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Smart Sand, Inc.

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6217
SEC CIK
0001529628
Parsed reports
477

Last 12 months

Inside the activity.

3 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202611
Jun 202600
Jul 202600
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2023 Filed Dec 19, 2023 21:06 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 5,705 $1.91 $10,896.55
Disclosure

SEC source: 0001529628-23-000129 · wk-form4_1703019977.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,469

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 21:10 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 7,248 $1.91 $13,843.68
Disclosure

SEC source: 0001529628-23-000132 · wk-form4_1703020182.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,399

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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December 18, 2023 Filed Dec 19, 2023 21:07 UTC Tax withholdingCommon Stock 5,455 $1.91 $10,419.05
Disclosure

SEC source: 0001529628-23-000130 · wk-form4_1703020018.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,522

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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December 01, 2023 Filed Dec 4, 2023 21:04 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
SaleCommon Stock 75,333 $1.97 $148,406.01
Disclosure

SEC source: 0001529628-23-000119 · wk-form4_1701723855.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925,506

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.92 to $2.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 23, 2023 Filed Aug 24, 2023 20:22 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
GrantCommon Stock 16,364 $1.82 $29,782.48
Disclosure

SEC source: 0001529628-23-000109 · wk-form4_1692908508.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,839

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on August 23, 2023 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:18 UTC GrantCommon Stock 16,364 $1.82 $29,782.48
Disclosure

SEC source: 0001529628-23-000107 · wk-form4_1692908310.xml · nonDerivative · entry 1

Porcelli Frank · CIK 0001319575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033,538

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on August 23, 2023 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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August 23, 2023 Filed Aug 24, 2023 16:24 UTC GrantCommon Stock, par value $0.001 per share 16,364 $1.82 $29,782.48
Disclosure

SEC source: 0001529628-23-000111 · wk-form4_1692908653.xml · nonDerivative · entry 1

Feliciano Jose Enrique · CIK 0001323912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,364

F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Amended and Restated Omnibus Incentive Plan, which vest on the first anniversary of August 23, 2023, the date of grant.

F2 · shares: The shares are held of record by Mr. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P., a Delaware limited partnership ("CCPII").

F2 · balance_after: The shares are held of record by Mr. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P., a Delaware limited partnership ("CCPII").

F3 · balance_after: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:23 UTC GrantCommon Stock 16,364 $1.82 $29,782.48
Disclosure

SEC source: 0001529628-23-000110 · wk-form4_1692908579.xml · nonDerivative · entry 1

Spurlin Sharon · CIK 0001545197 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,439

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on August 23, 2023 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:16 UTC GrantCommon Stock 16,364 $1.82 $29,782.48
Disclosure

SEC source: 0001529628-23-000105 · wk-form4_1692908194.xml · nonDerivative · entry 1

Pawlenty Timothy · CIK 0001536307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,000

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on August 23, 2023 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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July 30, 2023 Filed Aug 1, 2023 20:02 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 5,034 $1.79 $9,010.86
Disclosure

SEC source: 0001529628-23-000088 · wk-form4_1690920116.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,803

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
July 30, 2023 Filed Aug 1, 2023 20:10 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 11,294 $1.79 $20,216.26
Disclosure

SEC source: 0001529628-23-000092 · wk-form4_1690920620.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,917

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
July 30, 2023 Filed Aug 1, 2023 20:03 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 7,551 $1.79 $13,516.29
Disclosure

SEC source: 0001529628-23-000089 · wk-form4_1690920214.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,232

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
July 30, 2023 Filed Aug 1, 2023 20:07 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 5,080 $1.79 $9,093.20
Disclosure

SEC source: 0001529628-23-000091 · wk-form4_1690920446.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,174

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
July 30, 2023 Filed Aug 1, 2023 20:00 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 6,454 $1.79 $11,552.66
Disclosure

SEC source: 0001529628-23-000087 · wk-form4_1690920038.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,647

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
July 30, 2023 Filed Aug 1, 2023 20:05 UTC Tax withholdingCommon Stock 4,857 $1.79 $8,694.03
Disclosure

SEC source: 0001529628-23-000090 · wk-form4_1690920307.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,977

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 20:07 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
Tax withholdingCommon Stock 5,530 $1.69 $9,345.70
Disclosure

SEC source: 0001529628-23-000079 · wk-form4_1687291657.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 984,475

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:22 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 5,811 $1.56 $9,065.16
Disclosure

SEC source: 0001529628-23-000065 · wk-form4_1686313345.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 881,211

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:34 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 2,591 $1.56 $4,041.96
Disclosure

SEC source: 0001529628-23-000075 · wk-form4_1686314067.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,837

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:24 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 3,885 $1.56 $6,060.60
Disclosure

SEC source: 0001529628-23-000067 · wk-form4_1686313487.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,783

