Last 12 months
Inside the activity.
39 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 9 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 5 | 0 |
| Jun 2026 | 11 | 0 |
| Jul 2026 | 2 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2018 Filed Jun 21, 2018 19:32 UTC |
WICKERSHAM GROVER T.Director
|
GrantStock Option (right to buy) · Derivative | 15,683 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0001225208-18-010853 · doc4.xml · derivative · entry 2 WICKERSHAM GROVER T. · CIK 0001265078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 Underlying: Common Stock · 15,683 shares Expires 2023-06-19 F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the date of the Company's 2019 annual stockholder meeting will vest as of such date (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:32 UTC |
WICKERSHAM GROVER T.Director
|
GrantRestricted Stock Units · Derivative | 6,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010853 · doc4.xml · derivative · entry 1 WICKERSHAM GROVER T. · CIK 0001265078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,593 Underlying: Common Stock · 6,593 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 23:32 UTC |
Morrison Jamie BechtelDirector
|
GrantStock Option (right to buy) · Derivative | 33,672 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0001225208-18-010851 · doc4.xml · derivative · entry 2 Morrison Jamie Bechtel · CIK 0001729595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,672 Underlying: Common Stock · 33,672 shares Expires 2023-06-19 F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the date of the Company's 2019 annual stockholder meeting will vest as of such date (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 23:32 UTC |
Morrison Jamie BechtelDirector
|
GrantRestricted Stock Units · Derivative | 17,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010851 · doc4.xml · derivative · entry 1 Morrison Jamie Bechtel · CIK 0001729595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,308 Underlying: Common Stock · 17,308 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 23:32 UTC |
Chiavarini Delphine FrancoisDirector
|
GrantStock Option (right to buy) · Derivative | 20,295 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0001225208-18-010849 · doc4.xml · derivative · entry 2 Chiavarini Delphine Francois · CIK 0001744264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,295 Underlying: Common Stock · 20,295 shares Expires 2023-06-19 F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the date of the Company's 2019 annual stockholder meeting will vest as of such date (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 23:32 UTC |
Chiavarini Delphine FrancoisDirector
|
GrantRestricted Stock Units · Derivative | 9,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010849 · doc4.xml · derivative · entry 1 Chiavarini Delphine Francois · CIK 0001744264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,341 Underlying: Common Stock · 9,341 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 16:54 UTC |
DUMONT MARCDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010675 · doc4.xml · derivative · entry 4 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 16:54 UTC |
DUMONT MARCDirector
|
Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010675 · doc4.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 16:49 UTC |
Williams Julia AnnDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010665 · doc4.xml · derivative · entry 5 Williams Julia Ann · CIK 0001689618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 16:49 UTC |
Williams Julia AnnDirector
|
Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010665 · doc4.xml · nonDerivative · entry 1 Williams Julia Ann · CIK 0001689618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Julia A. Williams MD Trust Disclosed balance after: 141,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 20:54 UTC |
Szot Matthew KDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010678 · doc4.xml · derivative · entry 2 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F3 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 20:54 UTC |
Szot Matthew KDirector
|
Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010678 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Szot Family Trust Disclosed balance after: 63,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · balance_after: The reporting person's previously filed report on Form 4 filed on 12/20/2017 incorrectly reported 3,086 shares as having been acquired with a "Direct" form of ownership. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 16:49 UTC |
WICKERSHAM GROVER T.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010667 · doc4.xml · derivative · entry 6 WICKERSHAM GROVER T. · CIK 0001265078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 16:49 UTC |
WICKERSHAM GROVER T.Director
|
Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010667 · doc4.xml · nonDerivative · entry 1 WICKERSHAM GROVER T. · CIK 0001265078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 22:37 UTC |
Morrison Jamie BechtelDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 12,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010698 · doc4.xml · derivative · entry 2 Morrison Jamie Bechtel · CIK 0001729595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 22:37 UTC |
Morrison Jamie BechtelDirector
|
Exercise / conversionCommon Stock | 12,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010698 · doc4.xml · nonDerivative · entry 1 Morrison Jamie Bechtel · CIK 0001729595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 15:06 UTC Amendment |
