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Lukemire Michael C

Disclosed activity across 1 company

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117202
SEC CIK
0001434770

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCOTTS MIRACLE-GRO COSMG · Entity 4142President and COOFebruary 03, 2023February 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCOTTS MIRACLE-GRO CO

Report date February 03, 2023 · Filed February 07, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect106,437 Reported balance After 2023-02-03 transaction · row 1
1 source row

Row 1 · 2023-02-03 · Tax withholding · Disposed 2,072 · Balance 106,437

Common SharesSEC Table I · non-derivativeIndirectBy 401(K) Plan577.028 Reported balance Holding disclosure · report date 2023-02-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 577.028

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2023 Filed Feb 7, 2023 21:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 2,072 $82.27 $170,463.44
Disclosure

SEC source: 0001443984-23-000051 · wf-form4_167580542833801.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,437

Read SEC document
November 04, 2022 Filed Nov 10, 2022 16:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 66,836 $50.40 Strike: $50.40 $3,368,534.40
Disclosure

SEC source: 0001443984-22-000327 · wf-form4_166809879798701.xml · derivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,836

Underlying: Common Shares · 66,836 shares

Expires 2032-11-04

Read SEC document
February 04, 2022 Filed Feb 9, 2022 00:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 7,527 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000080 · wf-form4_164436542913102.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,509

Read SEC document
February 04, 2022 Filed Feb 9, 2022 00:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 5,120 $132.87 $680,294.40
Disclosure

SEC source: 0001443984-22-000080 · wf-form4_164436542913102.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,982

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:21 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 66,780 $151.20 $10,097,136.00
Disclosure

SEC source: 0001443984-22-000042 · wf-form4_164384047342833.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,102

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:03 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 150,573 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000335 · wf-form4_163546941700585.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,882

F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 60,229 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 49,983 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · derivative · entry 11

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 49,983 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,400 $240.46 $336,644.00
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 8

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,309

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.16 to $231.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 13,842 $239.28 $3,312,113.76
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 7

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,709

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.01 to $239.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 10,461 $238.40 $2,493,902.40
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 6

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,551

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.00 to $238.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 17,790 $237.45 $4,224,235.50
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 5

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,012

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.00 to $237.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 9,905 $236.70 $2,344,513.50
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 4

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,802

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.12 to $236.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 3,912 $235.45 $921,080.40
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,707

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.98 to $235.895, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 49,983 $64.55 $3,226,402.65
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 13,742 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · derivative · entry 10

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,742

Underlying: Common Shares · 13,742 shares

Expires 2031-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 3,700 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,636

Read SEC document
February 02, 2021 Filed Feb 5, 2021 01:00 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 4,831 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000056 · wf-form4_161248684597286.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,936

Read SEC document
September 24, 2020 Filed Sep 25, 2020 15:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 49,983 Not disclosed Strike: $64.55 Not disclosed
Disclosure

SEC source: 0001443984-20-000255 · wf-form4_160104791989763.xml · derivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,983

Underlying: Common Shares · 49,983 shares

Expires 2026-01-29

F1 · price: Reflects adjustment approved by the Board on 9/24/20 to previous stock option awards in connection with the special dividend of $5.00 per Common Share paid on 9/10/20 to shareholders of record on 8/27/20. The exercise price of the options outstanding as of 9/24/20 was adjusted to maintain the same ratio of exercise price to fair market value of the underlying common shares immediately before and immediately after the adjustment. Fair market value was established by comparing the volume weighted average share price measured on 8/25/20, the day before the ex-dividend date ($174.3835), with that measured on 8/26/20, the ex-dividend date ($163.8925, which was adjusted to exclude the impact of the ordinary dividend with the same record date). The number of stock options subject to each award was increased to ensure the total intrinsic value of the award was the same immediately before and immediately after the adjustment.

Read SEC document
September 24, 2020 Filed Sep 25, 2020 15:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Disposition to issuerStock Option (right to buy) · Derivative 46,976 Not disclosed Strike: $68.68 Not disclosed
Disclosure

SEC source: 0001443984-20-000255 · wf-form4_160104791989763.xml · derivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 46,976 shares

Expires 2026-01-29

F1 · price: Reflects adjustment approved by the Board on 9/24/20 to previous stock option awards in connection with the special dividend of $5.00 per Common Share paid on 9/10/20 to shareholders of record on 8/27/20. The exercise price of the options outstanding as of 9/24/20 was adjusted to maintain the same ratio of exercise price to fair market value of the underlying common shares immediately before and immediately after the adjustment. Fair market value was established by comparing the volume weighted average share price measured on 8/25/20, the day before the ex-dividend date ($174.3835), with that measured on 8/26/20, the ex-dividend date ($163.8925, which was adjusted to exclude the impact of the ordinary dividend with the same record date). The number of stock options subject to each award was increased to ensure the total intrinsic value of the award was the same immediately before and immediately after the adjustment.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 50,302 $0.00 Strike: $63.43 $0.00
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · derivative · entry 14

