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Smith Ivan C

Disclosed activity across 1 company

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0001580464

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCOTTS MIRACLE-GRO COSMG · Entity 4142EVP, GC and SecretaryNovember 04, 2022November 10, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCOTTS MIRACLE-GRO CO

Report date November 04, 2022 · Filed November 10, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.40 · Expires 2032-11-04Direct25,064 Reported balance After 2022-11-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-11-04 · Grant · Acquired 25,064 · Balance 25,064

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2022 Filed Nov 10, 2022 16:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 25,064 $50.40 Strike: $50.40 $1,263,225.60
Disclosure

SEC source: 0001443984-22-000326 · wf-form4_166809877777175.xml · derivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,064

Underlying: Common Shares · 25,064 shares

Expires 2032-11-04

Read SEC document
October 25, 2022 Filed Nov 4, 2022 13:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 3.3262 $37.58 $125.00
Disclosure

SEC source: 0001443984-22-000313 · wf-form4_166756833656671.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,079.2774

Read SEC document
September 23, 2022 Filed Sep 30, 2022 13:58 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 2.9883 $41.83 $125.00
Disclosure

SEC source: 0001443984-22-000294 · wf-form4_166454628025905.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,075.9512

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:55 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 8.0251 $59.46 $477.14
Disclosure

SEC source: 0001443984-22-000273 · wf-form4_166309888844484.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,071.0034

Read SEC document
August 25, 2022 Filed Sep 28, 2022 17:20 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.9981 $62.56 $125.00
Disclosure

SEC source: 0001443984-22-000287 · wf-form4_166438558942632.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,073.0015

Read SEC document
July 25, 2022 Filed Aug 30, 2022 15:24 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.7799 $70.23 $125.00
Disclosure

SEC source: 0001443984-22-000238 · wf-form4_166187304273705.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,062.9783

Read SEC document
June 24, 2022 Filed Jul 6, 2022 13:24 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.8535 $67.44 $125.00
Disclosure

SEC source: 0001443984-22-000220 · wf-form4_165711383813091.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,061.1984

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 5.397 $87.30 $471.16
Disclosure

SEC source: 0001443984-22-000190 · wf-form4_165522938510667.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,059.3449

Read SEC document
May 25, 2022 Filed May 27, 2022 15:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.6792 $74.44 $125.00
Disclosure

SEC source: 0001443984-22-000164 · wf-form4_165366539981888.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,053.9479

Read SEC document
April 25, 2022 Filed May 24, 2022 16:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.452 $86.09 $125.00
Disclosure

SEC source: 0001443984-22-000150 · wf-form4_165340976200679.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,052.2687

Read SEC document
March 25, 2022 Filed Apr 28, 2022 18:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.1834 $105.63 $125.00
Disclosure

SEC source: 0001443984-22-000134 · wf-form4_165117157403550.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,049.722

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 3.957 $117.52 $465.03
Disclosure

SEC source: 0001443984-22-000114 · wf-form4_164729850992451.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,048.5386

Read SEC document
February 25, 2022 Filed May 24, 2022 16:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.0947 $114.19 $125.00
Disclosure

SEC source: 0001443984-22-000150 · wf-form4_165340976200679.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,050.8167

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 2,823 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000067 · wf-form4_164435716261634.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,044.5816

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:52 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 1,814 $132.87 $241,026.18
Disclosure

SEC source: 0001443984-22-000067 · wf-form4_164435716261634.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,221.5816

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 24,156 $151.20 $3,652,387.20
Disclosure

SEC source: 0001443984-22-000046 · wf-form4_164384061238615.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,035.5816

Read SEC document
January 25, 2022 Filed Jan 28, 2022 17:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.9906 $126.19 $125.00
Disclosure

SEC source: 0001443984-22-000028 · wf-form4_164339245001886.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,191.5816

Read SEC document
December 24, 2021 Filed Jan 5, 2022 21:17 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.9304 $134.35 $125.00
Disclosure

SEC source: 0001443984-22-000014 · wf-form4_164141745284932.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,190.591

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:11 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 3.0544 $150.98 $461.14
Disclosure

SEC source: 0001443984-21-000395 · wf-form4_163952710399194.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,189.6606

Read SEC document
November 24, 2021 Filed Dec 2, 2021 00:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.8964 $139.44 $124.99
Disclosure

SEC source: 0001443984-21-000348 · wf-form4_163840459060299.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,186.9037

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 54,583 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000329 · wf-form4_163546929176133.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,185.0069

F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 21,833 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant.

