 2019 Filed May 14, 2019 21:10 UTC
Daiss Ann PComptroller
SaleSouthern Company Common Stock 7,850 $54.06 $424,371.00
Disclosure

SEC source: 0001209191-19-029709 · doc4.xml · nonDerivative · entry 2

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,012

Read SEC document
May 13, 2019 Filed May 14, 2019 21:10 UTC
Daiss Ann PComptroller
Exercise / conversionSouthern Company Common Stock 7,850 $44.06 $345,871.00
Disclosure

SEC source: 0001209191-19-029709 · doc4.xml · nonDerivative · entry 1

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 20:06 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 21.2103 $53.37 Strike: $0.00 $1,131.99
Disclosure

SEC source: 0001209191-19-029299 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,375.6961

Underlying: Southern Company Common Stock · 21.2103 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:09 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 21.5454 $52.54 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-026437 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,354.4858

Underlying: Southern Company Common Stock · 21.5454 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 21:04 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 21.5618 $52.50 Strike: $0.00 $1,131.99
Disclosure

SEC source: 0001209191-19-024591 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,332.9404

Underlying: Southern Company Common Stock · 21.5618 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
April 09, 2019 Filed Aug 5, 2019 21:07 UTC
WOMACK CHRISTOPHER CEVP & Pres. External Affairs
OtherPhantom Stock Units · Derivative 3,382.0316 $51.95 Strike: $0.00 $175,696.54
Disclosure

SEC source: 0001209191-19-044618 · doc4.xml · derivative · entry 1

WOMACK CHRISTOPHER C · CIK 0001195423 · EVP & Pres. External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,419.6791

Underlying: Southern Company Common Stock · 3,382.0316 shares

Expires 2019-04-09

F1 · derivative.exercise_price: Mr. Womack is a participant in the Southern Company Deferred Compensation Plan. In December 2011, Mr. Womack elected to receive a distribution of a portion of his deferred compensation through a cash settlement of phantom stock to be distributed on April 9, 2019. Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Prior to the payment, Mr. Womack had the right to transfer his phantom stock account into an alternative investment account at any time.

F1 · derivative.exercise_date: Mr. Womack is a participant in the Southern Company Deferred Compensation Plan. In December 2011, Mr. Womack elected to receive a distribution of a portion of his deferred compensation through a cash settlement of phantom stock to be distributed on April 9, 2019. Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Prior to the payment, Mr. Womack had the right to transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:06 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
SaleSouthern Company Common Stock 7,000 $51.68 $361,760.00
Disclosure

SEC source: 0001209191-19-023985 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,772.1563

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:30 UTC
BOWERS WILLIAM PPresident & CEO, GPC
Exercise / conversionOption Right To Buy · Derivative 233,477 $0.00 Strike: $31.17 $0.00
Disclosure

SEC source: 0001209191-19-023349 · doc4.xml · derivative · entry 4

BOWERS WILLIAM P · CIK 0001225760 · President & CEO, GPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 233,477 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:30 UTC
BOWERS WILLIAM PPresident & CEO, GPC
SaleSouthern Company Common Stock 233,477 $51.29 $11,975,035.33
Disclosure

SEC source: 0001209191-19-023349 · doc4.xml · nonDerivative · entry 2

BOWERS WILLIAM P · CIK 0001225760 · President & CEO, GPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,735

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.02 to $51.52, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:30 UTC
BOWERS WILLIAM PPresident & CEO, GPC
Exercise / conversionSouthern Company Common Stock 233,477 $31.17 $7,277,478.09
Disclosure

SEC source: 0001209191-19-023349 · doc4.xml · nonDerivative · entry 1

BOWERS WILLIAM P · CIK 0001225760 · President & CEO, GPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:39 UTC GrantDeferred Stock Units · Derivative 1,215.7168 $51.41 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-022682 · doc4.xml · derivative · entry 1

BARANCO JUANITA P · CIK 0001198001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,210.225

Underlying: Southern Company Common Stock · 1,215.7168 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:48 UTC GrantDeferred Stock Units · Derivative 680.8014 $51.41 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-022866 · doc4.xml · derivative · entry 1

