Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SenesTech, Inc.SNES · Entity 8221 | Director · Chief Scientific Officer | October 21, 2019 | October 22, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SenesTech, Inc.
Report date October 21, 2019 · Filed October 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 335,165 |
Ending reported balance
After 2019-10-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-08-27 · Gift · Disposed 30,000 · Balance 341,165 Row 2 · 2019-10-21 · Sale · Disposed 6,000 · Balance 335,165 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 5, 2017. |
| Common StockSEC Table I · non-derivative | Indirect2016 Dyer Mayer Family Delaware Trust | 100,000 |
Reported balance
Holding disclosure · report date 2019-10-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 100,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 5, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2019 Filed Oct 22, 2019 19:40 UTC | SenesTech, Inc. SNES · Entity 8221 | SaleCommon Stock | 6,000 | $0.83 | $4,980.00 |
DisclosureSEC source: 0001225208-19-013766 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,165 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 5, 2017. Read SEC document |
| August 27, 2019 Filed Oct 22, 2019 19:40 UTC | SenesTech, Inc. SNES · Entity 8221 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013766 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,165 Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 17:46 UTC | SenesTech, Inc. SNES · Entity 8221 | SaleCommon Stock | 20,000 | $1.19 | $23,734.00 |
DisclosureSEC source: 0001225208-19-011640 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,165 F2 · price: The price shown is a weighted average sales price. The shares were sold at prices ranging from $1.18 to $1.23 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 17:46 UTC | SenesTech, Inc. SNES · Entity 8221 | SaleCommon Stock | 20,000 | $1.24 | $24,756.00 |
DisclosureSEC source: 0001225208-19-011640 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,165 F1 · price: The price shown is a weighted average sales price. The shares were sold at prices ranging from $1.20 to $1.27 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:51 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 18,336 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009922 · doc4.xml · derivative · entry 4 Mayer Loretta Powers · CIK 0001689608 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,336 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occured is indicated. One-third of the total restricted stock units ("RSUs") granted vested on the first vesting date and the remaining RSUs vested in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occured is indicated. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:51 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 8,543 | $1.80 | $15,377.40 |
DisclosureSEC source: 0001225208-19-009922 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,165 Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:51 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 18,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009922 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 19:46 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006208 · doc4.xml · derivative · entry 5 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,336 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 19:46 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 9,652 | $1.22 | $11,775.44 |
DisclosureSEC source: 0001225208-19-006208 · doc4.xml · nonDerivative · entry 3 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,372 Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 19:46 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006208 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| January 11, 2019 Filed Apr 2, 2019 19:46 UTC | SenesTech, Inc. SNES · Entity 8221 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006208 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,691 Read SEC document |
| December 31, 2018 Filed Dec 31, 2018 18:05 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-017078 · doc4.xml · derivative · entry 5 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,669 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| December 31, 2018 Filed Dec 31, 2018 18:05 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 8,516 | $0.58 | $4,897.55 |
DisclosureSEC source: 0001225208-18-017078 · doc4.xml · nonDerivative · entry 3 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,691 Read SEC document |
| December 31, 2018 Filed Dec 31, 2018 18:05 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-017078 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 18:05 UTC | SenesTech, Inc. SNES · Entity 8221 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-017078 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,874 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 18:15 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014180 · doc4.xml · derivative · entry 4 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,002 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 18:15 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 4,464 | $0.69 | $3,080.16 |
DisclosureSEC source: 0001225208-18-014180 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,874 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 18:15 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014180 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:49 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011372 · doc4.xml · derivative · entry 4 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,335 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:49 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 4,299 | $1.63 | $7,007.37 |
DisclosureSEC source: 0001225208-18-011372 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,005 Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:49 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011372 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 18:32 UTC | SenesTech, Inc. SNES · Entity 8221 | SaleCommon Stock | 6,000 | $2.13 | $12,780.00 |
DisclosureSEC source: 0001225208-18-010895 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,971 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 19:30 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007484 · doc4.xml · derivative · entry 5 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,668 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 19:30 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 5,436 | $0.51 | $2,772.36 |