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:29 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 2,614 $1.56 $4,077.84
Disclosure

SEC source: 0001529628-23-000071 · wk-form4_1686313755.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,254

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:36 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 3,321 $1.56 $5,180.76
Disclosure

SEC source: 0001529628-23-000077 · wk-form4_1686314202.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,101

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:32 UTC
SHEARER RICHARD JPresident-Industrial Products
Tax withholdingCommon Stock 1,919 $1.56 $2,993.64
Disclosure

SEC source: 0001529628-23-000073 · wk-form4_1686313940.xml · nonDerivative · entry 1

SHEARER RICHARD J · CIK 0001576884 · President-Industrial Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,924

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:27 UTC Tax withholdingCommon Stock 2,500 $1.56 $3,900.00
Disclosure

SEC source: 0001529628-23-000069 · wk-form4_1686313623.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,834

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 19:56 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
GrantCommon Stock 95,455 $0.00 $0.00
Disclosure

SEC source: 0001529628-23-000035 · wf-form4_167934217502652.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887,022

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on March 17, 2023 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 19:48 UTC
KISZKA ROBERTExecutive VP of Operations
GrantCommon Stock 36,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-23-000029 · wf-form4_167934171098617.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,428

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on March 17, 2023 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 19:50 UTC
WHELAN RONALD PSEE REMARKS
GrantCommon Stock 36,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-23-000031 · wf-form4_167934182460194.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,868

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on March 17, 2023 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 19:53 UTC
YOUNG WILLIAM JOHNChief Operating Officer
GrantCommon Stock 54,545 $0.00 $0.00
Disclosure

SEC source: 0001529628-23-000033 · wf-form4_167934200817012.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,668

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on March 17, 2023 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 19:54 UTC
Beckelman Lee EChief Financial Officer
GrantCommon Stock 54,545 $0.00 $0.00
Disclosure

SEC source: 0001529628-23-000034 · wf-form4_167934207449264.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,422

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on March 17, 2023 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 19:51 UTC GrantCommon Stock 36,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-23-000032 · wf-form4_167934189120049.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,334

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on March 17, 2023 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 19:49 UTC
SHEARER RICHARD JPresident-Industrial Products
GrantCommon Stock 32,727 $0.00 $0.00
Disclosure

SEC source: 0001529628-23-000030 · wf-form4_167934176409902.xml · nonDerivative · entry 1

SHEARER RICHARD J · CIK 0001576884 · President-Industrial Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,843

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on March 17, 2023 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 19:29 UTC
Clearlake Capital Partners, LLCDirector · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
Feliciano Jose EnriqueDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 5,175,688 $1.72 $8,876,304.92
Disclosure

SEC source: 0000950142-23-000699 · es230336096_4-snd.xml · nonDerivative · entry 1

CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director

Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner

Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner

CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner

CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner

CCG Operations, LLC · CIK 0001409590 · Director · 10% owner

Eghbali Behdad · CIK 0001409564 · Director · 10% owner

Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · ownership.nature: The shares sold were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is Clearlake Capital Group GP, LLC ("CCG GP"), a Delaware limited liability company. CCG GP's managing member is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops").

F2 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII.

F3 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein.

Read SEC document
December 19, 2022 Filed Dec 19, 2022 21:16 UTC
CLEARLAKE CAPITAL GROUP, L.P.Director · 10% owner
Clearlake Capital Partners, LLCDirector · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
Feliciano Jose EnriqueDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 1,807,082 $1.91 $3,459,116.36
Disclosure

SEC source: 0000950142-22-003435 · es220314105_4-snd.xml · nonDerivative · entry 1

CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director · 10% owner

Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner

Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner

CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner

CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner

CCG Operations, LLC · CIK 0001409590 · Director · 10% owner

Eghbali Behdad · CIK 0001409564 · Director · 10% owner

Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,175,688

F1 · acquired: Settlement of Forward Sale Contract on December 19, 2022 for which the number of shares to be delivered and the sale price was determined as of December 15, 2022.

F2 · ownership.nature: The shares are held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops").

F3 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII.

F4 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein.