WOOD E JENNER III · CIK 0001015221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,260.1406

Underlying: Southern Company Common Stock · 680.8014 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:46 UTC GrantDeferred Stock Units · Derivative 1,312.9741 $51.41 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-022865 · doc4.xml · derivative · entry 1

Thompson Larry D. · CIK 0001267205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,858.8713

Underlying: Southern Company Common Stock · 1,312.9741 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:45 UTC GrantDeferred Stock Units · Derivative 680.8014 $51.41 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-022864 · doc4.xml · derivative · entry 1

Specker Steven R. · CIK 0001503916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,260.4157

Underlying: Southern Company Common Stock · 680.8014 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:44 UTC GrantDeferred Stock Units · Derivative 1,312.9741 $51.41 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-022863 · doc4.xml · derivative · entry 1

SMITH WILLIAM G JR · CIK 0000909019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,490.4023

Underlying: Southern Company Common Stock · 1,312.9741 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:42 UTC GrantDeferred Stock Units · Derivative 680.8014 $51.41 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-022861 · doc4.xml · derivative · entry 1

Moniz Ernest J · CIK 0001265177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,161.5764

Underlying: Southern Company Common Stock · 680.8014 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:41 UTC GrantDeferred Stock Units · Derivative 680.8014 $51.41 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-022860 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,165.717

Underlying: Southern Company Common Stock · 680.8014 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:40 UTC
JOHNS JOHN DDirector
GrantDeferred Stock Units · Derivative 680.8014 $51.41 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-022859 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,825.3575

Underlying: Southern Company Common Stock · 680.8014 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:57 UTC GrantDeferred Stock Units · Derivative 680.8014 $51.41 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-022708 · doc4.xml · derivative · entry 1

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,057.8597

Underlying: Southern Company Common Stock · 680.8014 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:56 UTC GrantDeferred Stock Units · Derivative 810.4779 $51.41 Strike: $0.00 $41,666.67
Disclosure

SEC source: 0001209191-19-022707 · doc4.xml · derivative · entry 1

HAGEN VERONICA M · CIK 0001281028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,020.3463

Underlying: Southern Company Common Stock · 810.4779 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:42 UTC GrantDeferred Stock Units · Derivative 1,629.0605 $51.41 Strike: $0.00 $83,750.00
Disclosure

SEC source: 0001209191-19-022691 · doc4.xml · derivative · entry 1

EARLEY ANTHONY F JR · CIK 0001167316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629.0605

Underlying: Southern Company Common Stock · 1,629.0605 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:41 UTC GrantDeferred Stock Units · Derivative 1,215.7168 $51.41 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-022687 · doc4.xml · derivative · entry 1

Clark Henry A III · CIK 0001474932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,838.0028

Underlying: Southern Company Common Stock · 1,215.7168 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:40 UTC
BOSCIA JON ADirector
GrantDeferred Stock Units · Derivative 680.8014 $51.41 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-022684 · doc4.xml · derivative · entry 1

BOSCIA JON A · CIK 0001157628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,348.6945

Underlying: Southern Company Common Stock · 680.8014 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:38 UTC GrantDeferred Stock Units · Derivative 1,361.6028 $51.41 Strike: $0.00 $70,000.00
Disclosure

SEC source: 0001209191-19-022680 · doc4.xml · derivative · entry 1

Akella Janaki · CIK 0001763595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361.6028

Underlying: Southern Company Common Stock · 1,361.6028 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:32 UTC GrantDeferred Stock Units · Derivative 1,312.9741 $51.41 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-023355 · doc4.xml · derivative · entry 1

GRAIN DAVID J · CIK 0001249303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,163.1189

Underlying: Southern Company Common Stock · 1,312.9741 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 21:06 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 21.9039 $51.68 Strike: $0.00 $1,131.99
Disclosure

SEC source: 0001209191-19-022029 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,060.1544

Underlying: Southern Company Common Stock · 21.9039 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:07 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 21.8279 $51.86 Strike: $0.00 $1,131.99
Disclosure

SEC source: 0001209191-19-020037 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,015.7408