DisclosureSEC source: 0001225208-18-007484 · doc4.xml · nonDerivative · entry 3 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,971 Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 19:30 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007484 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| February 22, 2018 Filed Apr 5, 2018 19:30 UTC | SenesTech, Inc. SNES · Entity 8221 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007484 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,074 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:09 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000489 · doc4.xml · derivative · entry 4 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,001 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. F3 · derivative.expiration_date: Date at which final vesting occurs is indicated. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:09 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 5,986 | $0.72 | $4,309.92 |
DisclosureSEC source: 0001225208-18-000489 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,324 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:09 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000489 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 17:55 UTC | SenesTech, Inc. SNES · Entity 8221 | SaleCommon Stock | 6,000 | $0.67 | $4,026.00 |
DisclosureSEC source: 0001225208-17-019068 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,977 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017. Read SEC document |
| December 11, 2017 Filed Dec 26, 2017 17:55 UTC | SenesTech, Inc. SNES · Entity 8221 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-019068 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,977 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 17:14 UTC | SenesTech, Inc. SNES · Entity 8221 | SaleCommon Stock | 6,000 | $0.89 | $5,362.80 |
DisclosureSEC source: 0001225208-17-017646 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,977 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017. F2 · price: The price shown is a weighted average sales price. The shares were sold at prices ranging from $0.8926 to $0.8966 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 17:18 UTC | SenesTech, Inc. SNES · Entity 8221 | SaleCommon Stock | 6,000 | $1.52 | $9,126.00 |
DisclosureSEC source: 0001225208-17-016509 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,977 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017. F2 · price: The price shown is a weighted average sales price. The shares were sold at prices ranging from $1.52 to $1.53 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:28 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015824 · doc4.xml · derivative · entry 4 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,334 Underlying: Common Stock · 18,333 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:28 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 5,014 | $1.85 | $9,275.90 |
DisclosureSEC source: 0001225208-17-015824 · doc4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,977 Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:28 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015824 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 17:10 UTC | SenesTech, Inc. SNES · Entity 8221 | SaleCommon Stock | 6,000 | $1.79 | $10,740.00 |
DisclosureSEC source: 0001225208-17-015272 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,658 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 16:48 UTC | SenesTech, Inc. SNES · Entity 8221 | SaleCommon Stock | 6,000 | $2.37 | $14,220.60 |
DisclosureSEC source: 0001225208-17-014303 · doc4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,658 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:28 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 73,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000673 · doc4_4826.xml · derivative · entry 4 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,667 Underlying: Common Stock · 73,333 shares Expires 2020-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This transaction represents the settlement of RSUs as described in Footnote 1. One-third of the RSUs vested on June 30, 2017 and was settled for 50,281 shares of Common Stock. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:28 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 23,052 | $5.94 | $136,928.88 |
DisclosureSEC source: 0001638599-17-000673 · doc4_4826.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,658 F1 · shares: These shares of Common Stock were acquired upon settlement of restricted stock units ("RSUs") granted to the reporting person on June 30, 2016. The RSUs vest over a three-year period, with one-third of the units vesting on June 30, 2017 and the remaining units vesting in equal quarterly tranches over the following twenty-four months of continuous service. On June 30, 2017, the RSUs partially settled for 50,281 shares of Common Stock, the amount of which was calculated by (a) 73,333 shares of Common Stock, the total number of shares of common stock subject to the RSUs that have vested as of June 30, 2017, less (b) 23,052 shares of Common Stock, which is the number of shares of Common Stock necessary for tax payments to be made on the reporting person's behalf per the terms of the agreement governing the RSUs. F1 · price: These shares of Common Stock were acquired upon settlement of restricted stock units ("RSUs") granted to the reporting person on June 30, 2016. The RSUs vest over a three-year period, with one-third of the units vesting on June 30, 2017 and the remaining units vesting in equal quarterly tranches over the following twenty-four months of continuous service. On June 30, 2017, the RSUs partially settled for 50,281 shares of Common Stock, the amount of which was calculated by (a) 73,333 shares of Common Stock, the total number of shares of common stock subject to the RSUs that have vested as of June 30, 2017, less (b) 23,052 shares of Common Stock, which is the number of shares of Common Stock necessary for tax payments to be made on the reporting person's behalf per the terms of the agreement governing the RSUs. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:28 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 73,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-17-000673 · doc4_4826.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of Common Stock were acquired upon settlement of restricted stock units ("RSUs") granted to the reporting person on June 30, 2016. The RSUs vest over a three-year period, with one-third of the units vesting on June 30, 2017 and the remaining units vesting in equal quarterly tranches over the following twenty-four months of continuous service. On June 30, 2017, the RSUs partially settled for 50,281 shares of Common Stock, the amount of which was calculated by (a) 73,333 shares of Common Stock, the total number of shares of common stock subject to the RSUs that have vested as of June 30, 2017, less (b) 23,052 shares of Common Stock, which is the number of shares of Common Stock necessary for tax payments to be made on the reporting person's behalf per the terms of the agreement governing the RSUs. F1 · price: These shares of Common Stock were acquired upon settlement of restricted stock units ("RSUs") granted to the reporting person on June 30, 2016. The RSUs vest over a three-year period, with one-third of the units vesting on June 30, 2017 and the remaining units vesting in equal quarterly tranches over the following twenty-four months of continuous service. On June 30, 2017, the RSUs partially settled for 50,281 shares of Common Stock, the amount of which was calculated by (a) 73,333 shares of Common Stock, the total number of shares of common stock subject to the RSUs that have vested as of June 30, 2017, less (b) 23,052 shares of Common Stock, which is the number of shares of Common Stock necessary for tax payments to be made on the reporting person's behalf per the terms of the agreement governing the RSUs. Read SEC document |
