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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2020 Filed Mar 12, 2020 18:32 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 32 $112.47 $3,599.04
Disclosure

SEC source: 0001443984-20-000102 · wf-form4_158403790539723.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: Common Shares · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:31 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 1.368 $106.80 $146.10
Disclosure

SEC source: 0001443984-20-000101 · wf-form4_158403788294373.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253.262

Underlying: Common Shares · 1.368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:31 UTC GrantDividend Equivalent Rights · Derivative 32 $112.47 $3,599.04
Disclosure

SEC source: 0001443984-20-000100 · wf-form4_158403786039135.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: Common Shares · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:30 UTC GrantDividend Equivalent Rights · Derivative 16 $112.47 $1,799.52
Disclosure

SEC source: 0001443984-20-000099 · wf-form4_158403783290915.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:30 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.3705 $110.32 $371.84
Disclosure

SEC source: 0001443984-20-000098 · wf-form4_158403781122311.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,417.7604

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:30 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 47 $112.47 $5,286.09
Disclosure

SEC source: 0001443984-20-000097 · wf-form4_158403778501819.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:29 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 53 $112.47 $5,960.91
Disclosure

SEC source: 0001443984-20-000096 · wf-form4_158403775625183.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243

Underlying: Common Shares · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:29 UTC GrantDividend Equivalent Rights · Derivative 32 $112.47 $3,599.04
Disclosure

SEC source: 0001443984-20-000095 · wf-form4_158403772941797.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: Common Shares · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:28 UTC GrantDividend Equivalent Rights · Derivative 32 $112.47 $3,599.04
Disclosure

SEC source: 0001443984-20-000094 · wf-form4_158403770326373.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

Underlying: Common Shares · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:28 UTC GrantDividend Equivalent Rights · Derivative 47 $112.47 $5,286.09
Disclosure

SEC source: 0001443984-20-000093 · wf-form4_158403768017354.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 15:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 726.492 $114.71 $83,335.90
Disclosure

SEC source: 0001443984-20-000078 · wf-form4_158281735791597.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,719.6481

Underlying: Common Shares · 726.492 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 15:29 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 137.307 $114.71 $15,750.49
Disclosure

SEC source: 0001443984-20-000077 · wf-form4_158281733523505.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,476.818

Underlying: Common Shares · 137.307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 15:29 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.2952 $96.51 $125.00
Disclosure

SEC source: 0001443984-20-000079 · wf-form4_158281737828471.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,414.3899

Read SEC document
February 25, 2020 Filed Feb 27, 2020 15:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 20.7232 $96.51 $2,000.00
Disclosure

SEC source: 0001443984-20-000078 · wf-form4_158281735791597.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,877.3112

Read SEC document
February 25, 2020 Filed Feb 27, 2020 15:29 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.1808 $96.51 $500.00
Disclosure

SEC source: 0001443984-20-000077 · wf-form4_158281733523505.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,737.0421

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:09 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 2,503 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000072 · wf-form4_158085052555131.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,413.0947

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:09 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 2,169 $122.35 $265,377.15
Disclosure

SEC source: 0001443984-20-000072 · wf-form4_158085052555131.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,910.0947

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:08 UTC
King James DEVP and CCO
GrantCommon Shares 1,716 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000071 · wf-form4_158085050258570.xml · nonDerivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,046

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:08 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 20,185 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000070 · wf-form4_158085047370077.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,856.588

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:08 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 2,581 $124.41 $321,099.63
Disclosure

SEC source: 0001443984-20-000070 · wf-form4_158085047370077.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,671.588

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:08 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 9,830 $123.73 $1,216,285.56
Disclosure

SEC source: 0001443984-20-000070 · wf-form4_158085047370077.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,252.588

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:08 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 2,537 $122.89 $311,764.32
Disclosure

SEC source: 0001443984-20-000070 · wf-form4_158085047370077.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,082.588

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:07 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 7,065 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000069 · wf-form4_158085045047549.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,573

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:07 UTC
STUMP DENISEEVP, Global Human Resources
GrantCommon Shares 2,503 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000068 · wf-form4_158085042752519.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,731.8613

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:07 UTC GrantCommon Shares 6,056 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000067 · wf-form4_158085040473371.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,015

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:07 UTC GrantCommon Shares 1,494 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000060 · wf-form4_158084680752554.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,450

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:06 UTC GrantCommon Shares 51 $123.86 $6,316.86
Disclosure

SEC source: 0001443984-20-000059 · wf-form4_158084677991238.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,237

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:06 UTC GrantCommon Shares 1,494 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000059 · wf-form4_158084677991238.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,186

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:06 UTC
FINN BRIAN DDirector
GrantCommon Shares 202 $123.86 $25,019.72
Disclosure

SEC source: 0001443984-20-000058 · wf-form4_158084675765798.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:06 UTC
FINN BRIAN DDirector
GrantCommon Shares 1,494 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000058 · wf-form4_158084675765798.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,107

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:05 UTC GrantCommon Shares 1,494 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000057 · wf-form4_158084673257223.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,455

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:05 UTC
Vines John RDirector
GrantCommon Shares 1,777 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000056 · wf-form4_158084670950012.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,395