DUMONT MARCDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000002 · primary_doc.xml · derivative · entry 2 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F3 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F3 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 15:06 UTC Amendment |
DUMONT MARCDirector
|
Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000002 · primary_doc.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F2 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 14:44 UTC Amendment |
Williams Julia AnnDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000001 · primary_doc.xml · derivative · entry 2 Williams Julia Ann · CIK 0001689618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F3 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F3 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 14:44 UTC Amendment |
Williams Julia AnnDirector
|
Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000001 · primary_doc.xml · nonDerivative · entry 1 Williams Julia Ann · CIK 0001689618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Julia A. Williams MD Trust Disclosed balance after: 141,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F2 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 20:31 UTC Amendment |
Szot Matthew KDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000003 · primary_doc.xml · derivative · entry 2 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F4 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F4 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 20:31 UTC Amendment |
Szot Matthew KDirector
|
Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000003 · primary_doc.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Szot Family Trust Disclosed balance after: 63,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F2 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F3 · balance_after: The reporting person's previously filed report on Form 4 filed on 12/20/2017 incorrectly reported 3,086 shares as having been acquired with a "Direct" form of ownership. Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 15:47 UTC Amendment |
WICKERSHAM GROVER T.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000004 · primary_doc.xml · derivative · entry 2 WICKERSHAM GROVER T. · CIK 0001265078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F3 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date) F3 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date) Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 15:47 UTC Amendment |
WICKERSHAM GROVER T.Director
|
Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000004 · primary_doc.xml · nonDerivative · entry 1 WICKERSHAM GROVER T. · CIK 0001265078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F2 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 19:30 UTC |
Mayer Loretta PowersDirector · CEO & Chief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007484 · doc4.xml · derivative · entry 5 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,668 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 19:30 UTC |
Mayer Loretta PowersDirector · CEO & Chief Scientific Officer
|
Tax withholdingCommon Stock | 5,436 | $0.51 | $2,772.36 |
DisclosureSEC source: 0001225208-18-007484 · doc4.xml · nonDerivative · entry 3 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,971 Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 19:30 UTC |
Mayer Loretta PowersDirector · CEO & Chief Scientific Officer
|
Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007484 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 19:30 UTC |
Dyer Cheryl AnnDirector · Pres. & Chief Research Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007483 · doc4.xml · derivative · entry 5 Dyer Cheryl Ann · CIK 0001689556 · Director · Pres. & Chief Research Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,668 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 19:30 UTC |
Dyer Cheryl AnnDirector · Pres. & Chief Research Officer
|
Tax withholdingCommon Stock | 5,766 | $0.51 | $2,940.66 |
DisclosureSEC source: 0001225208-18-007483 · doc4.xml · nonDerivative · entry 3 Dyer Cheryl Ann · CIK 0001689556 · Director · Pres. & Chief Research Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,535 Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 19:30 UTC |
Dyer Cheryl AnnDirector · Pres. & Chief Research Officer
|
Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007483 · doc4.xml · nonDerivative · entry 2 Dyer Cheryl Ann · CIK 0001689556 · Director · Pres. & Chief Research Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| February 22, 2018 Filed Apr 5, 2018 19:30 UTC |
Mayer Loretta PowersDirector · CEO & Chief Scientific Officer
|
GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007484 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,074 Read SEC document |
| February 22, 2018 Filed Apr 5, 2018 19:30 UTC |
Dyer Cheryl AnnDirector · Pres. & Chief Research Officer
|
GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007483 · doc4.xml · nonDerivative · entry 1 Dyer Cheryl Ann · CIK 0001689556 · Director · Pres. & Chief Research Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,968 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:55 UTC |
Morrison Jamie BechtelDirector
|
GrantStock Option (right to buy) · Derivative | 6,667 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001225208-18-003461 · doc4.xml · derivative · entry 2 Morrison Jamie Bechtel · CIK 0001729595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires 2023-02-15 F3 · derivative.exercise_date: The stock option vests as follows: 5,000 shares vest and become exercisable on the three month anniversary of the date of grant and 1,667 shares vest and become exercisable on the date of the Company's 2018 annual stockholder meeting. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:55 UTC |
Morrison Jamie BechtelDirector
|
