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Nasdaq · USD

SMTC

SEMTECH CORP

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Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · nonDerivative · entry 1

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2017 Filed Aug 15, 2017 22:13 UTC
Brown Simon AVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · derivative · entry 9

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2016.

F4 · derivative.expiration_date: This grant vests in four annual installments beginning on August 12, 2016.

Read SEC document
August 12, 2017 Filed Aug 15, 2017 22:13 UTC
Brown Simon AVP & GM
Tax withholdingCommon Stock 342 $38.20 $13,064.40
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035

Read SEC document
August 12, 2017 Filed Aug 15, 2017 22:13 UTC
Brown Simon AVP & GM
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 21:45 UTC Exercise / conversionOption (right to buy) · Derivative 2,250 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-17-000950 · primary_01.xml · derivative · entry 3

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,250

Underlying: SMTC · 2,250 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 21:45 UTC SaleCommon Stock 2,250 $39.89 $89,752.50
Disclosure

SEC source: 0001593968-17-000950 · primary_01.xml · nonDerivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,655

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6000 to $40.1000. Price and share details are available upon request.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 21:45 UTC Exercise / conversionCommon Stock 2,250 $24.74 $55,665.00
Disclosure

SEC source: 0001593968-17-000950 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 21:07 UTC SaleCommon Stock 1,500 $39.89 $59,827.50
Disclosure

SEC source: 0001593968-17-000948 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,600

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6000 to $40.1000. Price and share details are available upon request.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 21:06 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001593968-17-000947 · primary_01.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: SMTC · 2,000 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 21:06 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 2,000 $39.89 $79,770.00
Disclosure

SEC source: 0001593968-17-000947 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,776

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6000 to $40.1000. Price and share details are available upon request.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 21:06 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 2,000 $29.35 $58,700.00
Disclosure

SEC source: 0001593968-17-000947 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2017 Filed Jul 14, 2017 22:43 UTC Exercise / conversionOption (right to buy) · Derivative 1,000 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001593968-17-000934 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: SMTC · 1,000 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013.

Read SEC document
July 14, 2017 Filed Jul 14, 2017 22:43 UTC SaleCommon Stock 1,000 $37.65 $37,650.00
Disclosure

SEC source: 0001593968-17-000934 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,036

Read SEC document
July 14, 2017 Filed Jul 14, 2017 22:43 UTC Exercise / conversionCommon Stock 1,000 $29.35 $29,350.00
Disclosure

SEC source: 0001593968-17-000934 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2017 Filed Jul 14, 2017 22:42 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionPerformance Restricted Stock Unit · Derivative 66,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000054 · edgar.xml · derivative · entry 4

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,000

Underlying: Common Stock · 66,000 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · shares: This amount represents the 30% of the total award that vested as a result of the achievement of the 120-day closing price average equaling or exceeding $35.

F5 · derivative.exercise_date: Mr. Maheswaran was awarded 220,000 Performance Restricted Stock Units on February 26, 2014. The award vests 30% if the 120-day average closing price equals or exceeds $35. The award vests fully if the 120-day average closing price equals or exceeds $40.

Read SEC document
July 14, 2017 Filed Jul 14, 2017 22:42 UTC
MAHESWARAN MOHANDirector · President and CEO
Tax withholdingCommon Stock 34,439 $37.35 $1,286,296.65
Disclosure

SEC source: 0001413753-17-000054 · edgar.xml · nonDerivative · entry 3

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,372

Read SEC document
July 14, 2017 Filed Jul 14, 2017 22:42 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 66,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000054 · edgar.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2017 Filed Jul 14, 2017 22:42 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 1,500 $37.41 $56,112.45
Disclosure

SEC source: 0001413753-17-000054 · edgar.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,811

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Maheswaran on June 13, 2016.

F2 · price: This price represents the weighted average of these sales. The prices ranged from $37.2500 to $37.6000. Price and share details are available upon request.

Read SEC document
July 13, 2017 Filed Jul 13, 2017 22:45 UTC
Costello Mark CVP & GM
Exercise / conversionOption (right to buy) · Derivative 3,750 $0.00 Strike: $23.28 $0.00
Disclosure

SEC source: 0001593968-17-000931 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: SMTC · 3,750 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
July 13, 2017 Filed Jul 13, 2017 22:45 UTC
Costello Mark CVP & GM
SaleCommon Stock 3,750 $37.48 $140,554.88
Disclosure

SEC source: 0001593968-17-000931 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.4600 to $37.5100. Price and share details are available upon request.

Read SEC document
July 13, 2017 Filed Jul 13, 2017 22:45 UTC
Costello Mark CVP & GM
Exercise / conversionCommon Stock 3,750 $23.28 $87,300.00
Disclosure

SEC source: 0001593968-17-000931 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2017 Filed Jul 13, 2017 22:46 UTC Exercise / conversionOption (right to buy) · Derivative 1,000 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001593968-17-000932 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: SMTC · 1,000 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013.

Read SEC document
July 13, 2017 Filed Jul 13, 2017 22:46 UTC SaleCommon Stock 1,000 $37.55 $37,550.00
Disclosure

SEC source: 0001593968-17-000932 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,036

Read SEC document
July 13, 2017 Filed Jul 13, 2017 22:46 UTC Exercise / conversionCommon Stock 1,000 $29.35 $29,350.00
Disclosure

SEC source: 0001593968-17-000932 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2017 Filed Jul 13, 2017 20:46 UTC Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001593968-17-000930 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: SMTC · 2,000 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013.

