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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
Exercise / conversionStock Option (right to buy) · Derivative 49,983 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · derivative · entry 11

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 49,983 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 1,400 $240.46 $336,644.00
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 8

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,309

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.16 to $231.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 13,842 $239.28 $3,312,113.76
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 7

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,709

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.01 to $239.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 10,461 $238.40 $2,493,902.40
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 6

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,551

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.00 to $238.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 17,790 $237.45 $4,224,235.50
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 5

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,012

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.00 to $237.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 9,905 $236.70 $2,344,513.50
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 4

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,802

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.12 to $236.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 3,912 $235.45 $921,080.40
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,707

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.98 to $235.895, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
Exercise / conversionCommon Shares 49,983 $64.55 $3,226,402.65
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:39 UTC
FINN BRIAN DDirector
GrantCommon Shares 106 $236.53 $25,072.18
Disclosure

SEC source: 0001443984-21-000104 · wf-form4_161291392541178.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:39 UTC
FINN BRIAN DDirector
GrantCommon Shares 783 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000104 · wf-form4_161291392541178.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,232

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:38 UTC GrantCommon Shares 783 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000103 · wf-form4_161291390740361.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,377

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:38 UTC GrantCommon Shares 783 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000102 · wf-form4_161291388241583.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,159

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:37 UTC
Hagedorn ChristopherEVP, Division President
GrantStock Option (right to buy) · Derivative 7,853 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000099 · wf-form4_161291381645886.xml · derivative · entry 3

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,853

Underlying: Common Shares · 7,853 shares

Expires 2031-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:37 UTC
Hagedorn ChristopherEVP, Division President
GrantCommon Shares 2,114 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000099 · wf-form4_161291381645886.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,422.6483

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:37 UTC
STUMP DENISEEVP, Global Human Resources
GrantStock Option (right to buy) · Derivative 4,869 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000101 · wf-form4_161291386259395.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,869

Underlying: Common Shares · 4,869 shares

Expires 2031-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:37 UTC
STUMP DENISEEVP, Global Human Resources
GrantCommon Shares 1,311 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000101 · wf-form4_161291386259395.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480.3787

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:37 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantCommon Shares 783 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000100 · wf-form4_161291384056818.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,718

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:36 UTC
King James DEVP and CCO
GrantStock Option (right to buy) · Derivative 3,338 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000098 · wf-form4_161291379582355.xml · derivative · entry 3

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,338

Underlying: Common Shares · 3,338 shares

Expires 2031-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:36 UTC
King James DEVP and CCO
GrantCommon Shares 899 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000098 · wf-form4_161291379582355.xml · nonDerivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:36 UTC
Miller Cory JSVP and Interim CFO
GrantStock Option (right to buy) · Derivative 5,890 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000096 · wf-form4_161291375249112.xml · derivative · entry 3

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,890

Underlying: Common Shares · 5,890 shares

Expires 2031-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:36 UTC
Miller Cory JSVP and Interim CFO
GrantCommon Shares 1,586 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000096 · wf-form4_161291375249112.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,223.5073

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:36 UTC
Hanft AdamDirector
GrantCommon Shares 2,475 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000097 · wf-form4_161291377552229.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,344

F1 · shares: Includes 1,692 Restricted Stock Units pursuant to a consulting agreement in the amount of $400,000.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 39,263 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000095 · wf-form4_161291373351333.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,263

Underlying: Common Shares · 39,263 shares

Expires 2031-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 10,570 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000095 · wf-form4_161291373351333.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,657.8785

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:35 UTC
Smith Ivan CEVP, GC and Secretary
GrantStock Option (right to buy) · Derivative 4,869 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000094 · wf-form4_161291371607348.xml · derivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,869

Underlying: Common Shares · 4,869 shares

Expires 2031-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:35 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 1,311 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000094 · wf-form4_161291371607348.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,588.382

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:35 UTC GrantCommon Shares 783 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000093 · wf-form4_161291369256494.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,791

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
GrantStock Option (right to buy) · Derivative 13,742 $0.00 Strike: $236.53 $0.00
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · derivative · entry 10

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,742

Underlying: Common Shares · 13,742 shares

Expires 2031-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:34 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 3,700 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000092 · wf-form4_161291367472152.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,636

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:34 UTC GrantCommon Shares 783 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000091 · wf-form4_161291365547083.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,148

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:34 UTC GrantCommon Shares 27 $236.53 $6,386.31
Disclosure

SEC source: 0001443984-21-000090 · wf-form4_161291363746960.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,431

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:34 UTC GrantCommon Shares 783 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000090 · wf-form4_161291363746960.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,404

Read SEC document
February 05, 2021 Filed Feb 9, 2021 23:33 UTC
Vines John RDirector
GrantCommon Shares 931 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000089 · wf-form4_161291362043223.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,085

Read SEC document
February 05, 2021 Filed Mar 30, 2021 19:15 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.5027 $198.94 $100.01
Disclosure

SEC source: 0001443984-21-000174 · wf-form4_161713168923117.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,423.2821

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 46 $238.04 $10,949.84
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 7

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,277.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.01 to $238.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 101 $237.23 $23,960.23
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 6

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,323.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.06 to $237.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 405 $236.48 $95,774.40
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 5

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,424.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.01 to $236.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 240 $235.53 $56,527.20
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 4

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,829.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.90 to $235.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 620 $234.40 $145,328.00
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 3

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,069.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.90 to $234.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 517 $233.22 $120,574.74
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,689.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.905 to $233.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:19 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 482 $232.48 $112,055.36
Disclosure

SEC source: 0001443984-21-000072 · wf-form4_161255272714718.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,206.382

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.88 to $232.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 04, 2021 Filed Feb 5, 2021 19:18 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 304 $238.04 $72,364.16
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,087.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.01 to $238.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 833 $237.15 $197,545.95
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,391.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.86 to $237.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 2,425 $236.39 $573,245.75
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,224.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.86 to $236.845, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 1,359 $235.40 $319,908.60
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,649.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.87 to $235.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 3,632 $234.37 $851,231.84
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,008.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.85 to $234.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 3,129 $233.20 $729,682.80
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,640.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.85 to $233.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 2,862 $232.47 $665,329.14
Disclosure

SEC source: 0001443984-21-000071 · wf-form4_161255270360067.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,769.8785

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.88 to $232.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 50 $238.04 $11,902.00
Disclosure

SEC source: 0001443984-21-000070 · wf-form4_161255268164854.xml · nonDerivative · entry 7

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.01 to $238.13 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

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February 04, 2021 Filed Feb 5, 2021 19:18 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 167 $237.08 $39,592.36
Disclosure

SEC source: 0001443984-21-000070 · wf-form4_161255268164854.xml · nonDerivative · entry 6

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,985

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.81 to $237.44 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.