Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gaucho Group Holdings, Inc.VINO · Entity 87062 | Director | October 01, 2024 | October 03, 2024 |
| SenesTech, Inc.SNES · Entity 8221 | Director | July 01, 2022 | July 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gaucho Group Holdings, Inc.
Report date October 01, 2024 · Filed October 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,305 |
Reported balance
After 2024-10-01 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-10-01 · Grant · Acquired 7,500 · Balance 8,305 F1: Acquired as compensation for service on the Board of Directors for the second half of 2023. |
| Common StockSEC Table I · non-derivative | Direct | 118 |
Reported balance
Holding disclosure · report date 2024-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 118 F2: Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship. |
| Common StockSEC Table I · non-derivative | Direct | 25 |
Reported balance
Holding disclosure · report date 2024-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 25 F3: Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10,896.00 · Expires 2025-09-28 | Direct | 6 |
Reported balance
Holding disclosure · report date 2024-10-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6 F4: Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; fully vested on 9/28/24. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired as compensation for service on the Board of Directors for the second half of 2023.
F2: Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship.
F3: Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship.
F4: Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; fully vested on 9/28/24.
SenesTech, Inc.
Report date July 01, 2022 · Filed July 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2027-07-01 | Direct | 96,218 |
Reported balance
After 2022-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-07-01 · Grant · Acquired 96,218 · Balance 96,218 F1: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2024 Filed Oct 3, 2024 19:58 UTC | Gaucho Group Holdings, Inc. VINO · Entity 87062 | GrantCommon Stock | 7,500 | $5.00 | $37,500.00 |
DisclosureSEC source: 0001493152-24-039435 · ownership.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,305 F1 · security: Acquired as compensation for service on the Board of Directors for the second half of 2023. Read SEC document |
| July 14, 2023 Filed Aug 2, 2023 17:53 UTC | Gaucho Group Holdings, Inc. VINO · Entity 87062 | GrantCommon Stock | 67,568 | $0.56 | $37,500.24 |
DisclosureSEC source: 0001493152-23-026470 · ownership.xml · nonDerivative · entry 2 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,477 F2 · security: Acquired as compensation for service on the Board of Directors for the first half of 2023. Read SEC document |
| December 31, 2022 Filed Aug 2, 2023 17:53 UTC | Gaucho Group Holdings, Inc. VINO · Entity 87062 | Exercise / conversionRestricted Stock Unit · Derivative | 3,873 | $9.68 Strike: $0.81 | $37,506.13 |
DisclosureSEC source: 0001493152-23-026470 · ownership.xml · derivative · entry 5 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,873 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan. Read SEC document |
| December 31, 2022 Filed Aug 2, 2023 17:53 UTC | Gaucho Group Holdings, Inc. VINO · Entity 87062 | Exercise / conversionCommon Stock | 3,873 | $9.68 | $37,506.13 |
DisclosureSEC source: 0001493152-23-026470 · ownership.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan. Read SEC document |
| December 17, 2022 Filed Aug 2, 2023 17:53 UTC | Gaucho Group Holdings, Inc. VINO · Entity 87062 | OtherStock Option · Derivative | 278 | $0.00 Strike: $198.00 | $0.00 |
DisclosureSEC source: 0001493152-23-026470 · ownership.xml · derivative · entry 6 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 278 shares Expires 2022-12-17 F5 · derivative.exercise_date: Expiration of option with no value received. Read SEC document |
| August 11, 2022 Filed Aug 18, 2022 13:36 UTC | Gaucho Group Holdings, Inc. VINO · Entity 87062 | GrantRestricted Stock Unit · Derivative | 46,469 | $0.81 Strike: $0.81 | $37,500.48 |
DisclosureSEC source: 0001493152-22-023436 · ownership.xml · derivative · entry 5 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,469 Underlying: Common Stock · 46,469 shares Expires 2022-12-31 F4 · derivative.exercise_date: Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; shares vest on the earlier of 12/31/22 or pro rata to termination of service as a director. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:06 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 96,218 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001209191-22-041302 · doc4.xml · derivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,218 Underlying: Common Stock · 96,218 shares Expires 2027-07-01 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date). Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:51 UTC | Gaucho Group Holdings, Inc. VINO · Entity 87062 | GrantCommon Stock | 46,469 | $0.81 | $37,500.48 |
DisclosureSEC source: 0001493152-22-016306 · ownership.xml · nonDerivative · entry 2 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,427 F1 · security: Acquisition of restricted common stock of the Company as approved by the Compensation Committee and Board of Directors pursuant to the 2018 Equity Incentive Plan for services provided to the Company as a director for 2021 and half of 2022. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:51 UTC | Gaucho Group Holdings, Inc. VINO · Entity 87062 | GrantCommon Stock | 61,958 | $0.81 | $50,000.11 |
DisclosureSEC source: 0001493152-22-016306 · ownership.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,958 F1 · security: Acquisition of restricted common stock of the Company as approved by the Compensation Committee and Board of Directors pursuant to the 2018 Equity Incentive Plan for services provided to the Company as a director for 2021 and half of 2022. Read SEC document |
| March 28, 2022 Filed Apr 19, 2022 16:45 UTC | Gaucho Group Holdings, Inc. VINO · Entity 87062 | GrantCommon Stock | 101,210 | $2.02 | $204,444.20 |
DisclosureSEC source: 0001493152-22-010449 · ownership.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,210 F1 · security: Acquired as a result of the share exchange with the minority stockholders of Gaucho Group, Inc. F2 · ownership.direct: Owned by self and Patrick Dumont as joint tenants with rights of survivorship. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:32 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 34,817 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001225208-21-009707 · doc4.xml · derivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,817 Underlying: Common Stock · 34,817 shares Expires 2026-06-25 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date). Read SEC document |
