Tapewire

NYSE · USD

SMG

SCOTTS MIRACLE-GRO CO

Export transactions ↓
Tapewire entity
4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 583 $131.11 $76,437.13
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 5

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,644

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.01 to $131.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 2,331 $130.49 $304,172.19
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 4

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,227

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 1,027 $132.23 $135,800.21
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 1,589 $131.11 $208,333.79
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,027

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.01 to $131.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 6,356 $130.49 $829,394.44
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 2,616

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:37 UTC SaleCommon Shares 900 $135.16 $121,644.00
Disclosure

SEC source: 0001443984-20-000139 · wf-form4_158922222946736.xml · nonDerivative · entry 2

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,398

Read SEC document
May 07, 2020 Filed May 11, 2020 18:37 UTC SaleCommon Shares 3,800 $129.87 $493,506.00
Disclosure

SEC source: 0001443984-20-000139 · wf-form4_158922222946736.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,298

Read SEC document
May 07, 2020 Filed May 11, 2020 18:37 UTC SaleCommon Shares 1,515 $130.15 $197,177.86
Disclosure

SEC source: 0001443984-20-000138 · wf-form4_158922220928197.xml · nonDerivative · entry 3

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,155

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.05 to $130.395, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:37 UTC SaleCommon Shares 6,856 $129.19 $885,717.04
Disclosure

SEC source: 0001443984-20-000138 · wf-form4_158922220928197.xml · nonDerivative · entry 2

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,670

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.00 to $129.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:37 UTC SaleCommon Shares 3,929 $128.98 $506,762.03
Disclosure

SEC source: 0001443984-20-000138 · wf-form4_158922220928197.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,526

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.97 to $128.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
King James DEVP and CCO
SaleCommon Shares 1,480 $129.87 $192,207.60
Disclosure

SEC source: 0001443984-20-000137 · wf-form4_158922218479053.xml · nonDerivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,566

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
Exercise / conversionStock Option (right to buy) · Derivative 50,302 $0.00 Strike: $63.43 $0.00
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · derivative · entry 14

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 50,302 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
Exercise / conversionStock Option (right to buy) · Derivative 9,813 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · derivative · entry 13

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,813 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 4,301 $136.19 $585,773.40
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 11

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,767

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.01 to $136.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 15,104 $135.39 $2,044,942.64
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 10

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,068

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.985, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 4,400 $134.44 $591,546.56
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 9

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,172

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 9,344 $133.60 $1,248,354.66
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 8

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,572

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.00 to $133.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 5,599 $132.50 $741,882.62
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 7

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,916

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.02 to $132.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 6,304 $131.38 $828,239.69
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 6

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,515

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.02 to $131.9925, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 11,542 $130.57 $1,507,003.16
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 5

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,819

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.02 to $130.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 7,897 $129.48 $1,022,495.66
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 4

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,361

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.00 to $129.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 3,430 $128.78 $441,728.09
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,258

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.175 to $128.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
Exercise / conversionCommon Shares 50,302 $63.43 $3,190,655.86
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:36 UTC
Lukemire Michael CPresident and COO
Exercise / conversionCommon Shares 9,813 $45.32 $444,725.16
Disclosure

SEC source: 0001443984-20-000136 · wf-form4_158922216309955.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:35 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionStock Option (right to buy) · Derivative 9,529 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · derivative · entry 5

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,529 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:35 UTC
STUMP DENISEEVP, Global Human Resources
SaleCommon Shares 3,155 $132.81 $419,009.56
Disclosure

SEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · nonDerivative · entry 4

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,139.9477

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.56 to $133.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:35 UTC
STUMP DENISEEVP, Global Human Resources
SaleCommon Shares 3,056 $132.09 $403,675.60
Disclosure

SEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · nonDerivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,294.9477

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.66 to $132.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:35 UTC
STUMP DENISEEVP, Global Human Resources
SaleCommon Shares 5,927 $131.10 $777,011.33
Disclosure

SEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,350.9477

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.685 to $131.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:35 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionCommon Shares 9,529 $45.32 $431,854.28
Disclosure

SEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,277.9477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 18:35 UTC SaleCommon Shares 1,200 $132.26 $158,708.04
Disclosure