Underlying: Southern Company Common Stock · 21.8279 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
March 14, 2019 Filed Jun 7, 2019 21:25 UTC PurchaseSouthern Company Common Stock 620 $51.83 $32,134.60
Disclosure

SEC source: 0001209191-19-035614 · doc4.xml · nonDerivative · entry 2

EARLEY ANTHONY F JR · CIK 0001167316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,261

F1 · shares: Represents a transaction in a separately managed account on behalf of the reporting person's spouse, over which account neither the reporting person nor his spouse exercised any investment authority.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 21:53 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 5,983.1002 $50.90 Strike: $0.00 $304,539.80
Disclosure

SEC source: 0001209191-19-018556 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,993.9129

Underlying: Southern Company Common Stock · 5,983.1002 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 22:36 UTC
WOMACK CHRISTOPHER CEVP & Pres. External Affairs
SaleSouthern Company Common Stock 18,922 $50.36 $952,911.92
Disclosure

SEC source: 0001209191-19-018224 · doc4.xml · nonDerivative · entry 1

WOMACK CHRISTOPHER C · CIK 0001195423 · EVP & Pres. External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,165.1266

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.31 to $50.40, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 22:10 UTC PurchaseSouthern Company Common Stock 2,000 $50.19 $100,380.00
Disclosure

SEC source: 0001209191-19-017433 · doc4.xml · nonDerivative · entry 1

Clark Henry A III · CIK 0001474932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · security: Shares were purchased on the open market.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:15 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 21.8387 $49.98 Strike: $0.00 $1,091.50
Disclosure

SEC source: 0001209191-19-015753 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,010.8127

Underlying: Southern Company Common Stock · 21.8387 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

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February 27, 2019 Filed Mar 6, 2019 22:14 UTC
Daiss Ann PComptroller
Exercise / conversionSouthern Co Restricted Stock Units · Derivative 885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017438 · doc4.xml · derivative · entry 4

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770

Underlying: Southern Company Common Stock · 885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents restricted stock units granted on February 27, 2018. The remaining award will vest 1/3 in 2020 and 1/3 in 2021. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.exercise_date: Represents restricted stock units granted on February 27, 2018. The remaining award will vest 1/3 in 2020 and 1/3 in 2021. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.expiration_date: Represents restricted stock units granted on February 27, 2018. The remaining award will vest 1/3 in 2020 and 1/3 in 2021. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

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February 27, 2019 Filed Mar 6, 2019 22:14 UTC
Daiss Ann PComptroller
Tax withholdingSouthern Company Common Stock 419 $49.38 $20,690.22
Disclosure

SEC source: 0001209191-19-017438 · doc4.xml · nonDerivative · entry 2

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,012

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

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February 27, 2019 Filed Mar 6, 2019 22:14 UTC
Daiss Ann PComptroller
GrantSouthern Company Common Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017438 · doc4.xml · nonDerivative · entry 1

Daiss Ann P · CIK 0001354912 · Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,431

F1 · security: Shares acquired upon vesting of first 1/3 of restricted stock units granted on February 27, 2018. Includes 36 accrued dividend equivalent units.

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February 15, 2019 Filed Feb 19, 2019 22:08 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 22.4773 $48.56 Strike: $0.00 $1,091.50
Disclosure

SEC source: 0001209191-19-011185 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,988.974

Underlying: Southern Company Common Stock · 22.4773 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

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February 13, 2019 Filed Feb 15, 2019 22:28 UTC
Evans Andrew WExecutive Vice President & CFO
Exercise / conversionPerformance Restricted Stock Units · Derivative 4,876 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010721 · doc4.xml · derivative · entry 3

Evans Andrew W · CIK 0001338158 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,876

Underlying: Southern Company Common Stock · 4,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · price: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.exercise_date: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.expiration_date: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

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February 13, 2019 Filed Feb 15, 2019 22:28 UTC
Evans Andrew WExecutive Vice President & CFO
Tax withholdingSouthern Company Common Stock 1,630 $49.22 $80,228.60
Disclosure

SEC source: 0001209191-19-010721 · doc4.xml · nonDerivative · entry 2

Evans Andrew W · CIK 0001338158 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,909

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

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February 13, 2019 Filed Feb 15, 2019 22:28 UTC
Evans Andrew WExecutive Vice President & CFO
Exercise / conversionSouthern Company Common Stock 5,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010721 · doc4.xml · nonDerivative · entry 1

Evans Andrew W · CIK 0001338158 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired upon vesting of second 1/3 of performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 13, 2018. Includes 493 accrued dividend equivalent units.

