Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2021 Filed Sep 16, 2021 20:34 UTC Amendment
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionStock Options · Derivative 13,807 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000143 · wf-form4a_163182445933070.xml · derivative · entry 7

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,114

Underlying: Common · 13,807 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amendment filed to correct the number of options exercised.

F1 · derivative.underlying_shares: Amendment filed to correct the number of options exercised.

Read SEC document
September 09, 2021 Filed Sep 16, 2021 20:34 UTC Amendment
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 10,000 $68.00 $680,000.00
Disclosure

SEC source: 0000913760-21-000143 · wf-form4a_163182445933070.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,520

F2 · balance_after: Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised.

Read SEC document
September 09, 2021 Filed Sep 16, 2021 20:34 UTC Amendment
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionCommon Stock 13,807 $25.91 $357,739.37
Disclosure

SEC source: 0000913760-21-000143 · wf-form4a_163182445933070.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amendment filed to correct the number of options exercised.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 21:28 UTC
Schroeder AaronChief Accounting Officer
SaleCommon Stock 1,000 $70.00 $70,000.00
Disclosure

SEC source: 0000913760-21-000137 · wf-form4_163053169622395.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,310

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:09 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 6,560 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000139 · wf-form4_163061333872145.xml · derivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,440

Underlying: Common Stock · 6,560 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:09 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 6,560 $70.00 $459,200.00
Disclosure

SEC source: 0000913760-21-000139 · wf-form4_163061333872145.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:09 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 6,560 $25.91 $169,969.60
Disclosure

SEC source: 0000913760-21-000139 · wf-form4_163061333872145.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:21 UTC GrantRestricted Shares of Common Stock 130 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000125 · wf-form4_162802207220061.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,246

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:21 UTC GrantRestricted Shares of Common Stock 187 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000124 · wf-form4_162802201023094.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,575

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:20 UTC GrantRestricted Shares of Common Stock 156 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000123 · wf-form4_162802196332653.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,996

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:19 UTC GrantRestricted Shares of Common Stock 187 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000122 · wf-form4_162802188833853.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,287

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:18 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 233 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000121 · wf-form4_162802183620190.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,390

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 27, 2021 Filed Jul 29, 2021 20:16 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000115 · wf-form4_162758974701334.xml · derivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 10,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2021 Filed Jul 29, 2021 20:16 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 10,000 $25.91 $259,100.00
Disclosure

SEC source: 0000913760-21-000115 · wf-form4_162758974701334.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:25 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 14,000 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · derivative · entry 6

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 14,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:25 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 14,000 $65.16 $912,198.00
Disclosure

SEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · nonDerivative · entry 4

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:25 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 14,000 $25.91 $362,740.00
Disclosure

SEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · nonDerivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:25 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 6,000 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · derivative · entry 5

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,000

Underlying: Common Stock · 6,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:25 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 6,000 $66.34 $398,040.60
Disclosure

SEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:25 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 6,000 $25.91 $155,460.00
Disclosure

SEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 24, 2021 21:18 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 2,465 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · derivative · entry 6

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 2,465 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 21, 2021 Filed May 24, 2021 21:18 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 2,465 $70.25 $173,166.25
Disclosure

SEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · nonDerivative · entry 4

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,472

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 21, 2021 Filed May 24, 2021 21:18 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 2,465 $25.91 $63,868.15
Disclosure

SEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · nonDerivative · entry 3

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:23 UTC
Lyon Charles MExecutive VP - subsidiary
SaleCommon Stock 16,090 $69.41 $1,116,831.04
Disclosure

SEC source: 0000913760-21-000103 · wf-form4_162197414799227.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Executive VP - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,279

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:34 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 2,054 $70.02 $143,814.10
Disclosure

SEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · nonDerivative · entry 4

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,019

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:34 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionCommon Stock 2,851 $25.91 $73,869.41
Disclosure

SEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · nonDerivative · entry 3

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 20, 2021 Filed May 24, 2021 21:18 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 1,538 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · derivative · entry 5

