Tapewire

NYSE · USD

SMG

SCOTTS MIRACLE-GRO CO

Export transactions ↓
Tapewire entity
4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 24, 2021 Filed Jan 5, 2022 21:16 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 1.6152 $134.35 $217.00
Disclosure

SEC source: 0001443984-22-000012 · wf-form4_164141739555229.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,273.7214

Read SEC document
December 24, 2021 Filed Jan 5, 2022 21:16 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 21.7715 $134.35 $2,925.00
Disclosure

SEC source: 0001443984-22-000011 · wf-form4_164141736256678.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,734.1453

Read SEC document
December 24, 2021 Filed Jan 5, 2022 21:15 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.7216 $134.35 $500.00
Disclosure

SEC source: 0001443984-22-000010 · wf-form4_164141734531211.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,311.0877

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:12 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 4.2715 $150.98 $644.90
Disclosure

SEC source: 0001443984-21-000396 · wf-form4_163952712037591.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,712.3738

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:11 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.0544 $150.98 $461.14
Disclosure

SEC source: 0001443984-21-000395 · wf-form4_163952710399194.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,189.6606

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:11 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 49.083 $153.63 $7,540.62
Disclosure

SEC source: 0001443984-21-000394 · wf-form4_163952708605967.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,597.118

Underlying: Common Shares · 49.083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:11 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 0.826 $150.98 $124.71
Disclosure

SEC source: 0001443984-21-000394 · wf-form4_163952708605967.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,828.7231

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:11 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 0.2592 $150.98 $39.13
Disclosure

SEC source: 0001443984-21-000393 · wf-form4_163952704956877.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,272.1062

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:30 UTC
Volas GeraldDirector
GrantDividend Equivalent Rights · Derivative 2 $151.93 $303.86
Disclosure

SEC source: 0001443984-21-000378 · wf-form4_163951740276057.xml · derivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 630.226 $153.63 $96,821.62
Disclosure

SEC source: 0001443984-21-000392 · wf-form4_163952701602810.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,895.142

Underlying: Common Shares · 630.226 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 33.6044 $150.98 $5,073.49
Disclosure

SEC source: 0001443984-21-000392 · wf-form4_163952701602810.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,907.5586

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:10 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 1.145 $153.75 $176.04
Disclosure

SEC source: 0001443984-21-000391 · wf-form4_163952697938420.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267.882

Underlying: Common Shares · 1.145 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:33 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 32 $151.93 $4,861.76
Disclosure

SEC source: 0001443984-21-000384 · wf-form4_163951758756596.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457

Underlying: Common Shares · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:33 UTC GrantDividend Equivalent Rights · Derivative 35 $151.93 $5,317.55
Disclosure

SEC source: 0001443984-21-000383 · wf-form4_163951755568585.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:31 UTC GrantDividend Equivalent Rights · Derivative 21 $151.93 $3,190.53
Disclosure

SEC source: 0001443984-21-000380 · wf-form4_163951747762497.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:32 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 21 $151.93 $3,190.53
Disclosure

SEC source: 0001443984-21-000382 · wf-form4_163951753751505.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:31 UTC GrantDividend Equivalent Rights · Derivative 21 $151.93 $3,190.53
Disclosure

SEC source: 0001443984-21-000379 · wf-form4_163951744155770.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:32 UTC GrantDividend Equivalent Rights · Derivative 21 $151.93 $3,190.53
Disclosure

SEC source: 0001443984-21-000381 · wf-form4_163951750932446.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:29 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 28 $151.93 $4,254.04
Disclosure

SEC source: 0001443984-21-000376 · wf-form4_163951734655437.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343

Underlying: Common Shares · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:29 UTC GrantDividend Equivalent Rights · Derivative 21 $151.93 $3,190.53
Disclosure

SEC source: 0001443984-21-000375 · wf-form4_163951732278418.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:29 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 26 $151.93 $3,950.18
Disclosure

