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SCOTTS MIRACLE-GRO CO

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4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2022 Filed Feb 8, 2022 21:58 UTC Exercise / conversionDividend Equivalent Rights · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000073 · wf-form4_164435750134030.xml · derivative · entry 3

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Shares · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F2 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:58 UTC GrantCommon Shares 1,581 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000073 · wf-form4_164435750134030.xml · nonDerivative · entry 2

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,943

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:58 UTC Exercise / conversionCommon Shares 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000073 · wf-form4_164435750134030.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:58 UTC Exercise / conversionDividend Equivalent Rights · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000072 · wf-form4_164435748230623.xml · derivative · entry 3

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111

Underlying: Common Shares · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F2 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:58 UTC GrantCommon Shares 1,581 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000072 · wf-form4_164435748230623.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,538

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:58 UTC Exercise / conversionCommon Shares 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000072 · wf-form4_164435748230623.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:57 UTC
Miller Cory JEVP and CFO
GrantCommon Shares 4,516 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000071 · wf-form4_164435746491195.xml · nonDerivative · entry 2

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,265.3246

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:57 UTC
Miller Cory JEVP and CFO
Tax withholdingCommon Shares 2,008 $132.87 $266,802.96
Disclosure

SEC source: 0001443984-22-000071 · wf-form4_164435746491195.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,749.3246

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:52 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 2,823 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000067 · wf-form4_164435716261634.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,044.5816

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:52 UTC
Smith Ivan CEVP, GC and Secretary
Tax withholdingCommon Shares 1,814 $132.87 $241,026.18
Disclosure

SEC source: 0001443984-22-000067 · wf-form4_164435716261634.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,221.5816

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:57 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000070 · wf-form4_164435741456697.xml · derivative · entry 3

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Shares · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F3 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:57 UTC
Hanft AdamDirector
GrantCommon Shares 4,592 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000070 · wf-form4_164435741456697.xml · nonDerivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,174

F2 · shares: Includes 3,011 restricted stock units pursuant to a consulting agreement in the amount of $400,000.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:57 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000070 · wf-form4_164435741456697.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:53 UTC
Vines John RDirector
Exercise / conversionDividend Equivalent Rights · Derivative 257 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000068 · wf-form4_164435717864228.xml · derivative · entry 3

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125

Underlying: Common Shares · 257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,903 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F2 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,903 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:53 UTC
Vines John RDirector
GrantCommon Shares 1,844 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000068 · wf-form4_164435717864228.xml · nonDerivative · entry 2

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,186

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:53 UTC
Vines John RDirector
Exercise / conversionCommon Shares 257 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000068 · wf-form4_164435717864228.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:52 UTC Exercise / conversionDividend Equivalent Rights · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000066 · wf-form4_164435714260311.xml · derivative · entry 3

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Shares · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F2 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:52 UTC GrantCommon Shares 1,581 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000066 · wf-form4_164435714260311.xml · nonDerivative · entry 2

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,172

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:52 UTC Exercise / conversionCommon Shares 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000066 · wf-form4_164435714260311.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:52 UTC
STUMP DENISEEVP, Global Human Resources
GrantCommon Shares 2,823 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000065 · wf-form4_164435712354947.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,446.05

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:52 UTC
STUMP DENISEEVP, Global Human Resources
Tax withholdingCommon Shares 1,814 $132.87 $241,026.18
Disclosure

SEC source: 0001443984-22-000065 · wf-form4_164435712354947.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,623.05

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:51 UTC Exercise / conversionDividend Equivalent Rights · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000064 · wf-form4_164435710531181.xml · derivative · entry 3

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Shares · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F2 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:51 UTC GrantCommon Shares 1,581 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000064 · wf-form4_164435710531181.xml · nonDerivative · entry 2

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,586

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:51 UTC Exercise / conversionCommon Shares 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000064 · wf-form4_164435710531181.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 22:20 UTC
FINN BRIAN DDirector
Exercise / conversionDividend Equivalent Rights · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000039 · wf-form4_164384039652593.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Underlying: Common Shares · 90 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F3 · derivative.exercise_date: On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F4 · derivative.exercise_date: On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F5 · derivative.exercise_date: On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F2 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F3 · derivative.expiration_date: On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F4 · derivative.expiration_date: On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F5 · derivative.expiration_date: On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 22:20 UTC
FINN BRIAN DDirector
Exercise / conversionCommon Shares 90 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000039 · wf-form4_164384039652593.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:24 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Tax withholdingCommon Shares 191,153 $151.20 $28,902,333.60
Disclosure

SEC source: 0001443984-22-000047 · wf-form4_164384063561808.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,785.2942

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:23 UTC
Smith Ivan CEVP, GC and Secretary
Tax withholdingCommon Shares 24,156 $151.20 $3,652,387.20
Disclosure

SEC source: 0001443984-22-000046 · wf-form4_164384061238615.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,035.5816

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:23 UTC Exercise / conversionDividend Equivalent Rights · Derivative 221 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000045 · wf-form4_164384057039250.xml · derivative · entry 2