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February 13, 2019 Filed Feb 15, 2019 22:27 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,054 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010718 · doc4.xml · derivative · entry 3

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Underlying: Southern Company Common Stock · 3,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · price: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.exercise_date: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.expiration_date: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

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February 13, 2019 Filed Feb 15, 2019 22:27 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Tax withholdingSouthern Company Common Stock 1,526 $49.22 $75,109.72
Disclosure

SEC source: 0001209191-19-010718 · doc4.xml · nonDerivative · entry 2

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,772.1563

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:27 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Exercise / conversionSouthern Company Common Stock 3,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010718 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,298.1563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired upon vesting of second 1/3 of performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 13, 2018. Includes 309 accrued dividend equivalent units.

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February 13, 2019 Filed Feb 15, 2019 22:26 UTC
Greene Kimberly S,Chair & CEO, Southern Co. Gas
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010713 · doc4.xml · derivative · entry 3

Greene Kimberly S, · CIK 0001573512 · Chair & CEO, Southern Co. Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,231

Underlying: Southern Company Common Stock · 3,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · price: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.exercise_date: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.expiration_date: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

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February 13, 2019 Filed Feb 15, 2019 22:26 UTC
Greene Kimberly S,Chair & CEO, Southern Co. Gas
Tax withholdingSouthern Company Common Stock 1,620 $49.22 $79,736.40
Disclosure

SEC source: 0001209191-19-010713 · doc4.xml · nonDerivative · entry 2

Greene Kimberly S, · CIK 0001573512 · Chair & CEO, Southern Co. Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,936

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:26 UTC
Greene Kimberly S,Chair & CEO, Southern Co. Gas
Exercise / conversionSouthern Company Common Stock 3,558 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010713 · doc4.xml · nonDerivative · entry 1

Greene Kimberly S, · CIK 0001573512 · Chair & CEO, Southern Co. Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired upon vesting of second 1/3 of performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 13, 2018. Includes 327 accrued dividend equivalent units.

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February 13, 2019 Filed Feb 15, 2019 22:25 UTC
Kerr, II James YExecutive VP & General Counsel
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010712 · doc4.xml · derivative · entry 7

Kerr, II James Y · CIK 0001601624 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

Underlying: Southern Company Common Stock · 2,971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · price: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.exercise_date: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.expiration_date: Represents performance restricted stock units granted on February 13, 2017. The remaining portion of the award will vest in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:25 UTC
Kerr, II James YExecutive VP & General Counsel
Exercise / conversionSouthern Co Restricted Stock Units · Derivative 677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010712 · doc4.xml · derivative · entry 6

Kerr, II James Y · CIK 0001601624 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678

Underlying: Southern Company Common Stock · 677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Restricted Stock Unit (RSU) award was granted on February 13, 2017. On February 13, 2019, 677 RSUs and 68 dividend equivalent units vested.

F3 · price: Restricted Stock Unit (RSU) award was granted on February 13, 2017. On February 13, 2019, 677 RSUs and 68 dividend equivalent units vested.

F3 · derivative.exercise_date: Restricted Stock Unit (RSU) award was granted on February 13, 2017. On February 13, 2019, 677 RSUs and 68 dividend equivalent units vested.

F3 · derivative.expiration_date: Restricted Stock Unit (RSU) award was granted on February 13, 2017. On February 13, 2019, 677 RSUs and 68 dividend equivalent units vested.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:25 UTC
Kerr, II James YExecutive VP & General Counsel
Tax withholdingSouthern Company Common Stock 339 $49.22 $16,685.58
Disclosure

SEC source: 0001209191-19-010712 · doc4.xml · nonDerivative · entry 4

Kerr, II James Y · CIK 0001601624 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,655

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.