| July 10, 2020 Filed Jul 15, 2020 11:46 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 24,098 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001225208-20-009749 · doc4.xml · derivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,098 Underlying: Common Stock · 24,098 shares Expires 2025-07-10 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the one-year anniversary of the date of grant will vest as of such date (subject to recipient's continued service to the Company through such vesting dates). Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:25 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 564 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009146 · doc4.xml · derivative · entry 4 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 564 shares Expires 2020-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F1 · shares: On February 4, 2020, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F3 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F3 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F1 · derivative.underlying_shares: On February 4, 2020, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:25 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 564 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009146 · doc4.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 4, 2020, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F1 · balance_after: On February 4, 2020, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:13 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 22,896 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001225208-19-009484 · doc4.xml · derivative · entry 6 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,896 Underlying: Common Stock · 22,896 shares Expires 2024-06-18 F4 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the one-year anniversary of the date of grant will vest as of such date (subject to recipient's continued service to the Company through such vesting dates). Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:13 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantRestricted Stock Units · Derivative | 11,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009484 · doc4.xml · derivative · entry 5 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,268 Underlying: Common Stock · 11,268 shares Expires 2020-06-18 F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F3 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:13 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 8,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009484 · doc4.xml · derivative · entry 4 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:13 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 8,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009484 · doc4.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:32 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 19,373 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0001225208-18-010850 · doc4.xml · derivative · entry 2 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,373 Underlying: Common Stock · 19,373 shares Expires 2023-06-19 F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the date of the Company's 2019 annual stockholder meeting will vest as of such date (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:32 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantRestricted Stock Units · Derivative | 8,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010850 · doc4.xml · derivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,791 Underlying: Common Stock · 8,791 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 16:54 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010675 · doc4.xml · derivative · entry 4 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 16:54 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010675 · doc4.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 15:06 UTC Amendment | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 3,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000002 · primary_doc.xml · derivative · entry 2 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F3 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F3 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| May 19, 2018 Filed Dec 31, 2018 15:06 UTC Amendment | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001223203-18-000002 · primary_doc.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The reporting person is amending the Form 4 originally filed to correct the transaction date. F2 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 21:38 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 3,086 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-019013 · doc4.xml · derivative · entry 4 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,086 shares Expires 2017-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 21:38 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 3,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-019013 · doc4.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| May 19, 2017 Filed May 24, 2017 18:32 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001638599-17-000485 · doc4_4730.xml · derivative · entry 2 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2022-05-18 F3 · derivative.exercise_date: The stock option will be fully vested on the earlier of the date immediately preceding the date of the Company's 2018 annual stockholder meeting, or the one year anniversary of the date of grant (subject to optionee's continued service to the Company through such vesting date). Read SEC document |
| May 19, 2017 Filed May 24, 2017 18:32 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantRestricted Stock Units · Derivative | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000485 · doc4_4730.xml · derivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577 Underlying: Common Stock · 3,577 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units may be settled for that number of shares of Common Stock equal to $25,000 divided by the closing market price of the Common Stock on the date of grant May 19, 2017, which was $6.99, for a total of 3,577 shares of Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest on the earlier of the date immediately preceding the date of the Company's 2018 annual stock holder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units will vest on the earlier of the date immediately preceding the date of the Company's 2018 annual stock holder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| February 27, 2017 Filed Jul 8, 2020 21:31 UTC | SenesTech, Inc. SNES · Entity 8221 | GiftCommon Stock | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009657 · doc4.xml · nonDerivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89 F1 · shares: On February 4, 2020, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: Reflects shares held following the reported transaction, as adjusted to reflect the Reverse Stock Split. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:03 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $8.10 | $0.00 |
DisclosureSEC source: 0001144204-16-140793 · v455542_4.xml · derivative · entry 2 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2021-12-19 F3 · derivative.exercise_date: The option becomes vested and exercisable in four equal quarterly installments, beginning on January 1, 2017. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:03 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantRestricted Stock Units · Derivative | 3,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140793 · v455542_4.xml · derivative · entry 1 DUMONT MARC · CIK 0001030600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,086 Underlying: Common Stock · 3,086 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs") may be settled for that number of shares of Common Stock equal to $25,000 divided by the closing market price of the Common Stock on the date of grant, December 19, 2016, which was $8.10, for a total of 3,086 shares of Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest on the one year anniversary of the date of grant. Vested shares of Common Stock will be delivered to the reporting person promptly following settlement per the terms of the agreement governing the RSUs. F2 · derivative.expiration_date: The restricted stock units will vest on the one year anniversary of the date of grant. Vested shares of Common Stock will be delivered to the reporting person promptly following settlement per the terms of the agreement governing the RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.