SEC source: 0001443984-21-000377 · wf-form4_163951737354251.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382

Underlying: Common Shares · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:22 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 122.53 $160.67 $19,686.90
Disclosure

SEC source: 0001443984-21-000346 · wf-form4_163840455068828.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,548.035

Underlying: Common Shares · 122.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:22 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 562.275 $160.67 $90,340.72
Disclosure

SEC source: 0001443984-21-000345 · wf-form4_163840452898340.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,264.916

Underlying: Common Shares · 562.275 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
November 24, 2021 Filed Dec 2, 2021 00:23 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 1.5562 $139.44 $217.00
Disclosure

SEC source: 0001443984-21-000349 · wf-form4_163840462065588.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,271.8106

Read SEC document
November 24, 2021 Filed Dec 2, 2021 00:23 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.8964 $139.44 $124.99
Disclosure

SEC source: 0001443984-21-000348 · wf-form4_163840459060299.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,186.9037

Read SEC document
November 24, 2021 Filed Dec 2, 2021 00:23 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 20.9768 $139.44 $2,925.00
Disclosure

SEC source: 0001443984-21-000347 · wf-form4_163840457070691.xml · nonDerivative · entry 2

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,708.1024

Read SEC document
November 24, 2021 Filed Dec 2, 2021 00:22 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.5858 $139.44 $500.00
Disclosure

SEC source: 0001443984-21-000346 · wf-form4_163840455068828.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,827.8974

Read SEC document
November 24, 2021 Filed Dec 2, 2021 00:22 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 14.3431 $139.44 $2,000.00
Disclosure

SEC source: 0001443984-21-000345 · wf-form4_163840452898340.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,873.9539

Read SEC document
November 09, 2021 Filed Nov 10, 2021 22:13 UTC
Volas GeraldDirector
PurchaseCommon Shares 1,833 $172.36 $315,935.88
Disclosure

SEC source: 0001443984-21-000339 · wf-form4_163658242128119.xml · nonDerivative · entry 3

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.13 to $172.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
November 09, 2021 Filed Nov 10, 2021 22:13 UTC
Volas GeraldDirector
PurchaseCommon Shares 2,488 $171.47 $426,617.36
Disclosure

SEC source: 0001443984-21-000339 · wf-form4_163658242128119.xml · nonDerivative · entry 2

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,603

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.08 to $172.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
November 09, 2021 Filed Nov 10, 2021 22:13 UTC
Volas GeraldDirector
PurchaseCommon Shares 1,679 $170.67 $286,554.93
Disclosure

SEC source: 0001443984-21-000339 · wf-form4_163658242128119.xml · nonDerivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.07 to $171.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:03 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 150,573 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000335 · wf-form4_163546941700585.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,882

F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 60,229 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:03 UTC
King James DEVP and CCO
GrantCommon Shares 37,645 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000334 · wf-form4_163546939766575.xml · nonDerivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,899

F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 15,058 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:03 UTC
Hagedorn ChristopherDivision President
Tax withholdingCommon Shares 20,105 $149.58 $3,007,305.90
Disclosure

SEC source: 0001443984-21-000333 · wf-form4_163546937825445.xml · nonDerivative · entry 4

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,268.5177

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:03 UTC
Hagedorn ChristopherDivision President
GrantCommon Shares 43,098 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000333 · wf-form4_163546937825445.xml · nonDerivative · entry 3

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,373.5177

F2 · date: On November 1, 2018, the Issuer made a grant to the Reporting Person of 43,098 performance units (the "2018 grant"). Under the award agreement, the 2018 grant included an issuance provision under which the Reporting Person would receive 50% or 100% of the original grant depending on certain pre-determined performance criteria achieved in any single year of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2018 grant were satisfied to the extent required to permit for the issuance of shares equal to 100% of the original grant.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:03 UTC
Hagedorn ChristopherDivision President
GrantCommon Shares 8,841 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000333 · wf-form4_163546937825445.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,275.5177