Read SEC document
December 18, 2022 Filed Dec 20, 2022 21:07 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 8,476 $1.71 $14,493.96
Disclosure

SEC source: 0001529628-22-000139 · wf-form4_167157044764746.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,123

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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December 18, 2022 Filed Dec 20, 2022 21:12 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 12,683 $1.71 $21,687.93
Disclosure

SEC source: 0001529628-22-000141 · wf-form4_167157074921123.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,567

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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December 18, 2022 Filed Dec 20, 2022 21:04 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 5,651 $1.71 $9,663.21
Disclosure

SEC source: 0001529628-22-000136 · wf-form4_167157022400715.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,064

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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December 18, 2022 Filed Dec 20, 2022 21:05 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 5,735 $1.71 $9,806.85
Disclosure

SEC source: 0001529628-22-000137 · wf-form4_167157028279475.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,504

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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December 18, 2022 Filed Dec 20, 2022 21:11 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 7,247 $1.71 $12,392.37
Disclosure

SEC source: 0001529628-22-000140 · wf-form4_167157066037846.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,877

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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December 18, 2022 Filed Dec 20, 2022 21:06 UTC Tax withholdingCommon Stock 5,453 $1.71 $9,324.63
Disclosure

SEC source: 0001529628-22-000138 · wf-form4_167157037207663.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,970

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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September 19, 2022 Filed Sep 22, 2022 23:39 UTC
CLEARLAKE CAPITAL GROUP, L.P.Director · 10% owner
Clearlake Capital Partners, LLCDirector · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
Feliciano Jose EnriqueDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 1,265,137 $1.91 $2,416,158.64
Disclosure

SEC source: 0000950142-22-002780 · es220289248_4-snd.xml · nonDerivative · entry 1

CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director · 10% owner

Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner

Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner

CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner

CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner

CCG Operations, LLC · CIK 0001409590 · Director · 10% owner

Eghbali Behdad · CIK 0001409564 · Director · 10% owner

Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,982,770

F1 · acquired: Settlement of Forward Sale Contract on September 19, 2022 for which the number of shares to be delivered and the sale price was determined as of September 15, 2022.

F2 · ownership.nature: The shares are held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops").

F3 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII.

F4 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein.

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July 30, 2022 Filed Aug 2, 2022 20:14 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 7,548 $2.42 $18,266.16
Disclosure

SEC source: 0001529628-22-000109 · wf-form4_165947127007530.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,599

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2022 Filed Aug 2, 2022 20:32 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 11,294 $2.42 $27,331.48
Disclosure

SEC source: 0001529628-22-000111 · wf-form4_165947234567464.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,250

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2022 Filed Aug 2, 2022 20:09 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 5,032 $2.42 $12,177.44
Disclosure

SEC source: 0001529628-22-000106 · wf-form4_165947094855208.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,715

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 20:11 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 5,107 $2.42 $12,358.94
Disclosure

SEC source: 0001529628-22-000107 · wf-form4_165947108761378.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,239

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 20:13 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 6,454 $2.42 $15,618.68
Disclosure

SEC source: 0001529628-22-000108 · wf-form4_165947120711554.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,124

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2022 Filed Aug 2, 2022 20:33 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
Tax withholdingCommon Stock 15,546 $2.42 $37,621.32
Disclosure

SEC source: 0001529628-22-000112 · wf-form4_165947241613666.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990,005

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2022 Filed Aug 2, 2022 20:18 UTC Tax withholdingCommon Stock 4,856 $2.42 $11,751.52
Disclosure

SEC source: 0001529628-22-000110 · wf-form4_165947146321111.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,423

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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June 17, 2022 Filed Jun 17, 2022 21:34 UTC
CLEARLAKE CAPITAL GROUP, L.P.Director · 10% owner
Clearlake Capital Partners, LLCDirector · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
Feliciano Jose EnriqueDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 2,552,462 $3.18 $8,105,598.33
Disclosure

SEC source: 0000950142-22-001983 · es220262993_4-snd.xml · nonDerivative · entry 1

CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director · 10% owner

Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner

Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner

CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner

CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner

CCG Operations, LLC · CIK 0001409590 · Director · 10% owner

Eghbali Behdad · CIK 0001409564 · Director · 10% owner

Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,200,204

F1 · acquired: Settlement of Forward Sale Contract on June 17, 2022 for which the number of shares to be delivered and the sale price was determined as of June 15, 2022.

F2 · ownership.nature: The shares are held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops").

F3 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII.

F4 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein.

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June 16, 2022 Filed Jun 21, 2022 20:09 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
GrantCommon Stock 16,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000095 · wf-form4_165584212183087.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,551

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 16, 2022 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 16, 2022 Filed Jun 21, 2022 20:11 UTC GrantCommon Stock 16,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000096 · wf-form4_165584224589143.xml · nonDerivative · entry 1

Porcelli Frank · CIK 0001319575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,174

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 16, 2022 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 16, 2022 Filed Jun 21, 2022 16:23 UTC
Feliciano Jose EnriqueDirector · 10% owner
GrantCommon Stock, par value $0.001 per share 16,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000098 · wf-form4_165584296413327.xml · nonDerivative · entry 1

Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,067

F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 16, 2022, the date of grant.

F2 · shares: The shares are held of record by Mr. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P., a Delaware limited partnership ("CCPII").

F2 · balance_after: The shares are held of record by Mr. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P., a Delaware limited partnership ("CCPII").

F3 · balance_after: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.