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,465

Underlying: Common Stock · 1,538 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 20, 2021 Filed May 24, 2021 21:18 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 1,538 $70.25 $108,044.50
Disclosure

SEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,472

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 20, 2021 Filed May 24, 2021 21:18 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 1,538 $25.91 $39,849.58
Disclosure

SEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 19, 2021 Filed May 20, 2021 21:32 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 325 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · derivative · entry 6

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,003

Underlying: Common Stock · 325 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 19, 2021 Filed May 20, 2021 21:32 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 325 $70.25 $22,831.25
Disclosure

SEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · nonDerivative · entry 4

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,472

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 19, 2021 Filed May 20, 2021 21:32 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 325 $25.91 $8,420.75
Disclosure

SEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · nonDerivative · entry 3

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 18, 2021 Filed May 21, 2021 01:34 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionStock Options · Derivative 2,851 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · derivative · entry 8

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,000

Underlying: Common · 2,851 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 18, 2021 Filed May 21, 2021 01:34 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionStock Options · Derivative 18,357 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · derivative · entry 7

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,851

Underlying: Common · 18,357 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 18, 2021 Filed May 21, 2021 01:34 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 13,059 $70.05 $914,823.43
Disclosure

SEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,222

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2021 Filed May 21, 2021 01:34 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionCommon Stock 18,357 $25.91 $475,629.87
Disclosure

SEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:32 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 15,672 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · derivative · entry 5

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,328

Underlying: Common Stock · 15,672 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:32 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 15,672 $70.26 $1,101,075.54
Disclosure

SEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,472

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:32 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 15,672 $25.91 $406,061.52
Disclosure

SEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 14, 2021 Filed May 21, 2021 01:34 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionStock Options · Derivative 35 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000097 · wf-form5_162156087722298.xml · derivative · entry 5

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,208

Underlying: Common · 35 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

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May 14, 2021 Filed May 21, 2021 01:34 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 26 $70.00 $1,820.00
Disclosure

SEC source: 0000913760-21-000097 · wf-form5_162156087722298.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,924

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 14, 2021 Filed May 21, 2021 01:34 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionCommon Stock 35 $25.91 $906.85
Disclosure

SEC source: 0000913760-21-000097 · wf-form5_162156087722298.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:36 UTC
Rotsztain DiegoChief Governance/Legal Officer
PurchaseCommon Stock 727 $68.50 $49,800.74
Disclosure

SEC source: 0000913760-21-000085 · wf-form4_162128375497762.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

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May 13, 2021 Filed May 17, 2021 20:35 UTC SaleCommon Stock 6,935 $68.41 $474,433.75
Disclosure

SEC source: 0000913760-21-000084 · wf-form4_162128372085514.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,116

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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May 12, 2021 Filed May 14, 2021 20:31 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionStock Options · Derivative 15,584 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000081 · wf-form4_162102424497719.xml · derivative · entry 5

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,416

Underlying: Common · 15,584 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:31 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 9,787 $70.00 $685,090.00
Disclosure

SEC source: 0000913760-21-000081 · wf-form4_162102424497719.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,742

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:31 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionCommon Stock 15,584 $25.91 $403,781.44
Disclosure

SEC source: 0000913760-21-000081 · wf-form4_162102424497719.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
May 12, 2021 Filed May 21, 2021 01:34 UTC Amendment
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionStock Options · Derivative 13,757 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000096 · wf-form4a_162156085986819.xml · derivative · entry 3

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,243

Underlying: Common · 13,757 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · derivative.underlying_shares: Amendment filed to correct the number of options exercised.

Read SEC document
May 12, 2021 Filed May 21, 2021 01:34 UTC Amendment
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 9,787 $70.00 $685,090.00
Disclosure

SEC source: 0000913760-21-000096 · wf-form4a_162156085986819.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,915

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F3 · balance_after: Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised.

Read SEC document
May 12, 2021 Filed May 21, 2021 01:34 UTC Amendment
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionCommon Stock 13,757 $25.91 $356,443.87
Disclosure

SEC source: 0000913760-21-000096 · wf-form4a_162156085986819.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · shares: Amendment filed to correct the number of options exercised.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.