SEC source: 0001443984-20-000134 · wf-form4_158922211699860.xml · nonDerivative · entry 3

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,135

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.03 to $132.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:35 UTC SaleCommon Shares 2,227 $131.43 $292,703.96
Disclosure

SEC source: 0001443984-20-000134 · wf-form4_158922211699860.xml · nonDerivative · entry 2

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,335

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.16 to $131.975, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 07, 2020 Filed May 11, 2020 18:35 UTC SaleCommon Shares 1,453 $130.38 $189,441.12
Disclosure

SEC source: 0001443984-20-000134 · wf-form4_158922211699860.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,562

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
April 27, 2020 Filed Apr 29, 2020 19:09 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 707.574 $127.67 $90,335.97
Disclosure

SEC source: 0001443984-20-000122 · wf-form4_158818737311683.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,847.0441

Underlying: Common Shares · 707.574 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 19:09 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 123.362 $127.67 $15,749.63
Disclosure

SEC source: 0001443984-20-000121 · wf-form4_158818735239730.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,128.874

Underlying: Common Shares · 123.362 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
April 24, 2020 Filed Apr 29, 2020 19:10 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.2189 $102.55 $125.00
Disclosure

SEC source: 0001443984-20-000123 · wf-form4_158818739484959.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,420.6018

Read SEC document
April 24, 2020 Filed Apr 29, 2020 19:09 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 19.5027 $102.55 $2,000.00
Disclosure

SEC source: 0001443984-20-000122 · wf-form4_158818737311683.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,960.2517

Read SEC document
April 24, 2020 Filed Apr 29, 2020 19:09 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 4.8757 $102.55 $500.00
Disclosure

SEC source: 0001443984-20-000121 · wf-form4_158818735239730.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,748.9477

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:06 UTC
FINN BRIAN DDirector
GrantCommon Shares 249 $100.75 $25,086.75
Disclosure

SEC source: 0001443984-20-000117 · wf-form4_158591916629147.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,558

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:06 UTC GrantCommon Shares 249 $100.75 $25,086.75
Disclosure

SEC source: 0001443984-20-000116 · wf-form4_158591914513334.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,911

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:05 UTC GrantCommon Shares 63 $100.75 $6,347.25
Disclosure

SEC source: 0001443984-20-000115 · wf-form4_158591911871334.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,300

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 13:57 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 483.411 $107.26 $51,850.66
Disclosure

SEC source: 0001443984-20-000110 · wf-form4_158557660708475.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,005.512

Underlying: Common Shares · 483.411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 13:56 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,735.688 $107.26 $186,169.89
Disclosure

SEC source: 0001443984-20-000109 · wf-form4_158557658519095.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,139.4701

Underlying: Common Shares · 1,735.688 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 25, 2020 Filed Mar 30, 2020 13:57 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.6225 $77.04 $125.00
Disclosure

SEC source: 0001443984-20-000111 · wf-form4_158557662920713.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,419.3829

Read SEC document
March 25, 2020 Filed Mar 30, 2020 13:57 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.4901 $77.04 $500.00
Disclosure

SEC source: 0001443984-20-000110 · wf-form4_158557660708475.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,744.072

Read SEC document
March 25, 2020 Filed Mar 30, 2020 13:56 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 25.9605 $77.04 $2,000.00
Disclosure

SEC source: 0001443984-20-000109 · wf-form4_158557658519095.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,940.749

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:33 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 45.283 $106.82 $4,837.13
Disclosure

SEC source: 0001443984-20-000105 · wf-form4_158403798065178.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,522.101

Underlying: Common Shares · 45.283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:33 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 0.5398 $110.32 $59.55
Disclosure

SEC source: 0001443984-20-000105 · wf-form4_158403798065178.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,737.5819

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:32 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 37 $112.47 $4,161.39
Disclosure

SEC source: 0001443984-20-000104 · wf-form4_158403795780114.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234

Underlying: Common Shares · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:32 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 684.134 $106.82 $73,079.19
Disclosure

SEC source: 0001443984-20-000103 · wf-form4_158403792913399.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,403.7821

Underlying: Common Shares · 684.134 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:32 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 37.4773 $110.32 $4,134.53
Disclosure

SEC source: 0001443984-20-000103 · wf-form4_158403792913399.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,914.7885

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.