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Shares · 221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 2, 2018, the reporting person was granted 277 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F3 · derivative.exercise_date: On April 1, 2018, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F4 · derivative.exercise_date: On July 1, 2018, the reporting person was granted 300 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F5 · derivative.exercise_date: On October 1, 2018, the reporting person was granted 317 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F6 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F7 · derivative.exercise_date: On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F8 · derivative.exercise_date: On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F9 · derivative.exercise_date: On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F2 · derivative.expiration_date: On February 2, 2018, the reporting person was granted 277 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F3 · derivative.expiration_date: On April 1, 2018, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F4 · derivative.expiration_date: On July 1, 2018, the reporting person was granted 300 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F5 · derivative.expiration_date: On October 1, 2018, the reporting person was granted 317 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F6 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F7 · derivative.expiration_date: On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F8 · derivative.expiration_date: On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F9 · derivative.expiration_date: On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:23 UTC Exercise / conversionCommon Shares 221 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000045 · wf-form4_164384057039250.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:22 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000043 · wf-form4_164384051939393.xml · derivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 24 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 1,692 restricted stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 1,692 restricted stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:22 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 24 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000043 · wf-form4_164384051939393.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:22 UTC
King James DEVP and CCO
Tax withholdingCommon Shares 16,350 $151.20 $2,472,120.00
Disclosure

SEC source: 0001443984-22-000044 · wf-form4_164384054435903.xml · nonDerivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,549

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:21 UTC
Lukemire Michael CPresident and COO
Tax withholdingCommon Shares 66,780 $151.20 $10,097,136.00
Disclosure

SEC source: 0001443984-22-000042 · wf-form4_164384047342833.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,102

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:21 UTC Exercise / conversionDividend Equivalent Rights · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000041 · wf-form4_164384044938175.xml · derivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325

Underlying: Common Shares · 11 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 83 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F3 · derivative.exercise_date: On April 1, 2019, the reporting person was granted 79 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F4 · derivative.exercise_date: On July 1, 2019, the reporting person was granted 64 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F5 · derivative.exercise_date: On October 1, 2019, the reporting person was granted 62 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F2 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 83 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F3 · derivative.expiration_date: On April 1, 2019, the reporting person was granted 79 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F4 · derivative.expiration_date: On July 1, 2019, the reporting person was granted 64 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

F5 · derivative.expiration_date: On October 1, 2019, the reporting person was granted 62 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:21 UTC Exercise / conversionCommon Shares 11 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000041 · wf-form4_164384044938175.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:20 UTC
STUMP DENISEEVP, Global Human Resources
Tax withholdingCommon Shares 25,878 $151.20 $3,912,753.60
Disclosure

SEC source: 0001443984-22-000040 · wf-form4_164384042112571.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,437.05

Read SEC document
January 26, 2022 Filed Jan 28, 2022 17:53 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 64.356 $153.00 $9,846.47
Disclosure

SEC source: 0001443984-22-000026 · wf-form4_164339241491224.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,242.777

Underlying: Common Shares · 64.356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 17:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 544.674 $153.00 $83,335.12
Disclosure

SEC source: 0001443984-22-000025 · wf-form4_164339239503599.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,997.899

Underlying: Common Shares · 544.674 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
January 25, 2022 Filed Jan 28, 2022 17:54 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 23.1793 $126.19 $2,925.00
Disclosure

SEC source: 0001443984-22-000029 · wf-form4_164339246695717.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,757.3246

Read SEC document
January 25, 2022 Filed Jan 28, 2022 17:54 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.9906 $126.19 $125.00
Disclosure

SEC source: 0001443984-22-000028 · wf-form4_164339245001886.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,191.5816

Read SEC document
January 25, 2022 Filed Jan 28, 2022 17:54 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 1.7196 $126.19 $217.00
Disclosure

SEC source: 0001443984-22-000027 · wf-form4_164339243290308.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.441

Read SEC document
January 25, 2022 Filed Jan 28, 2022 17:53 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.9623 $126.19 $500.00
Disclosure

SEC source: 0001443984-22-000026 · wf-form4_164339241491224.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,315.05

Read SEC document
January 25, 2022 Filed Jan 28, 2022 17:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 15.8491 $126.19 $2,000.00
Disclosure

SEC source: 0001443984-22-000025 · wf-form4_164339239503599.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,938.2942

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:15 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionPhantom Stock · Derivative 479.506 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000010 · wf-form4_164141734531211.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,178.421

Underlying: Common Shares · 479.506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:15 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionCommon Shares 479 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000010 · wf-form4_164141734531211.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,307.3661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On January 3, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares. Partial shares were paid out in cash.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 16:16 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 558.083 $161.88 $90,342.48
Disclosure

SEC source: 0001443984-21-000413 · wf-form4_164079456612076.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,453.225

Underlying: Common Shares · 558.083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 16:16 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 60.809 $161.88 $9,843.76
Disclosure

SEC source: 0001443984-21-000412 · wf-form4_164079454964835.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,657.927

Underlying: Common Shares · 60.809 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
December 24, 2021 Filed Jan 5, 2022 21:17 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 14.8865 $134.35 $2,000.00
Disclosure

SEC source: 0001443984-22-000013 · wf-form4_164141743257190.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,922.4451

Read SEC document
December 24, 2021 Filed Jan 5, 2022 21:17 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.9304 $134.35 $125.00
Disclosure

SEC source: 0001443984-22-000014 · wf-form4_164141745284932.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,190.591

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.