Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCOTTS MIRACLE-GRO COSMG · Entity 4142 | EVP and CCO | June 10, 2022 | June 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCOTTS MIRACLE-GRO CO
Report date June 10, 2022 · Filed June 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 271.308 |
Reported balance
After 2022-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-06-10 · Grant · Acquired 1.918 · Balance 271.308 F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2022 Filed Jun 14, 2022 17:57 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1.918 | $92.70 | $177.80 |
DisclosureSEC source: 0001443984-22-000192 · wf-form4_165522942119153.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271.308 Underlying: Common Shares · 1.918 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| May 10, 2022 Filed May 11, 2022 16:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 1,971 | $100.03 | $197,150.26 |
DisclosureSEC source: 0001443984-22-000139 · wf-form4_165228487737689.xml · nonDerivative · entry 4 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,760 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.64 to $100.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4). Read SEC document |
| May 10, 2022 Filed May 11, 2022 16:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 7,216 | $99.02 | $714,523.27 |
DisclosureSEC source: 0001443984-22-000139 · wf-form4_165228487737689.xml · nonDerivative · entry 3 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,731 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.61 to $99.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| May 10, 2022 Filed May 11, 2022 16:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 3,730 | $98.18 | $366,213.27 |
DisclosureSEC source: 0001443984-22-000139 · wf-form4_165228487737689.xml · nonDerivative · entry 2 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,947 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.6026 to $98.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| May 10, 2022 Filed May 11, 2022 16:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 4,583 | $96.98 | $444,476.30 |
DisclosureSEC source: 0001443984-22-000139 · wf-form4_165228487737689.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,677 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.56 to $97.5351, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:47 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1.508 | $117.25 | $176.81 |
DisclosureSEC source: 0001443984-22-000110 · wf-form4_164729791230975.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269.39 Underlying: Common Shares · 1.508 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 21:59 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 1,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-22-000074 · wf-form4_164435752189830.xml · nonDerivative · entry 2 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,260 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 21:59 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 1,171 | $132.87 | $155,590.77 |
DisclosureSEC source: 0001443984-22-000074 · wf-form4_164435752189830.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,378 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:22 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 16,350 | $151.20 | $2,472,120.00 |
DisclosureSEC source: 0001443984-22-000044 · wf-form4_164384054435903.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,549 Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 00:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1.145 | $153.75 | $176.04 |
DisclosureSEC source: 0001443984-21-000391 · wf-form4_163952697938420.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267.882 Underlying: Common Shares · 1.145 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| October 26, 2021 Filed Oct 29, 2021 01:03 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 37,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000334 · wf-form4_163546939766575.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,899 F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 15,058 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 19:40 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1.137 | $154.18 | $175.30 |
DisclosureSEC source: 0001443984-21-000296 · wf-form4_163164843865158.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266.737 Underlying: Common Shares · 1.137 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:55 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 0.83 | $197.77 | $164.15 |
DisclosureSEC source: 0001443984-21-000223 · wf-form4_162368972364686.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265.6 Underlying: Common Shares · 0.83 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:56 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 0.748 | $218.85 | $163.70 |
DisclosureSEC source: 0001443984-21-000145 · wf-form4_161558260417096.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264.77 Underlying: Common Shares · 0.748 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 18:48 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 1,546 | $239.00 | $369,494.00 |
DisclosureSEC source: 0001443984-21-000106 · wf-form4_161298287300986.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,254 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 23:36 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantStock Option (right to buy) · Derivative | 3,338 | $0.00 Strike: $236.53 | $0.00 |
DisclosureSEC source: 0001443984-21-000098 · wf-form4_161291379582355.xml · derivative · entry 3 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,338 Underlying: Common Shares · 3,338 shares Expires 2031-02-05 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 23:36 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 899 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000098 · wf-form4_161291379582355.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 00:59 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000053 · wf-form4_161248675938644.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,901 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:39 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 0.916 | $178.08 | $163.12 |
DisclosureSEC source: 0001443984-20-000324 · wf-form4_160798915598869.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264.022 Underlying: Common Shares · 0.916 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 0.972 | $162.21 | $157.67 |
DisclosureSEC source: 0001443984-20-000245 · wf-form4_160011631393256.xml · derivative · entry 2 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263.106 Underlying: Common Shares · 0.972 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 7.835 | $162.28 | $1,271.46 |
DisclosureSEC source: 0001443984-20-000245 · wf-form4_160011631393256.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262.134 Underlying: Common Shares · 7.835 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 16:11 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1.037 | $141.65 | $146.89 |
DisclosureSEC source: 0001443984-20-000177 · wf-form4_159197817361897.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254.299 Underlying: Common Shares · 1.037 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:36 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 1,480 | $129.87 | $192,207.60 |
DisclosureSEC source: 0001443984-20-000137 · wf-form4_158922218479053.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,566 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 18:31 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1.368 | $106.80 | $146.10 |
DisclosureSEC source: 0001443984-20-000101 · wf-form4_158403788294373.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253.262 Underlying: Common Shares · 1.368 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:08 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 1,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-20-000071 · wf-form4_158085050258570.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,046 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 18:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 672 | $120.82 | $81,191.04 |
DisclosureSEC source: 0001443984-20-000026 · wf-form4_158075602168757.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,330 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 20:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1.443 | $100.67 | $145.27 |
DisclosureSEC source: 0001443984-19-000248 · wf-form4_157618348470904.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251.894 Underlying: Common Shares · 1.443 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 22:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1.368 | $105.60 | $144.46 |
DisclosureSEC source: 0001443984-19-000179 · wf-form4_156832703266720.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250.451 Underlying: Common Shares · 1.368 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 13:27 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 1,751 | $108.62 | $190,193.80 |
DisclosureSEC source: 0001443984-19-000139 · wf-form4_156527086065967.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,002 Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:00 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionStock Option (right to buy) · Derivative | 5,872 | $0.00 Strike: $68.68 | $0.00 |
DisclosureSEC source: 0001443984-19-000127 · wf-form4_156504959108503.xml · derivative · entry 7 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,872 shares Expires 2026-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:00 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionStock Option (right to buy) · Derivative | 5,031 | $0.00 Strike: $63.43 | $0.00 |
DisclosureSEC source: 0001443984-19-000127 · wf-form4_156504959108503.xml · derivative · entry 6 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,031 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:00 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 7,653 | $110.25 | $843,770.80 |
DisclosureSEC source: 0001443984-19-000127 · wf-form4_156504959108503.xml · nonDerivative · entry 5 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,753 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:00 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 1,400 | $111.49 | $156,083.48 |
DisclosureSEC source: 0001443984-19-000127 · wf-form4_156504959108503.xml · nonDerivative · entry 4 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,406 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.13 to $112.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:00 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 1,850 | $109.79 | $203,113.91 |
DisclosureSEC source: 0001443984-19-000127 · wf-form4_156504959108503.xml · nonDerivative · entry 3 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,806 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.49 to $109.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:00 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionCommon Shares | 5,872 | $68.68 | $403,288.96 |
DisclosureSEC source: 0001443984-19-000127 · wf-form4_156504959108503.xml · nonDerivative · entry 2 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:00 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionCommon Shares | 5,031 | $63.43 | $319,116.33 |
DisclosureSEC source: 0001443984-19-000127 · wf-form4_156504959108503.xml · nonDerivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 17:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 1.447 | $94.13 | $136.21 |
DisclosureSEC source: 0001443984-19-000099 · wf-form4_156036148522417.xml · derivative · entry 1 King James D · CIK 0001775224 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249.083 Underlying: Common Shares · 1.447 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. F2 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.