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 50,302 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 9,813 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · derivative · entry 13

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,813 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 4,301 $136.19 $585,773.40
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 11

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,767

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.01 to $136.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 15,104 $135.39 $2,044,942.64
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 10

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,068

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.985, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 4,400 $134.44 $591,546.56
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 9

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,172

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 9,344 $133.60 $1,248,354.66
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 8

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,572

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.00 to $133.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 5,599 $132.50 $741,882.62
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 7

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,916

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.02 to $132.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 6,304 $131.38 $828,239.69
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 6

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,515

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.02 to $131.9925, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 11,542 $130.57 $1,507,003.16
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 5

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,819

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.02 to $130.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 7,897 $129.48 $1,022,495.66
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 4

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,361

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.00 to $129.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 3,430 $128.78 $441,728.09
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,258

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.175 to $128.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 50,302 $63.43 $3,190,655.86
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 9,813 $45.32 $444,725.16
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 7,065 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000069 · wf-form4_158085045047549.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,573

Read SEC document
January 30, 2020 Filed Feb 3, 2020 18:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 4,025 $120.82 $486,300.50
Disclosure

SEC source: 0001443984-20-000025 · wf-form4_158075599767126.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,508

Read SEC document
November 13, 2019 Filed Nov 15, 2019 15:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 9,788 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001443984-19-000215 · wf-form4_157383046669304.xml · derivative · entry 4

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,788 shares

Expires 2021-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 15:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,635 $106.92 $281,728.14
Disclosure

SEC source: 0001443984-19-000215 · wf-form4_157383046669304.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,533

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.60 to $107.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 13, 2019 Filed Nov 15, 2019 15:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 7,153 $106.01 $758,308.84
Disclosure

SEC source: 0001443984-19-000215 · wf-form4_157383046669304.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,168

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.56 to $106.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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November 13, 2019 Filed Nov 15, 2019 15:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 9,788 $49.19 $481,471.72
Disclosure

SEC source: 0001443984-19-000215 · wf-form4_157383046669304.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 01, 2019 Filed Aug 6, 2019 00:00 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 1,834 $111.39 $204,289.26
Disclosure

SEC source: 0001443984-19-000129 · wf-form4_156504963124620.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,533

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.015 to $112.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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August 01, 2019 Filed Aug 6, 2019 00:00 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 7,155 $110.28 $789,027.64
Disclosure

SEC source: 0001443984-19-000129 · wf-form4_156504963124620.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,367

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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August 01, 2019 Filed Aug 6, 2019 00:00 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,454 $109.85 $269,571.90
Disclosure

SEC source: 0001443984-19-000129 · wf-form4_156504963124620.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.52 to $109.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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February 04, 2019 Filed Feb 6, 2019 19:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 11,544 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000084 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,976

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January 29, 2019 Filed Jan 31, 2019 22:45 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 3,413 $69.97 $238,807.61
Disclosure

SEC source: 0001182489-19-000043 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,432

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December 07, 2018 Filed Dec 11, 2018 15:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 13,363 $0.00 Strike: $39.58 $0.00
Disclosure

SEC source: 0001182489-18-000461 · edgar.xml · derivative · entry 4

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,363 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2018 Filed Dec 11, 2018 15:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 110 $70.38 $7,741.80
Disclosure

SEC source: 0001182489-18-000461 · edgar.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,845

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.28 to $70.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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December 07, 2018 Filed Dec 11, 2018 15:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 10,046 $69.81 $701,306.24
Disclosure

SEC source: 0001182489-18-000461 · edgar.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,955

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.29 to $70.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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December 07, 2018 Filed Dec 11, 2018 15:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 13,363 $39.58 $528,907.54
Disclosure

SEC source: 0001182489-18-000461 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 15, 2018 12:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 8,594 $81.64 $701,645.96
Disclosure

SEC source: 0001182489-18-000230 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,638

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.49 to $81.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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February 02, 2018 Filed Feb 6, 2018 22:03 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 12,158 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000077 · e18045_lukemire-form4.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,232

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January 30, 2018 Filed Feb 1, 2018 23:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 3,720 $91.96 $342,091.20
Disclosure

SEC source: 0001552781-18-000054 · e18039_lukemire-form4.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,074

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.