F1 · date: On February 4, 2019, the Issuer made a grant to the Reporting Person of 5,278 performance units (the "2019 grant"). Under the award agreement, the 2019 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2019 grant were satisfied to the extent required to permit for the issuance of shares equal to 167.5% of the original grant.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 595.844 $151.62 $90,341.87
Disclosure

SEC source: 0001443984-21-000332 · wf-form4_163546935706417.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,702.6411

Underlying: Common Shares · 595.844 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 431,008 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000332 · wf-form4_163546935706417.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,846.8974

F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 172,403 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:02 UTC
Miller Cory JEVP and CFO
Tax withholdingCommon Shares 1,687 $149.58 $252,341.46
Disclosure

SEC source: 0001443984-21-000331 · wf-form4_163546933592761.xml · nonDerivative · entry 5

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,663.7162

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:02 UTC
Miller Cory JEVP and CFO
GrantCommon Shares 5,747 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000331 · wf-form4_163546933592761.xml · nonDerivative · entry 4

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,350.7162

F2 · date: On November 1, 2018, the Issuer made a grant to the Reporting Person of 5,747 performance units (the "2018 grant"). Under the award agreement, the 2018 grant included an issuance provision under which the Reporting Person would receive 50% or 100% of the original grant depending on certain pre-determined performance criteria achieved in any single year of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2018 grant were satisfied to the extent required to permit for the issuance of shares equal to 100% of the original grant.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:02 UTC
Miller Cory JEVP and CFO
GrantCommon Shares 2,211 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000331 · wf-form4_163546933592761.xml · nonDerivative · entry 2

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,603.7162

F1 · date: On February 4, 2019, the Issuer made a grant to the Reporting Person of 1,320 performance units (the "2019 grant"). Under the award agreement, the 2019 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2019 grant were satisfied to the extent required to permit for the issuance of shares equal to 167.5% of the original grant.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:02 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 129.846 $151.62 $19,687.25
Disclosure

SEC source: 0001443984-21-000330 · wf-form4_163546931451476.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,425.505

Underlying: Common Shares · 129.846 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:02 UTC
STUMP DENISEEVP, Global Human Resources
GrantCommon Shares 58,348 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000330 · wf-form4_163546931451476.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,820.31

F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 23,339 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant.

Read SEC document
October 26, 2021 Filed Oct 29, 2021 01:01 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 54,583 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000329 · wf-form4_163546929176133.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,185.0069

F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 21,833 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant.

Read SEC document
October 25, 2021 Filed Dec 2, 2021 00:23 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 1.7367 $124.95 $217.00
Disclosure

SEC source: 0001443984-21-000349 · wf-form4_163840462065588.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,270.2544

Read SEC document
October 25, 2021 Filed Dec 2, 2021 00:23 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.0004 $124.95 $125.00
Disclosure

SEC source: 0001443984-21-000348 · wf-form4_163840459060299.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,186.0073

Read SEC document
October 25, 2021 Filed Dec 2, 2021 00:23 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 23.4094 $124.95 $2,925.00
Disclosure

SEC source: 0001443984-21-000347 · wf-form4_163840457070691.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,687.1256

Read SEC document
October 25, 2021 Filed Dec 2, 2021 00:22 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 4.0016 $124.95 $500.00
Disclosure

SEC source: 0001443984-21-000346 · wf-form4_163840455068828.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,824.3116

Read SEC document
October 25, 2021 Filed Dec 2, 2021 00:22 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 16.0064 $124.95 $2,000.00
Disclosure

SEC source: 0001443984-21-000345 · wf-form4_163840452898340.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,859.6108

Read SEC document
October 01, 2021 Filed Oct 5, 2021 17:31 UTC
FINN BRIAN DDirector
GrantCommon Shares 170 $147.14 $25,013.80
Disclosure

SEC source: 0001443984-21-000321 · wf-form4_163345506693795.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,176

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.