| April 13, 2017 Filed Apr 13, 2017 19:07 UTC | SenesTech, Inc. SNES · Entity 8221 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000368 · doc4_4663.xml · nonDerivative · entry 3 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,377 Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 19:07 UTC | SenesTech, Inc. SNES · Entity 8221 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000368 · doc4_4663.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,377 Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 19:07 UTC | SenesTech, Inc. SNES · Entity 8221 | GiftCommon Stock | 4,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000368 · doc4_4663.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,377 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 16:53 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 5,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-141747 · v455950_form4.xml · derivative · entry 4 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This transaction represents the settlement of RSUs as described in Footnote 1. The RSUs were fully-vested on the date of grant. F2 · derivative.exercise_date: This transaction represents the settlement of RSUs as described in Footnote 1. The RSUs were fully-vested on the date of grant. F2 · derivative.expiration_date: This transaction represents the settlement of RSUs as described in Footnote 1. The RSUs were fully-vested on the date of grant. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 16:53 UTC | SenesTech, Inc. SNES · Entity 8221 | Tax withholdingCommon Stock | 1,755 | $8.19 | $14,373.45 |
DisclosureSEC source: 0001144204-16-141747 · v455950_form4.xml · nonDerivative · entry 2 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,277 F1 · shares: These shares of Common Stock were acquired upon settlement of restricted stock units ("RSUs") granted to the reporting person on December 19, 2016. The RSUs were fully vested and on December 27, 2016 settled for 3,801 shares of Common Stock, the amount of which was calculated by (a) $45,000 divided by the closing market price of the Common Stock on the date of grant, which was $8.10, for a maximum of 5,556 shares of Common Stock, less (b) 1,755, which is the number of shares of Common Stock necessary for tax payments to be made on the reporting person's behalf per the terms of the agreement governing the RSUs. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 16:53 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 5,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-141747 · v455950_form4.xml · nonDerivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of Common Stock were acquired upon settlement of restricted stock units ("RSUs") granted to the reporting person on December 19, 2016. The RSUs were fully vested and on December 27, 2016 settled for 3,801 shares of Common Stock, the amount of which was calculated by (a) $45,000 divided by the closing market price of the Common Stock on the date of grant, which was $8.10, for a maximum of 5,556 shares of Common Stock, less (b) 1,755, which is the number of shares of Common Stock necessary for tax payments to be made on the reporting person's behalf per the terms of the agreement governing the RSUs. F1 · price: These shares of Common Stock were acquired upon settlement of restricted stock units ("RSUs") granted to the reporting person on December 19, 2016. The RSUs were fully vested and on December 27, 2016 settled for 3,801 shares of Common Stock, the amount of which was calculated by (a) $45,000 divided by the closing market price of the Common Stock on the date of grant, which was $8.10, for a maximum of 5,556 shares of Common Stock, less (b) 1,755, which is the number of shares of Common Stock necessary for tax payments to be made on the reporting person's behalf per the terms of the agreement governing the RSUs. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:08 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantRestricted Stock Units · Derivative | 5,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140798 · v455546_4.xml · derivative · entry 1 Mayer Loretta Powers · CIK 0001689608 · Director · CEO & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,556 Underlying: Common Stock · 5,556 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs") may be settled for that number of shares of Common Stock equal to $45,000 divided by the closing market price of the Common Stock on the date of grant, which was $8.10, for a total of 5,556 shares of Common Stock, which amount may be reduced by the number of shares of Common Stock necessary for tax payments to be made on Dr. Mayer's behalf per the terms of the agreement governing the RSUs. F1 · shares: The restricted stock units ("RSUs") may be settled for that number of shares of Common Stock equal to $45,000 divided by the closing market price of the Common Stock on the date of grant, which was $8.10, for a total of 5,556 shares of Common Stock, which amount may be reduced by the number of shares of Common Stock necessary for tax payments to be made on Dr. Mayer's behalf per the terms of the agreement governing the RSUs. F2 · derivative.exercise_date: The RSUs are fully-vested. Vested shares of Common Stock will be delivered to Dr. Mayer promptly following settlement per the terms of the agreement governing the RSUs. F2 · derivative.expiration_date: The RSUs are fully-vested. Vested shares of Common Stock will be delivered to Dr. Mayer promptly following settlement per the terms of the agreement governing the RSUs. F1 · derivative.underlying_shares: The restricted stock units ("RSUs") may be settled for that number of shares of Common Stock equal to $45,000 divided by the closing market price of the Common Stock on the date of grant, which was $8.10, for a total of 5,556 shares of Common Stock, which amount may be reduced by the number of shares of Common Stock necessary for tax payments to be made on Dr. Mayer's behalf per the terms of the agreement governing the RSUs. F1 · balance_after: The restricted stock units ("RSUs") may be settled for that number of shares of Common Stock equal to $45,000 divided by the closing market price of the Common Stock on the date of grant, which was $8.10, for a total of 5,556 shares of Common Stock, which amount may be reduced by the number of shares of Common Stock necessary for tax payments to be made on Dr. Mayer's behalf per the terms of the agreement governing the RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.