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:05 UTC
Hanft AdamDirector
GrantCommon Shares 4,724 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000055 · wf-form4_158084667448985.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,445

F1 · shares: Includes 3,230 Restricted Stock Units pursuant to a consulting agreement in the amount of $400,000.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:04 UTC GrantCommon Shares 202 $123.86 $25,019.72
Disclosure

SEC source: 0001443984-20-000054 · wf-form4_158084665082396.xml · nonDerivative · entry 2

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,662

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:04 UTC GrantCommon Shares 1,494 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000054 · wf-form4_158084665082396.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,460

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:04 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 2,140 $122.35 $261,829.00
Disclosure

SEC source: 0001443984-20-000053 · wf-form4_158084662859139.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,980

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:04 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantCommon Shares 1,494 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000053 · wf-form4_158084662859139.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,120

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:03 UTC GrantCommon Shares 1,494 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000052 · wf-form4_158084660381296.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,098

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:47 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 168 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000042 · wf-form4_158076643353115.xml · derivative · entry 4

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190

Underlying: Common Shares · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2017, the reporting person was granted 135 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2017.

F4 · derivative.exercise_date: On April 1, 2017, the reporting person was granted 135 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2017.

F5 · derivative.exercise_date: On July 1, 2017, the reporting person was granted 139 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2017.

F6 · derivative.exercise_date: On October 1, 2017, the reporting person was granted 128 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2017.

F7 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 5,278 restricted stock units, with accruing dividend equivalent rights, vesting on January 31, 2020.

F3 · derivative.expiration_date: On January 30, 2017, the reporting person was granted 135 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2017.

F4 · derivative.expiration_date: On April 1, 2017, the reporting person was granted 135 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2017.

F5 · derivative.expiration_date: On July 1, 2017, the reporting person was granted 139 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2017.

F6 · derivative.expiration_date: On October 1, 2017, the reporting person was granted 128 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2017.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:47 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000042 · wf-form4_158076643353115.xml · nonDerivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:46 UTC
FINN BRIAN DDirector
Exercise / conversionDividend Equivalent Rights · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000040 · wf-form4_158076639198332.xml · derivative · entry 5

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234

Underlying: Common Shares · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2017, the reporting person was granted 269 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2017.

F4 · derivative.exercise_date: On April 1, 2017, the reporting person was granted 269 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2017.

F5 · derivative.exercise_date: On July 1, 2017, the reporting person was granted 277 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2017.

F6 · derivative.exercise_date: On October 1, 2017, the reporting person was granted 255 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2017.

F3 · derivative.expiration_date: On January 30, 2017, the reporting person was granted 269 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2017.

F4 · derivative.expiration_date: On April 1, 2017, the reporting person was granted 269 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2017.

F5 · derivative.expiration_date: On July 1, 2017, the reporting person was granted 277 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2017.

F6 · derivative.expiration_date: On October 1, 2017, the reporting person was granted 255 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2017.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:46 UTC
FINN BRIAN DDirector
Exercise / conversionCommon Shares 77 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000040 · wf-form4_158076639198332.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:46 UTC Exercise / conversionDividend Equivalent Rights · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000038 · wf-form4_158076634976810.xml · derivative · entry 4

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Underlying: Common Shares · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2017, the reporting person was granted 68 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2017.

F4 · derivative.exercise_date: On April 1, 2017, the reporting person was granted 68 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2017.

F5 · derivative.exercise_date: On July 1, 2017, the reporting person was granted 70 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2017.

F6 · derivative.exercise_date: On October 1, 2017, the reporting person was granted 64 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2017.

F3 · derivative.expiration_date: On January 30, 2017, the reporting person was granted 68 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2017.

F4 · derivative.expiration_date: On April 1, 2017, the reporting person was granted 68 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2017.

F5 · derivative.expiration_date: On July 1, 2017, the reporting person was granted 70 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2017.

F6 · derivative.expiration_date: On October 1, 2017, the reporting person was granted 64 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2017.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:46 UTC Exercise / conversionCommon Shares 5 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000038 · wf-form4_158076634976810.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:47 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000042 · wf-form4_158076643353115.xml · derivative · entry 3

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Shares · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2017, the reporting person was granted 1,990 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2018.

F2 · derivative.expiration_date: On January 30, 2017, the reporting person was granted 1,990 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2018.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:47 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 150 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000042 · wf-form4_158076643353115.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:47 UTC Exercise / conversionDividend Equivalent Rights · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000041 · wf-form4_158076641233074.xml · derivative · entry 2

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Shares · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2017, the reporting person was granted 1,990 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2018.

F2 · derivative.expiration_date: On January 30, 2017, the reporting person was granted 1,990 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2018.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:47 UTC Exercise / conversionCommon Shares 150 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000041 · wf-form4_158076641233074.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:46 UTC
FINN BRIAN DDirector
Exercise / conversionDividend Equivalent Rights · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000040 · wf-form4_158076639198332.xml · derivative · entry 4

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

Underlying: Common Shares · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2017, the reporting person was granted 1,990 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2018.

F2 · derivative.expiration_date: On January 30, 2017, the reporting person was granted 1,990 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2018.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:46 UTC
FINN BRIAN DDirector
Exercise / conversionCommon Shares 150 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000040 · wf-form4_158076639198332.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.