Read SEC document
October 25, 2021 Filed Dec 2, 2021 00:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.0004 $124.95 $125.00
Disclosure

SEC source: 0001443984-21-000348 · wf-form4_163840459060299.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,186.0073

Read SEC document
September 24, 2021 Filed Oct 29, 2021 01:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.0161 $123.02 $125.00
Disclosure

SEC source: 0001443984-21-000329 · wf-form4_163546929176133.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,602.0069

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:42 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 3.0033 $152.24 $457.21
Disclosure

SEC source: 0001443984-21-000300 · wf-form4_163164851371888.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600.9908

Read SEC document
August 25, 2021 Filed Aug 31, 2021 14:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.9384 $133.20 $124.99
Disclosure

SEC source: 0001443984-21-000280 · wf-form4_163041991567398.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,597.9875

Read SEC document
July 23, 2021 Filed Aug 31, 2021 14:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.8127 $153.80 $124.99
Disclosure

SEC source: 0001443984-21-000280 · wf-form4_163041991567398.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,597.0491

Read SEC document
June 25, 2021 Filed Jul 28, 2021 16:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.7796 $160.34 $125.00
Disclosure

SEC source: 0001443984-21-000256 · wf-form4_162749012572351.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,596.2364

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:59 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 2.1708 $196.58 $426.74
Disclosure

SEC source: 0001443984-21-000234 · wf-form4_162368993029543.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,595.4568

Read SEC document
May 25, 2021 Filed Jun 14, 2021 16:59 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.681 $183.55 $125.00
Disclosure

SEC source: 0001443984-21-000234 · wf-form4_162368993029543.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,593.2859

Read SEC document
April 23, 2021 Filed May 6, 2021 20:34 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.6419 $194.73 $125.00
Disclosure

SEC source: 0001443984-21-000190 · wf-form4_162033324215007.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,592.6049

Read SEC document
March 25, 2021 Filed Mar 30, 2021 19:13 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.6453 $193.71 $125.00
Disclosure

SEC source: 0001443984-21-000170 · wf-form4_161713160962162.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,591.963

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:57 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 2.2424 $218.21 $489.31
Disclosure

SEC source: 0001443984-21-000146 · wf-form4_161558262226843.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,591.3177

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:05 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.6933 $180.30 $125.00
Disclosure

SEC source: 0001443984-21-000123 · wf-form4_161462552881695.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,589.0753

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantStock Option (right to buy) · Derivative 4,869 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000094 · wf-form4_161291371607348.xml · derivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,869

Underlying: Common Shares · 4,869 shares

Expires 2031-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 1,311 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000094 · wf-form4_161291371607348.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,588.382

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 46 $238.04 $10,949.84
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 7

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,277.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.01 to $238.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 101 $237.23 $23,960.23
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 6

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,323.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.06 to $237.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 405 $236.48 $95,774.40
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 5

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,424.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.01 to $236.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 240 $235.53 $56,527.20
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 4

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,829.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.90 to $235.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 620 $234.40 $145,328.00
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 3

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,069.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.90 to $234.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 517 $233.22 $120,574.74
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,689.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.905 to $233.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 482 $232.48 $112,055.36
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,206.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.88 to $232.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:59 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 1,016 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000052 · wf-form4_161248674011835.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,688.382

Read SEC document
January 25, 2021 Filed Jan 28, 2021 14:41 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.643 $194.41 $125.01
Disclosure

SEC source: 0001443984-21-000029 · wf-form4_161184486539286.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,704.382

Read SEC document
December 24, 2020 Filed Jan 8, 2021 16:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.7421 $168.45 $125.01
Disclosure

SEC source: 0001443984-21-000008 · wf-form4_161012481014135.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703.739

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December 10, 2020 Filed Dec 14, 2020 23:38 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 2.4922 $187.98 $468.48
Disclosure

SEC source: 0001443984-20-000321 · wf-form4_160798909889914.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703.2467

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December 10, 2020 Filed Jan 8, 2021 16:54 UTC Amendment SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 2.2424 $187.98 $421.52
Disclosure

SEC source: 0001443984-21-000012 · wf-form4a_161012488296040.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,702.9969

F1 · shares: The original Form 4 showed 2.4922 shares acquired. This amendment displays the correct number.

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November 25, 2020 Filed Dec 2, 2020 17:27 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.8691 $143.82 $124.99
Disclosure

SEC source: 0001443984-20-000291 · wf-form4_160693005660249.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700.7545

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October 23, 2020 Filed Oct 28, 2020 20:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 0.9397 $133.02 $125.00
Disclosure

SEC source: 0001443984-20-000280 · wf-form4_160391731638461.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,699.8854

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September 25, 2020 Filed Oct 5, 2020 14:26 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.0073 $124.10 $125.01
Disclosure

SEC source: 0001443984-20-000269 · wf-form4_160190799581133.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,698.9457

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.