GrantRestricted Stock Units · Derivative | 12,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003461 · doc4.xml · derivative · entry 1 Morrison Jamie Bechtel · CIK 0001729595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,820 Underlying: Common Stock · 12,820 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the date of the Company's 2018 annual stockholder meeting. F2 · derivative.expiration_date: The restricted stock units vest in full on the date of the Company's 2018 annual stockholder meeting. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:38 UTC |
Altman AndrewChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002099 · doc4.xml · derivative · entry 3 Altman Andrew · CIK 0001709826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2020-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. Pursuant to the reporting person's employment agreement, all remaining unvested shares vested on January 31, 2018, the effective date of the reporting person's termination of employment with the issuer. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:38 UTC |
Altman AndrewChief Operating Officer
|
Tax withholdingCommon Stock | 17,375 | $0.70 | $12,162.50 |
DisclosureSEC source: 0001225208-18-002099 · doc4.xml · nonDerivative · entry 2 Altman Andrew · CIK 0001709826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,737 Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:38 UTC |
Altman AndrewChief Operating Officer
|
Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002099 · doc4.xml · nonDerivative · entry 1 Altman Andrew · CIK 0001709826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 17:22 UTC |
Williams Julia AnnDirector
|
GrantCommon Stock | 37,162 | $0.72 | $26,756.64 |
DisclosureSEC source: 0001225208-18-000875 · doc4.xml · nonDerivative · entry 1 Williams Julia Ann · CIK 0001689618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Julia A. Williams MD Trust Disclosed balance after: 137,510 F1 · price: These shares were issued to the Reporting Person in lieu of fees for services as a Board member of $27,500, pursuant to the Issuer's 2015 Equity Incentive Plan. F2 · balance_after: The reporting person's previously filed report on Form 4 filed on December 21, 2017 incorrectly reported 3,086 shares issued on December 19, 2017 as having been acquired with a "Direct" form of ownership. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:09 UTC |
Mayer Loretta PowersDirector · CEO & Chief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000489 · doc4.xml · derivative · entry 4 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,001 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:09 UTC |
Mayer Loretta PowersDirector · CEO & Chief Scientific Officer
|
Tax withholdingCommon Stock | 5,986 | $0.72 | $4,309.92 |
DisclosureSEC source: 0001225208-18-000489 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,324 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:09 UTC |
Mayer Loretta PowersDirector · CEO & Chief Scientific Officer
|
Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000489 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:09 UTC |
Dyer Cheryl AnnDirector · Pres. & Chief Research Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000488 · doc4.xml · derivative · entry 4 Dyer Cheryl Ann · CIK 0001689556 · Director · Pres. & Chief Research Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,001 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:09 UTC |
Dyer Cheryl AnnDirector · Pres. & Chief Research Officer
|
Tax withholdingCommon Stock | 6,316 | $0.72 | $4,547.52 |
DisclosureSEC source: 0001225208-18-000488 · doc4.xml · nonDerivative · entry 2 Dyer Cheryl Ann · CIK 0001689556 · Director · Pres. & Chief Research Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,218 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:09 UTC |
Dyer Cheryl AnnDirector · Pres. & Chief Research Officer
|
Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000488 · doc4.xml · nonDerivative · entry 1 Dyer Cheryl Ann · CIK 0001689556 · Director · Pres. & Chief Research Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 17:55 UTC |
Mayer Loretta PowersDirector · CEO & Chief Scientific Officer
|
SaleCommon Stock | 6,000 | $0.67 | $4,026.00 |
DisclosureSEC source: 0001225208-17-019068 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,977 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 01:08 UTC |
Szot Matthew KDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,086 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018974 · doc4.xml · derivative · entry 3 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,086 shares Expires 2017-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 01:08 UTC |
Szot Matthew KDirector
|
Exercise / conversionCommon Stock | 3,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018974 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 21:03 UTC |
WICKERSHAM GROVER T.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 3,086 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018976 · doc4.xml · derivative · entry 7 WICKERSHAM GROVER T. · CIK 0001265078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,086 shares Expires 2017-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 21:03 UTC |
WICKERSHAM GROVER T.Director
|
Exercise / conversionCommon Stock | 3,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018976 · doc4.xml · nonDerivative · entry 2 WICKERSHAM GROVER T. · CIK 0001265078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 21:38 UTC |
DUMONT MARCDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,086 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-019013 · doc4.xml · derivative · entry 4 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,086 shares Expires 2017-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.