Read SEC document
July 12, 2017 Filed Jul 13, 2017 20:46 UTC SaleCommon Stock 2,000 $37.15 $74,300.00
Disclosure

SEC source: 0001593968-17-000930 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,036

F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.1000 to $37.2000. Price and share details are available upon request.

Read SEC document
July 12, 2017 Filed Jul 13, 2017 20:46 UTC Exercise / conversionCommon Stock 2,000 $29.35 $58,700.00
Disclosure

SEC source: 0001593968-17-000930 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2017 Filed Jul 11, 2017 23:10 UTC SaleCommon Stock 8,000 $36.51 $292,087.20
Disclosure

SEC source: 0001593968-17-000929 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,968

F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.5000 to $36.5300. Price and share details are available upon request.

Read SEC document
July 11, 2017 Filed Jul 11, 2017 23:09 UTC Exercise / conversionOption (right to buy) · Derivative 1,000 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001593968-17-000928 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: SMTC · 1,000 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013.

Read SEC document
July 11, 2017 Filed Jul 11, 2017 23:09 UTC SaleCommon Stock 1,000 $36.50 $36,500.00
Disclosure

SEC source: 0001593968-17-000928 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,036

Read SEC document
July 11, 2017 Filed Jul 11, 2017 23:09 UTC Exercise / conversionCommon Stock 1,000 $29.35 $29,350.00
Disclosure

SEC source: 0001593968-17-000928 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2017 Filed Jul 11, 2017 23:08 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001593968-17-000927 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2018-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2013.

Read SEC document
July 11, 2017 Filed Jul 11, 2017 23:08 UTC SaleCommon Stock 5,000 $36.35 $181,764.00
Disclosure

SEC source: 0001593968-17-000927 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,534

F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.3500 to $36.3800. Price and share details are available upon request.

Read SEC document
July 11, 2017 Filed Jul 11, 2017 23:08 UTC Exercise / conversionCommon Stock 5,000 $25.25 $126,250.00
Disclosure

SEC source: 0001593968-17-000927 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:24 UTC SaleCommon Stock 1,500 $35.48 $53,224.95
Disclosure

SEC source: 0001593968-17-000911 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,036

F1 · price: This price represents the weighted average of these sales. The prices ranged from $35.4500 to $35.5000. Price and share details are available upon request.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:02 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 1,200 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001593968-17-000898 · primary_01.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: SMTC · 1,200 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:02 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,200 $35.00 $42,000.00
Disclosure

SEC source: 0001593968-17-000898 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,776

Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:02 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 1,200 $29.35 $35,220.00
Disclosure

SEC source: 0001593968-17-000898 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 21:49 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 800 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001593968-17-000870 · primary_01.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: SMTC · 800 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 21:49 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 800 $35.49 $28,390.00
Disclosure

SEC source: 0001593968-17-000870 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,776

F1 · price: This price represents the weighted average of these sales. The prices ranged from $35.0500 to $35.9000. Price and share details are available upon request.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 21:49 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 800 $29.35 $23,480.00
Disclosure

SEC source: 0001593968-17-000870 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 21:48 UTC Exercise / conversionOption (right to buy) · Derivative 2,250 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-17-000869 · primary_01.xml · derivative · entry 4

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: SMTC · 2,250 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 21:48 UTC SaleCommon Stock 500 $35.72 $17,860.00
Disclosure

SEC source: 0001593968-17-000869 · primary_01.xml · nonDerivative · entry 3

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,655

F2 · price: This price represents the weighted average of these sales. The prices ranged from $35.6000 to $35.8500. Price and share details are available upon request.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 21:48 UTC SaleCommon Stock 1,750 $34.79 $60,874.98
Disclosure

SEC source: 0001593968-17-000869 · primary_01.xml · nonDerivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,155

F1 · price: This price represents the weighted average of these sales. The prices ranged from $34.5500 to $35.3500. Price and share details are available upon request.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 21:48 UTC Exercise / conversionCommon Stock 2,250 $24.74 $55,665.00
Disclosure

SEC source: 0001593968-17-000869 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2017 Filed Jul 5, 2017 22:00 UTC GrantRestricted Stock Unit · Derivative 1,958 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000881 · primary_01.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,958

Underlying: SMTC · 1,958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

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July 01, 2017 Filed Jul 5, 2017 22:00 UTC GrantRestricted Stock Unit · Derivative 1,678 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000881 · primary_01.xml · derivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

Underlying: SMTC · 1,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

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July 01, 2017 Filed Jul 5, 2017 21:59 UTC GrantRestricted Stock Unit · Derivative 1,958 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000880 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,958

Underlying: SMTC · 1,958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

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July 01, 2017 Filed Jul 5, 2017 21:59 UTC GrantRestricted Stock Unit · Derivative 1,678 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000880 · primary_01.xml · derivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

Underlying: SMTC · 1,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

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July 01, 2017 Filed Jul 5, 2017 21:58 UTC GrantRestricted Stock Unit · Derivative 1,958 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000879 · primary_01.xml · derivative · entry 2

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,958

Underlying: SMTC · 1,958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.